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Invesco FTSE RAFI US 1500 Small-Mid ETF

110 hedge funds and large institutions have $914M invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 47 increasing their positions, 38 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more capital invested

Capital invested by funds: $572M → $914M (+$342M)

24% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 38

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

4% less funds holding

Funds holding: 114110 (-4)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
110
Holders Change
-4
Holders Change %
-3.51%
% of All Funds
2.93%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.24%
New
4
Increased
47
Reduced
38
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$338M +$322M +15,599,745 +3,571%
Bank of America
2
Bank of America
North Carolina
$94.4M -$6.63M -321,205 -7%
HT
3
Hefren-Tillotson
Pennsylvania
$60.8M -$1.34M -65,170 -2%
CSIA
4
Charles Schwab Investment Advisory
California
$39.5M -$2.01M -97,445 -5%
UBS Group
5
UBS Group
Switzerland
$32.2M -$2.19M -106,370 -7%
Mariner
6
Mariner
Kansas
$31.6M -$1.4M -67,650 -4%
LPT
7
Legacy Private Trust
Wisconsin
$31.3M -$4.49M -217,735 -13%
CPO
8
Cerity Partners OCIO
New York
$28.2M +$4.23M +204,845 +18%
Morgan Stanley
9
Morgan Stanley
New York
$26.2M +$372K +18,035 +1%
RJA
10
Raymond James & Associates
Florida
$22.2M +$986K +47,790 +5%
Wells Fargo
11
Wells Fargo
California
$15.2M -$11M -532,085 -42%
FWM
12
Frontier Wealth Management
Missouri
$15M -$31.9K -1,545 -0.2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$14.2M -$1.02M -49,655 -7%
Ameriprise
14
Ameriprise
Minnesota
$10.9M +$1.74M +84,370 +19%
DPA
15
Delphi Private Advisors
California
$10.9M -$475K -23,005 -4%
JWA
16
JFS Wealth Advisors
Pennsylvania
$10.5M -$2.46M -119,345 -19%
KL
17
Kinsight LLC
Alabama
$9.74M -$205K -9,940 -2%
BPB
18
Badgley, Phelps & Bell
Washington
$8.04M +$48.9K +2,370 +0.6%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$7.62M -$51.6K -2,500 -0.7%
CAN
20
Cetera Advisor Networks
California
$7.35M +$2.58M +125,290 +56%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$6.87M -$725K -35,145 -10%
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
$6.19M +$166K +8,040 +3%
MAM
23
Marquette Asset Management
Minnesota
$5.9M -$929K -45,045 -14%
CC
24
Callan Capital
California
$5.79M -$30.4K -1,475 -0.5%
LPL Financial
25
LPL Financial
California
$5.24M +$722 +35 +0%

PRFZ Hedge Fund Activity: Q3 2016 in Review

110 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q3 2016, worth a combined $914M — up 60% from $572M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PRFZ and 4 opened new positions — a net loss of 3 holders — while 38 trimmed existing stakes and 47 added.

The largest buyer was Invesco, adding an estimated $322M. The largest seller was Wells Fargo, cutting an estimated $11M.

  • 110 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q3 2016, down from 114 in Q2 2016.
  • Funds reported $914M of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q3 2016, up 60% quarter-over-quarter.
  • 4 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q3 2016 and 7 closed out, a net change of -3 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q3 2016 was Invesco, an estimated $322M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q3 2016 was Wells Fargo, an estimated $11M sold.

Based on aggregated 13F filings for Q3 2016.