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Invesco FTSE RAFI US 1500 Small-Mid ETF

121 hedge funds and large institutions have $1.01B invested in Invesco FTSE RAFI US 1500 Small-Mid ETF in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 43 increasing their positions, 36 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

318.72% more ownership

Funds ownership: 0%318.72% (+319%)

157% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 7

19% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 36

11% more capital invested

Capital invested by funds: $914M → $1.01B (+$96.4M)

10% more funds holding

Funds holding: 110121 (+11)

0% more funds holding in top 10

Funds holding in top 10: 99 (0)

Holders
121
Holders Change
+11
Holders Change %
+10%
% of All Funds
3.02%
Holding in Top 10
9
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.23%
New
18
Increased
43
Reduced
36
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$365M -$4.49M -205,565 -1%
Bank of America
2
Bank of America
North Carolina
$108M +$4.74M +217,010 +5%
HT
3
Hefren-Tillotson
Pennsylvania
$65.5M -$1.01M -46,305 -2%
CSIA
4
Charles Schwab Investment Advisory
California
$43.6M +$371K +17,010 +0.9%
LPT
5
Legacy Private Trust
Wisconsin
$39.3M +$4.85M +222,075 +15%
Mariner
6
Mariner
Kansas
$37.5M +$2.79M +127,665 +9%
UBS Group
7
UBS Group
Switzerland
$32.8M -$2.28M -104,175 -7%
CPO
8
Cerity Partners OCIO
New York
$31.8M +$848K +38,820 +3%
Morgan Stanley
9
Morgan Stanley
New York
$29.2M +$533K +24,410 +2%
RJA
10
Raymond James & Associates
Florida
$24.2M -$48.3K -2,210 -0.2%
Wells Fargo
11
Wells Fargo
California
$18.6M +$1.85M +84,710 +12%
FWM
12
Frontier Wealth Management
Missouri
$16.2M -$232K -10,625 -1%
Ameriprise
13
Ameriprise
Minnesota
$15.4M +$3.19M +146,230 +28%
DPA
14
Delphi Private Advisors
California
$11.9M +$26.2K +1,200 +0.2%
KL
15
Kinsight LLC
Alabama
$10.6M -$48.8K -2,235 -0.5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$9.46M -$5.74M -262,760 -39%
JWA
17
JFS Wealth Advisors
Pennsylvania
$9.27M -$2.1M -96,330 -19%
BPB
18
Badgley, Phelps & Bell
Washington
$8.88M +$85K +3,890 +1%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$8.48M +$137K +6,265 +2%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$8.12M +$568K +26,000 +8%
LPL Financial
21
LPL Financial
California
$7.37M +$1.45M +66,550 +27%
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
$6.65M -$107K -4,915 -2%
CC
23
Callan Capital
California
$6.33M +$3.06K +140 +0.1%
MAM
24
Marquette Asset Management
Minnesota
$5.87M -$557K -25,500 -9%
CAN
25
Cetera Advisor Networks
California
$5.34M -$2.56M -117,115 -34%

PRFZ Hedge Fund Activity: Q4 2016 in Review

121 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) for Q4 2016, worth a combined $1.01B — up 11% from $914M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new PRFZ positions and 7 closed out — a net gain of 11 holders — while 43 added to existing stakes and 36 trimmed.

The largest buyer was Legacy Private Trust, adding an estimated $4.85M. The largest seller was Royal Bank of Canada, cutting an estimated $5.74M.

  • 121 institutional investors held Invesco FTSE RAFI US 1500 Small-Mid ETF (PRFZ) as of Q4 2016, up from 110 in Q3 2016.
  • Funds reported $1.01B of Invesco FTSE RAFI US 1500 Small-Mid ETF stock for Q4 2016, up 11% quarter-over-quarter.
  • 18 funds opened new Invesco FTSE RAFI US 1500 Small-Mid ETF positions in Q4 2016 and 7 closed out, a net change of +11 holders.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF buyer in Q4 2016 was Legacy Private Trust, an estimated $4.85M added.
  • The largest Invesco FTSE RAFI US 1500 Small-Mid ETF seller in Q4 2016 was Royal Bank of Canada, an estimated $5.74M sold.

Based on aggregated 13F filings for Q4 2016.