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Invesco FTSE RAFI US 1500 Small-Mid ETF

84 hedge funds and large institutions have $377M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 35 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

950% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 2

119% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 16

100% more funds holding in top 10

Funds holding in top 10: 48 (+4)

27% more funds holding

Funds holding: 6684 (+18)

22% more capital invested

Capital invested by funds: $308M → $377M (+$68.8M)

Holders
84
Holders Change
+18
Holders Change %
+27.27%
% of All Funds
2.44%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.23%
New
21
Increased
35
Reduced
16
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$91.6M +$1.17M +62,880 +1%
Wells Fargo
2
Wells Fargo
California
$31.8M +$6.83M +366,550 +29%
Morgan Stanley
3
Morgan Stanley
New York
$31.4M +$8.65M +464,450 +41%
BPB
4
Badgley, Phelps & Bell
Washington
$24.9M +$191K +10,255 +0.8%
LPL Financial
5
LPL Financial
California
$18.4M +$1.4M +75,385 +9%
JWA
6
JFS Wealth Advisors
Pennsylvania
$15.7M +$507K +27,240 +4%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$13.4M +$6.77M +363,330 +113%
RJA
8
Raymond James & Associates
Florida
$11.7M +$1.04M +55,730 +10%
CCWA
9
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$11.3M +$3.36M +180,480 +45%
MAM
10
Marquette Asset Management
Minnesota
$10.5M +$409K +21,955 +4%
FMWA
11
Forvis Mazars Wealth Advisors
Missouri
$10.1M +$1.81M +97,090 +23%
AW
12
ACG Wealth
Georgia
$9.21M +$595K +31,925 +7%
U
13
UBS
Switzerland
$8.76M +$444K +23,830 +6%
CIBC World Market
14
CIBC World Market
Ontario, Canada
$8.23M +$3.26M +174,820 +71%
Mariner
15
Mariner
Kansas
$7.1M +$6.47M +347,320 +2,167%
HighTower Advisors
16
HighTower Advisors
Illinois
$7.09M +$559K +30,025 +9%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$6.66M +$1.07M +57,535 +20%
CC
18
Callan Capital
California
$5M +$396K +21,275 +9%
CAN
19
Cetera Advisor Networks
California
$4.61M +$323K +17,350 +8%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$4.2M -$4.15M -222,930 -51%
NEPWA
21
New England Private Wealth Advisors
Massachusetts
$3.71M +$306K +16,440 +9%
TWA
22
Tillar-Wenstrup Advisors
Ohio
$3.52M +$3.35M +180,125 New
Ameriprise
23
Ameriprise
Minnesota
$3.1M +$1.4M +75,360 +91%
AIG
24
American International Group
New York
$2.72M +$816K +43,800 +46%
MIH
25
Madison Investment Holdings
Wisconsin
$2.42M +$50.1K +2,690 +2%

PRFZ Hedge Fund Activity: Q4 2013 in Review

84 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2013, worth a combined $377M — up 22% from $308M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PRFZ positions and 2 closed out — a net gain of 19 holders — while 35 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.65M. The largest seller was New York Life Investment Management, exiting entirely with an estimated $6.49M sold.

  • 84 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2013, up from 66 in Q3 2013.
  • Funds reported $377M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2013, up 22% quarter-over-quarter.
  • 21 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2013 and 2 closed out, a net change of +19 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2013 was Morgan Stanley, an estimated $8.65M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2013 was New York Life Investment Management, an estimated $6.49M sold.

Based on aggregated 13F filings for Q4 2013.