New York Life Investment Management’s Invesco FTSE RAFI US 1500 Small-Mid ETF PRFZ Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2013 Q4	–	Sell	-362,400	Closed	-$6.49M	–	161
2013 Q3	$6.49M	Sell	362,400 -20,500	-5%	-$367K	1.99%	14
2013 Q2	$6.21M	Buy	+382,900	New	+$6.21M	1.98%	15