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Invesco FTSE RAFI US 1500 Small-Mid ETF

123 hedge funds and large institutions have $666M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 41 increasing their positions, 44 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

2% more funds holding

Funds holding: 121123 (+2)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

7% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 44

34% less capital invested

Capital invested by funds: $1.01B → $666M (-$345M)

110.72% less ownership

Funds ownership: 318.72%208% (-111%)

Holders
123
Holders Change
+2
Holders Change %
+1.65%
% of All Funds
3.06%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
12
Increased
41
Reduced
44
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$113M +$3.55M +152,490 +3%
HT
2
Hefren-Tillotson
Pennsylvania
$66.2M +$118K +5,075 +0.2%
CSIA
3
Charles Schwab Investment Advisory
California
$43.2M -$869K -37,370 -2%
Mariner
4
Mariner
Kansas
$39.3M +$1.43M +61,485 +4%
LPT
5
Legacy Private Trust
Wisconsin
$36.4M -$3.29M -141,260 -8%
CPO
6
Cerity Partners OCIO
New York
$34.2M +$2.12M +91,275 +7%
UBS Group
7
UBS Group
Switzerland
$33.4M +$297K +12,760 +0.9%
Morgan Stanley
8
Morgan Stanley
New York
$31.8M +$2.3M +98,770 +8%
RJA
9
Raymond James & Associates
Florida
$24.7M +$192K +8,275 +0.8%
Ameriprise
10
Ameriprise
Minnesota
$18.1M +$2.64M +113,695 +17%
Wells Fargo
11
Wells Fargo
California
$17.5M -$1.26M -54,105 -7%
FWM
12
Frontier Wealth Management
Missouri
$13.7M -$2.64M -113,705 -16%
DPA
13
Delphi Private Advisors
California
$10.9M -$1.1M -47,085 -9%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$9.84M +$280K +12,040 +3%
KL
15
Kinsight LLC
Alabama
$9.67M -$1.04M -44,600 -10%
BPB
16
Badgley, Phelps & Bell
Washington
$9.35M +$373K +16,015 +4%
JWA
17
JFS Wealth Advisors
Pennsylvania
$9.27M
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$9.05M +$485K +20,845 +6%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$7.92M -$283K -12,170 -3%
LPL Financial
20
LPL Financial
California
$7.22M -$84.9K -3,650 -1%
Wealth Enhancement Advisory Services
21
Wealth Enhancement Advisory Services
Minnesota
$6.74M +$25.4K +1,090 +0.4%
CAN
22
Cetera Advisor Networks
California
$6.63M +$1.24M +53,435 +23%
CC
23
Callan Capital
California
$6.16M -$231K -9,925 -4%
MAM
24
Marquette Asset Management
Minnesota
$5.95M +$22.9K +985 +0.4%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$5.37M +$549K +23,590 +11%

PRFZ Hedge Fund Activity: Q1 2017 in Review

123 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q1 2017, worth a combined $666M — down 34% from $1.01B a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PRFZ positions and 9 closed out — a net gain of 3 holders — while 41 added to existing stakes and 44 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $5.14M. The largest seller was Invesco, cutting an estimated $364M.

  • 123 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q1 2017, up from 121 in Q4 2016.
  • Funds reported $666M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q1 2017, down 34% quarter-over-quarter.
  • 12 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q1 2017 and 9 closed out, a net change of +3 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q1 2017 was Citadel Advisors, an estimated $5.14M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q1 2017 was Invesco, an estimated $364M sold.

Based on aggregated 13F filings for Q1 2017.