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Invesco FTSE RAFI US 1500 Small-Mid ETF

174 hedge funds and large institutions have $1.05B invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2020 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 38 increasing their positions, 65 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 11

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

24% more capital invested

Capital invested by funds: $850M → $1.05B (+$203M)

14% more funds holding

Funds holding: 153174 (+21)

1.84% less ownership

Funds ownership: 300.78%298.94% (-1.8%)

42% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 65

89% less call options, than puts

Call options by funds: $24K | Put options by funds: $223K

Holders
174
Holders Change
+21
Holders Change %
+13.73%
% of All Funds
3.08%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
33
Increased
38
Reduced
65
Closed
11
Calls
$24K
Puts
$223K
Net Calls
-$199K
Net Calls Change
-$199K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$390M -$25.6M -941,665 -7%
Invesco
2
Invesco
Georgia
$91.8M -$2.71M -99,810 -3%
Bank of America
3
Bank of America
North Carolina
$89.7M +$253K +9,305 +0.3%
WA
4
Waverly Advisors
Alabama
$46.7M +$774K +28,520 +2%
RJA
5
Raymond James & Associates
Florida
$39.1M +$524K +19,290 +2%
Morgan Stanley
6
Morgan Stanley
New York
$36.3M -$2.06M -75,860 -6%
FDCDDQ
7
Federation des caisses Desjardins du Quebec
Quebec, Canada
$33.7M +$1.25M +45,950 +4%
Mariner
8
Mariner
Kansas
$23.6M -$6.32M -232,880 -23%
AIA
9
Arbor Investment Advisors
North Carolina
$19.6M -$171K -6,280 -1%
WA
10
Waddell & Associates
Tennessee
$18.8M +$389K +14,325 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$16.9M -$5.99M -220,540 -28%
LPL Financial
12
LPL Financial
California
$15.7M +$1.41M +51,965 +11%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$15.7M -$2.93M -107,840 -17%
CAN
14
Cetera Advisor Networks
California
$14M -$584K -21,515 -4%
MWM
15
Merriman Wealth Management
Washington
$13.3M -$306K -11,285 -2%
Wells Fargo
16
Wells Fargo
California
$13.1M +$1.69M +62,405 +17%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$10M -$329K -12,110 -4%
CFA
18
Carroll Financial Associates
North Carolina
$9.92M +$360K +13,260 +4%
DFG
19
DWM Financial Group
Illinois
$9.74M +$174K +6,400 +2%
UBS Group
20
UBS Group
Switzerland
$8.18M -$6.24M -229,745 -46%
Ameriprise
21
Ameriprise
Minnesota
$8.02M -$867K -31,945 -11%
AFA
22
Arlington Financial Advisors
California
$6.72M -$40.7K -1,500 -0.7%
CST
23
Charles Schwab Trust
Nevada
$5.83M -$8.42K -310 -0.2%
SFS
24
Solitude Financial Services
Virginia
$5.52M +$4.97M +182,920 New
CC
25
Callan Capital
California
$4.75M -$475K -17,510 -10%

PRFZ Hedge Fund Activity: Q4 2020 in Review

174 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2020, worth a combined $1.05B — up 24% from $850M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new PRFZ positions and 11 closed out — a net gain of 22 holders — while 38 added to existing stakes and 65 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.69M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $25.6M.

  • 174 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2020, up from 153 in Q3 2020.
  • Funds reported $1.05B of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2020, up 24% quarter-over-quarter.
  • 33 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2020 and 11 closed out, a net change of +22 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2020 was Wells Fargo, an estimated $1.69M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2020 was Charles Schwab Investment Advisory, an estimated $25.6M sold.

Based on aggregated 13F filings for Q4 2020.