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Invesco FTSE RAFI US 1500 Small-Mid ETF

66 hedge funds and large institutions have $308M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 14

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

27% more capital invested

Capital invested by funds: $242M → $308M (+$66.1M)

8% more funds holding

Funds holding: 6166 (+5)

Holders
66
Holders Change
+5
Holders Change %
+8.2%
% of All Funds
2.14%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.13%
New
11
Increased
29
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$82.8M +$2.64M +151,995 +3%
BPB
2
Badgley, Phelps & Bell
Washington
$22.6M +$1.15M +66,365 +6%
Wells Fargo
3
Wells Fargo
California
$22.6M +$2.63M +151,845 +14%
Morgan Stanley
4
Morgan Stanley
New York
$20.5M +$1.62M +93,485 +9%
LPL Financial
5
LPL Financial
California
$15.8M +$496K +28,580 +3%
JWA
6
JFS Wealth Advisors
Pennsylvania
$13.9M +$373K +21,525 +3%
RJA
7
Raymond James & Associates
Florida
$9.73M +$1.35M +77,765 +17%
MAM
8
Marquette Asset Management
Minnesota
$9.24M +$67K +3,865 +0.8%
AW
9
ACG Wealth
Georgia
$7.87M +$7.62M +439,290 New
RJFSA
10
Raymond James Financial Services Advisors
Florida
$7.84M -$892K -51,440 -11%
U
11
UBS
Switzerland
$7.6M +$690K +39,775 +10%
FMWA
12
Forvis Mazars Wealth Advisors
Missouri
$7.52M +$7.28M +419,995 New
CCWA
13
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$7.12M +$6.89M +397,420 New
NYLIM
14
New York Life Investment Management
New York
$6.49M -$356K -20,500 -5%
HighTower Advisors
15
HighTower Advisors
Illinois
$5.95M +$4.66M +268,440 +419%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$5.75M +$191K +11,030 +4%
MWAM
17
Mariner Wealth Advisors (Madison)
Kansas
$5.74M +$263K +15,140 +5%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$5.07M +$1.42M +81,930 +41%
CIBC World Market
19
CIBC World Market
Ontario, Canada
$4.41M +$1.45M +83,595 +51%
CC
20
Callan Capital
California
$4.2M +$579K +33,395 +17%
OC
21
Oppenheimer & Co
New York
$4.03M -$26.2K -1,510 -0.7%
CAN
22
Cetera Advisor Networks
California
$3.92M +$335K +19,290 +10%
NEPWA
23
New England Private Wealth Advisors
Massachusetts
$3.11M +$574K +33,120 +24%
MIH
24
Madison Investment Holdings
Wisconsin
$2.17M +$129K +7,430 +7%
AFG
25
Albion Financial Group
Utah
$2.13M