UBS’s Invesco FTSE RAFI US 1500 Small-Mid ETF PRFZ Stock Holding History

UBS’s Portfolio PRFZ Stock Details PRFZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$15.3M	Sell	811,100 -16,370	-2%	-$322K	0.01%	1129
2014 Q2	$16.7M	Buy	827,470 +80,350	+11%	+$1.57M	0.01%	991
2014 Q1	$14.8M	Buy	747,120 +298,980	+67%	+$5.79M	0.01%	975
2013 Q4	$8.76M	Buy	448,140 +23,830	+6%	+$444K	0.01%	1365
2013 Q3	$7.6M	Buy	424,310 +39,775	+10%	+$690K	0.01%	1345
2013 Q2	$6.23M	Buy	+384,535	New	+$6.11M	0.01%	1423

Other funds holding PRFZ

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BPB

Badgley, Phelps & Bell Seattle, Washington $2.69B AUM 41.96% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

FMWA

Forvis Mazars Wealth Advisors Springfield, Missouri $5.99B AUM 21.91% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

JWA

JFS Wealth Advisors Hermitage, Pennsylvania $2.01B AUM 21.74% 1-Year Est. Return

UBS's PRFZ Position: Q3 2014 in Review

UBS reduced its Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) stake by 2% in Q3 2014, selling an estimated $322K and leaving 811,100 shares worth $15.3M. The position accounts for 0.01% of the portfolio, ranked #1129.

UBS first reported a position in PRFZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $16.7M in Q2 2014. 83 funds tracked by Wall St. Rank hold PRFZ as of Q3 2014.

UBS held 811,100 shares of Invesco FTSE RAFI US 1500 Small-Mid ETF worth $15.3M as of Q3 2014.
UBS sold 16,370 Invesco FTSE RAFI US 1500 Small-Mid ETF shares in Q3 2014, an estimated $322K.
Invesco FTSE RAFI US 1500 Small-Mid ETF made up 0.01% of UBS's portfolio in Q3 2014, its #1129 holding.
UBS first reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF in Q2 2013 and has held it in 6 quarters since.
UBS's Invesco FTSE RAFI US 1500 Small-Mid ETF position peaked at $16.7M in Q2 2014.
83 funds tracked by Wall St. Rank held Invesco FTSE RAFI US 1500 Small-Mid ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.