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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYR icon
901
CALL
iShares US Real Estate ETF
IYR
$4.58B
$21.7M 0.02%
313,800
-220,300
-41% -$16M
BMY icon
902
PUT
Bristol-Myers Squibb
BMY
$132B
$21.7M 0.02%
424,100
+207,300
+96% +$10.4M
EFV icon
903
iShares MSCI EAFE Value ETF
EFV
$30.1B
$21.7M 0.02%
396,456
+88,955
+29% +$5.07M
ETG
904
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$21.7M 0.02%
1,272,771
+176,111
+16% +$3.06M
MU icon
905
CALL
Micron Technology
MU
$1.07T
$21.7M 0.02%
632,200
-188,000
-23% -$6.09M
GRFS
906
Grifois
GRFS
$5.4B
$21.6M 0.02%
1,232,482
-1,300,474
-51% -$25.3M
IBN icon
907
ICICI Bank
IBN
$106B
$21.6M 0.02%
2,417,173
+1,149,054
+91% +$10.7M
MDIV icon
908
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$432M
$21.6M 0.02%
1,003,041
+111,707
+13% +$2.46M
STI
909
DELISTED
SunTrust Banks, Inc.
STI
$21.6M 0.02%
567,063
+279,457
+97% +$10.8M
HCR
910
DELISTED
Hi-Crush Inc. Common Stock
HCR
$21.5M 0.02%
417,893
+91,761
+28% +$5.73M
LUV icon
911
Southwest Airlines
LUV
$22B
$21.5M 0.02%
637,029
+36,619
+6% +$1.12M
NOBL icon
912
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$21.5M 0.02%
928,014
+41,282
+5% +$953K
WFM
913
PUT
DELISTED
Whole Foods Market Inc
WFM
$21.4M 0.02%
562,300
-140,700
-20% -$5.37M
EMC
914
CALL
DELISTED
EMC CORPORATION
EMC
$21.4M 0.02%
732,000
+507,700
+226% +$14.6M
ETW
915
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$21.3M 0.02%
1,755,057
+91,558
+6% +$1.16M
XLNX
916
DELISTED
Xilinx Inc
XLNX
$21.3M 0.02%
502,833
+96,229
+24% +$4.2M
JWN
917
CALL
DELISTED
Nordstrom
JWN
$21.3M 0.02%
311,300
+283,700
+1,028% +$19.5M
TRGP icon
918
Targa Resources
TRGP
$57.2B
$21.3M 0.02%
156,143
-50,393
-24% -$6.92M
PPL
919
PPL Corp
PPL
$26.8B
$21.3M 0.02%
694,784
+39,100
+6% +$1.22M
IYT icon
920
iShares US Transportation ETF
IYT
$2.3B
$21.3M 0.02%
563,320
+10,016
+2% +$376K
APA icon
921
CALL
APA Corp
APA
$14B
$21.2M 0.02%
226,000
-1,394,300
-86% -$138M
SAN icon
922
Banco Santander
SAN
$211B
$21.2M 0.02%
2,458,672
+438,506
+22% +$3.95M
NFLX icon
923
Netflix
NFLX
$326B
$21.2M 0.02%
3,281,740
+292,040
+10% +$1.89M
RL icon
924
Ralph Lauren
RL
$23.1B
$21.1M 0.02%
127,798
+32,217
+34% +$5.31M
PZA icon
925
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.27B
$21M 0.02%
837,748
+210,798
+34% +$5.25M
35 36
37
38 39

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.