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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.35%
This Fund
S&P 500
This Quarter Est. Return
-0.22%
1 Year Est. Return
+16.35%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOW icon
876
CALL
Lowe's Companies
LOW
$122B
$22.8M 0.02%
430,400
+102,300
+31% +$5.17M
CELG
877
PUT
DELISTED
Celgene Corp
CELG
$22.8M 0.02%
240,300
+175,800
+273% +$15.9M
CIM
878
Chimera Investment
CIM
$993M
$22.7M 0.02%
498,558
-37,228
-7% -$1.79M
NTG
879
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$22.6M 0.02%
77,859
-1,156
-1% -$337K
SNDK
880
PUT
DELISTED
SANDISK CORP
SNDK
$22.6M 0.02%
230,600
+24,600
+12% +$2.41M
PANW icon
881
Palo Alto Networks
PANW
$323B
$22.5M 0.02%
1,377,366
+321,678
+30% +$4.62M
IEV icon
882
iShares Europe ETF
IEV
$1.7B
$22.5M 0.02%
498,479
-119,169
-19% -$5.58M
UN
883
DELISTED
Unilever NV New York Registry Shares
UN
$22.5M 0.02%
565,918
-32,966
-6% -$1.37M
P
884
DELISTED
Pandora Media Inc
P
$22.4M 0.02%
927,223
+871,696
+1,570% +$23.1M
VLO icon
885
Valero Energy
VLO
$98.7B
$22.4M 0.02%
483,484
-128,991
-21% -$6.51M
PNNT
886
Pennant Park Investment Corp
PNNT
$249M
$22.4M 0.02%
2,048,717
-154,948
-7% -$1.78M
CNVR
887
DELISTED
CONVERSANT INC COM STK (DE)
CNVR
$22.3M 0.02%
651,782
+632,997
+3,370% +$17.3M
PRGO icon
888
Perrigo
PRGO
$1.78B
$22.3M 0.02%
148,318
+46,527
+46% +$6.94M
BSCH
889
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$22.3M 0.02%
978,396
-17,633
-2% -$403K
CLNY
890
DELISTED
Colony Capital, Inc.
CLNY
$22.2M 0.02%
992,245
+44,353
+5% +$999K
DOC icon
891
Healthpeak Properties
DOC
$14.3B
$22.1M 0.02%
610,465
-30,774
-5% -$1.17M
CNI icon
892
Canadian National Railway
CNI
$77.2B
$22.1M 0.02%
310,784
+68,365
+28% +$4.74M
MON
893
PUT
DELISTED
Monsanto Co
MON
$22M 0.02%
195,900
+153,700
+364% +$18M
FGD icon
894
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.6B
$22M 0.02%
827,332
+163,021
+25% +$4.62M
AAL icon
895
PUT
American Airlines Group
AAL
$9.97B
$22M 0.02%
619,300
+566,100
+1,064% +$22.3M
ALXN
896
DELISTED
Alexion Pharmaceuticals
ALXN
$22M 0.02%
132,425
+19,683
+17% +$3.23M
DD icon
897
PUT
DuPont de Nemours
DD
$19.5B
$21.9M 0.02%
165,021
+137,221
+494% +$18.3M
WSM icon
898
Williams-Sonoma
WSM
$28.5B
$21.9M 0.02%
657,802
-430,642
-40% -$14.9M
PFE icon
899
PUT
Pfizer
PFE
$153B
$21.9M 0.02%
780,224
-129,580
-14% -$3.64M
GNW icon
900
Genworth Financial
GNW
$3.77B
$21.8M 0.02%
1,664,580
-197,689
-11% -$2.86M
34 35
36
37 38

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.75% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.55% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.88% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.