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Invesco FTSE RAFI US 1500 Small-Mid ETF

82 hedge funds and large institutions have $427M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2014 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 24

1% more capital invested

Capital invested by funds: $424M → $427M (+$3.84M)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

1% less funds holding

Funds holding: 8382 (-1)

33% less funds holding in top 10

Funds holding in top 10: 96 (-3)

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
2.36%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.17%
New
8
Increased
32
Reduced
24
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$102M +$3.5M +179,785 +4%
Morgan Stanley
2
Morgan Stanley
New York
$40.1M +$2.6M +133,595 +7%
Wells Fargo
3
Wells Fargo
California
$31.6M -$3.33M -170,870 -10%
BPB
4
Badgley, Phelps & Bell
Washington
$25.9M -$213K -10,910 -0.8%
LPL Financial
5
LPL Financial
California
$21.7M +$1.3M +66,535 +7%
RJA
6
Raymond James & Associates
Florida
$20.9M +$1.13M +58,010 +6%
Mariner
7
Mariner
Kansas
$17.9M +$250K +12,805 +1%
U
8
UBS
Switzerland
$16.7M +$1.57M +80,350 +11%
FMWA
9
Forvis Mazars Wealth Advisors
Missouri
$15.9M +$3.43M +176,185 +29%
CCWA
10
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$13.7M +$721K +37,005 +6%
JWA
11
JFS Wealth Advisors
Pennsylvania
$13.4M -$1.39M -71,240 -10%
MAM
12
Marquette Asset Management
Minnesota
$10.5M -$239K -12,250 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$8.93M +$277K +14,215 +3%
HighTower Advisors
14
HighTower Advisors
Illinois
$8.61M +$468K +24,020 +6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$7.61M -$1.06M -54,365 -13%
CAN
16
Cetera Advisor Networks
California
$5.55M -$208K -10,690 -4%
AW
17
ACG Wealth
Georgia
$5.47M -$2.51M -128,685 -32%
SG Americas Securities
18
SG Americas Securities
New York
$4.77M +$4.61M +236,330 New
CC
19
Callan Capital
California
$4.75M -$903K -46,295 -16%
NEPWA
20
New England Private Wealth Advisors
Massachusetts
$3.86M -$97 -5 -0%
UCFA
21
United Capital Financial Advisors
Texas
$3.34M +$852K +43,690 +36%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$3.15M -$976K -50,075 -24%
AIG
23
American International Group
New York
$2.96M +$739K +37,905 +35%
Ameriprise
24
Ameriprise
Minnesota
$2.84M -$298K -15,290 -10%
MMLI
25
Massachusetts Mutual Life Insurance
Massachusetts
$2.76M +$187K +9,595 +8%

PRFZ Hedge Fund Activity: Q2 2014 in Review

82 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q2 2014, worth a combined $427M — up 0.91% from $424M a quarter earlier.

Fund positioning in PRFZ was balanced in Q2 2014: 8 funds opened new positions, 8 closed out, 32 added to existing stakes and 24 trimmed.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $4.61M. The largest seller was CIBC World Market, cutting an estimated $7.92M.

  • 82 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q2 2014, down from 83 in Q1 2014.
  • Funds reported $427M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q2 2014, up 0.91% quarter-over-quarter.
  • 8 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q2 2014 and 8 closed out, a net change of 0 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q2 2014 was SG Americas Securities, an estimated $4.61M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q2 2014 was CIBC World Market, an estimated $7.92M sold.

Based on aggregated 13F filings for Q2 2014.