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Invesco FTSE RAFI US 1500 Small-Mid ETF

168 hedge funds and large institutions have $1.2B invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2019 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 45 increasing their positions, 58 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 14

5% more funds holding

Funds holding: 160168 (+8)

0% less capital invested

Capital invested by funds: $1.2B → $1.2B (-$92.6K)

3.38% less ownership

Funds ownership: 307.65%304.27% (-3.4%)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

22% less repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 58

Holders
168
Holders Change
+8
Holders Change %
+5%
% of All Funds
3.31%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.12%
New
25
Increased
45
Reduced
58
Closed
14
Calls
$328K
Puts
Net Calls
+$328K
Net Calls Change
+$100K
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$335M -$7.36M -279,255 -2%
Bank of America
2
Bank of America
North Carolina
$135M -$3.53M -134,160 -3%
Invesco
3
Invesco
Georgia
$95.2M -$3.64M -138,055 -4%
HT
4
Hefren-Tillotson
Pennsylvania
$80.8M -$2.15M -81,470 -3%
Mariner
5
Mariner
Kansas
$61.9M +$443K +16,810 +0.7%
RJA
6
Raymond James & Associates
Florida
$49.4M +$13.1M +497,460 +38%
WA
7
Waddell & Associates
Tennessee
$37.7M -$921K -34,950 -2%
Morgan Stanley
8
Morgan Stanley
New York
$34.4M +$63.2K +2,400 +0.2%
WA
9
Waverly Advisors
Alabama
$29.7M +$373K +14,175 +1%
CCP
10
Cardan Capital Partners
Colorado
$20.9M +$402K +15,260 +2%
UBS Group
11
UBS Group
Switzerland
$20.5M -$11M -417,710 -36%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$20.2M -$2.04M -77,440 -8%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$19.8M +$1.88M +71,235 +11%
Wells Fargo
14
Wells Fargo
California
$18.3M +$379K +14,405 +2%
LPT
15
Legacy Private Trust
Wisconsin
$12.3M -$1.84M -69,785 -13%
Ameriprise
16
Ameriprise
Minnesota
$11.6M +$100K +3,800 +0.9%
CAN
17
Cetera Advisor Networks
California
$11.5M +$687K +26,065 +7%
AI
18
Accredited Investors
Minnesota
$11M +$333K +12,645 +3%
LPL Financial
19
LPL Financial
California
$10.8M -$45.7K -1,735 -0.4%
HighTower Advisors
20
HighTower Advisors
Illinois
$10.2M +$2.12M +80,505 +27%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$9.89M -$802K -30,425 -8%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$9.88M -$273K -10,365 -3%
IAA
23
Independent Advisor Alliance
North Carolina
$7.84M +$7.55M +286,575 New
CPO
24
Cerity Partners OCIO
New York
$7.15M -$71.2M -2,702,325 -91%
CC
25
Callan Capital
California
$5.68M -$696K -26,435 -11%

PRFZ Hedge Fund Activity: Q4 2019 in Review

168 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2019, worth a combined $1.2B — down 0.01% from $1.2B a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new PRFZ positions and 14 closed out — a net gain of 11 holders — while 45 added to existing stakes and 58 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $13.1M. The largest seller was Cerity Partners OCIO, cutting an estimated $71.2M.

  • 168 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2019, up from 160 in Q3 2019.
  • Funds reported $1.2B of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2019, down 0.01% quarter-over-quarter.
  • 25 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2019 and 14 closed out, a net change of +11 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $13.1M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2019 was Cerity Partners OCIO, an estimated $71.2M sold.

Based on aggregated 13F filings for Q4 2019.