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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
-1.7%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$3.72M
Cap. Flow
+$4.24M
Cap. Flow %
3.5%
Top 10 Hldgs %
40.55%
Holding
71
New
4
Increased
29
Reduced
32
Closed
1

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$482K
2
EQH icon
Equitable Holdings
EQH
+$477K
3
VIS icon
Vanguard Industrials ETF
VIS
+$459K
4
PCN
PIMCO Corporate & Income Strategy Fund
PCN
+$459K
5
MSFT icon
Microsoft
MSFT
+$434K

Top Sells

Rank Stock Value
1
MCI
Barings Corporate Investors
MCI
+$152K
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$147K
3
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$139K
4
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$127K
5
DNP icon
DNP Select Income Fund
DNP
+$114K

Sector Composition

Rank Sector Weight
1 Financials 18.24%
2 Real Estate 3.8%
3 Technology 2.94%
4 Consumer Discretionary 1.07%
5 Utilities 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
26
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
$2.01M 1.66%
96,884
-4,159
-4% -$88.7K
DSU icon
27
BlackRock Debt Strategies Fund
DSU
$598M
$1.86M 1.54%
182,965
-221
-0.1% -$2.27K
GOF icon
28
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$1.59M 1.31%
123,059
+21,188
+21% +$277K
BUI icon
29
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$738M
$1.37M 1.13%
53,262
+4,451
+9% +$117K
GDO
30
Western Asset Global Corporate Defined Opportunity Fund
GDO
$79.2M
$1.37M 1.13%
115,663
-10,812
-9% -$127K
ASGI
31
abrdn Global Infrastructure Income Fund
ASGI
$759M
$1.33M 1.1%
59,649
-2,424
-4% -$52K
SOR
32
Source Capital
SOR
$374M
$1.3M 1.07%
28,345
+233
+0.8% +$10.8K
AMZN icon
33
Amazon
AMZN
$2.72T
$1.3M 1.07%
5,618
+774
+16% +$177K
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$780M
$1.22M 1.01%
73,885
+908
+1% +$15.1K
PFD
35
Flaherty & Crumrine Preferred and Income Fund
PFD
$148M
$1.18M 0.97%
105,918
-1,075
-1% -$12.7K
NVG icon
36
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.72B
$1.14M 0.94%
90,284
-57
-0.1% -$714
MPV
37
Barings Participation Investors
MPV
$171M
$1.12M 0.92%
70,323
-3,275
-4% -$63.8K
VTV icon
38
Vanguard Value ETF
VTV
$186B
$898K 0.74%
4,700
+674
+17% +$127K
SPYM
39
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$881K 0.73%
10,983
+1,612
+17% +$128K
QQQ icon
40
Invesco QQQ Trust
QQQ
$466B
$818K 0.68%
1,332
+460
+53% +$282K
VB icon
41
Vanguard Small-Cap ETF
VB
$79.7B
$802K 0.66%
3,109
+171
+6% +$43.8K
SPH icon
42
Suburban Propane Partners
SPH
$1.21B
$785K 0.65%
42,320
– –
BLW icon
43
BlackRock Limited Duration Income Trust
BLW
$496M
$749K 0.62%
54,494
+1,003
+2% +$13.9K
OHI icon
44
Omega Healthcare
OHI
$14.8B
$738K 0.61%
16,651
-1,402
-8% -$60.4K
RNP icon
45
Cohen & Steers REIT and Preferred and Income Fund
RNP
$987M
$706K 0.58%
35,528
+4,663
+15% +$96.8K
XLV icon
46
State Street Health Care Select Sector SPDR ETF
XLV
$41.5B
$614K 0.51%
3,966
+174
+5% +$26.1K
STK
47
Columbia Seligman Premium Technology Growth Fund
STK
$874M
$591K 0.49%
16,070
+220
+1% +$8.09K
HYT icon
48
BlackRock Corporate High Yield Fund
HYT
$1.37B
$582K 0.48%
65,407
+138
+0.2% +$1.29K
VOT icon
49
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$556K 0.46%
1,993
-14
-0.7% -$4.01K
BME icon
50
BlackRock Health Sciences Trust
BME
$549M
$530K 0.44%
12,885
+2,301
+22% +$90.9K
1
2
3

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MF
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PIP
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VDC
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SGWP
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PA
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PIM
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ACM
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Smith Asset Management's Q4 2025 Portfolio in Review

As of Q4 2025, Smith Asset Management held 71 positions worth $121M, up 3.2% from $117M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Smith Asset Management deployed $4.24M of net new capital in Q4 2025, opening 4 new positions and adding to 29 existing holdings. Its largest new stake was Microsoft: 866 shares worth $419K.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 16% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was Barings Corporate Investors, an estimated $152K trimmed.

  • Smith Asset Management's largest Q4 2025 buy was Microsoft: 866 shares worth $419K.
  • Smith Asset Management added most to Berkshire Hathaway Class B in Q4 2025, an estimated $482K increase.
  • Smith Asset Management's biggest Q4 2025 reduction was Barings Corporate Investors, cutting an estimated $152K.
  • Smith Asset Management fully exited Cohen & Steers Infrastructure Fund Rights exp Oct 16 2025 in Q4 2025, selling an estimated $7.7K.
  • Smith Asset Management's ten largest holdings make up 41% of its $121M portfolio in Q4 2025.
  • Smith Asset Management opened 4 new positions and closed 1 in Q4 2025.
  • Smith Asset Management's portfolio value rose 3.2% quarter-over-quarter to $121M.

Based on Smith Asset Management's 13F filing for Q4 2025, filed 19 Feb 2026.