UBS’s Guggenheim BulletShares 2016 High Yield Corporate Bond ETF BSJG Stock Holding History

UBS’s Portfolio BSJG Stock Details BSJG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$19.6M	Buy	735,348 +54,262	+8%	+$1.46M	0.01%	962
2014 Q2	$18.7M	Buy	681,086 +83,153	+14%	+$2.27M	0.01%	928
2014 Q1	$16.3M	Buy	597,933 +460,805	+336%	+$12.5M	0.01%	920
2013 Q4	$3.71M	Sell	137,128 -10,821	-7%	-$292K	﹤0.01%	2169
2013 Q3	$3.94M	Buy	147,949 +24,711	+20%	+$654K	﹤0.01%	1932
2013 Q2	$3.2M	Buy	+123,238	New	+$3.29M	﹤0.01%	2046

Other funds holding BSJG

BDF

Balasa Dinverno & Foltz $1.58B AUM 17.55% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Capital Advantage Walnut Creek, California $820M AUM 20.6% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

GAG

GM Advisory Group Melville, New York $2.6B AUM 18.86% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WBI Investments Red Bank, New Jersey $403M AUM 42.23% 1-Year Est. Return

UBS's BSJG Position: Q3 2014 in Review

UBS increased its Guggenheim BulletShares 2016 High Yield Corporate Bond ETF (BSJG) stake by 8% in Q3 2014, buying an estimated $1.46M and bringing the position to 735,348 shares worth $19.6M. The position accounts for 0.01% of the portfolio, ranked #962.

UBS first reported a position in BSJG in Q2 2013 and has held it in 6 quarters since. 62 funds tracked by Wall St. Rank hold BSJG as of Q3 2014.

UBS held 735,348 shares of Guggenheim BulletShares 2016 High Yield Corporate Bond ETF worth $19.6M as of Q3 2014.
UBS bought 54,262 Guggenheim BulletShares 2016 High Yield Corporate Bond ETF shares in Q3 2014, an estimated $1.46M.
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF made up 0.01% of UBS's portfolio in Q3 2014, its #962 holding.
UBS first reported a position in Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q2 2013 and has held it in 6 quarters since.
62 funds tracked by Wall St. Rank held Guggenheim BulletShares 2016 High Yield Corporate Bond ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.