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Smith Asset Management Portfolio holdings

AUM $127M
1-Year Est. Return 5.85%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
+5.85%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$117M
AUM Growth
+$1.57M
Cap. Flow
+$573K
Cap. Flow %
0.49%
Top 10 Hldgs %
41.93%
Holding
71
New
2
Increased
31
Reduced
28
Closed
4

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$4.79M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$506K
3
GOF icon
Guggenheim Strategic Opportunities Fund
GOF
+$466K
4
PFD
Flaherty & Crumrine Preferred and Income Fund
PFD
+$357K
5
VGT icon
Vanguard Information Technology ETF
VGT
+$243K

Top Sells

Rank Stock Value
1
JPI
Nuveen Preferred Securities & Income Opportunities Fund
JPI
+$5.03M
2
FENG
Phoenix New Media
FENG
+$722K
3
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
+$346K
4
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$322K
5
PFO
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
+$298K

Sector Composition

Rank Sector Weight
1 Financials 16.23%
2 Real Estate 3.93%
3 Technology 2.17%
4 Utilities 0.97%
5 Consumer Discretionary 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIS icon
26
Vanguard Industrials ETF
VIS
$8.12B
$1.65M 1.41%
5,581
+597
+12% +$173K
EQH icon
27
Equitable Holdings
EQH
$13.4B
$1.56M 1.33%
71,949
+4,533
+7% +$240K
GOF icon
28
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
$1.53M 1.3%
101,871
+31,155
+44% +$466K
GDO
29
Western Asset Global Corporate Defined Opportunity Fund
GDO
$79M
$1.5M 1.28%
126,475
-1,965
-2% -$23.3K
MPV
30
Barings Participation Investors
MPV
$171M
$1.48M 1.26%
73,598
-1,139
-2% -$22.2K
ASGI
31
abrdn Global Infrastructure Income Fund
ASGI
$774M
$1.31M 1.12%
62,073
-7,333
-11% -$153K
BUI icon
32
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$740M
$1.28M 1.09%
48,811
-2,081
-4% -$55.1K
SOR
33
Source Capital
SOR
$373M
$1.27M 1.08%
28,112
+52
+0.2% +$2.3K
FFC
34
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$1.23M 1.05%
72,977
+1,613
+2% +$26.5K
PFD
35
Flaherty & Crumrine Preferred and Income Fund
PFD
$148M
$1.21M 1.03%
106,993
+30,861
+41% +$357K
NVG icon
36
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.73B
$1.11M 0.95%
90,341
-3,369
-4% -$40.1K
AMZN icon
37
Amazon
AMZN
$2.66T
$1.06M 0.91%
4,844
-18
-0.4% -$4.07K
SPH icon
38
Suburban Propane Partners
SPH
$1.2B
$789K 0.67%
42,320
-200
-0.5% -$3.69K
OHI icon
39
Omega Healthcare
OHI
$15B
$762K 0.65%
18,053
-85
-0.5% -$3.43K
VB icon
40
Vanguard Small-Cap ETF
VB
$79.7B
$753K 0.64%
2,938
+579
+25% +$144K
VTV icon
41
Vanguard Value ETF
VTV
$186B
$751K 0.64%
4,026
+36
+0.9% +$6.52K
BLW icon
42
BlackRock Limited Duration Income Trust
BLW
$496M
$749K 0.64%
53,491
+1,028
+2% +$14.5K
SPYM
43
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$742K 0.63%
9,371
+2,891
+45% +$218K
RNP icon
44
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$694K 0.59%
30,865
+1,845
+6% +$41.2K
HYT icon
45
BlackRock Corporate High Yield Fund
HYT
$1.37B
$620K 0.53%
65,269
-400
-0.6% -$3.86K
VOT icon
46
Vanguard Mid-Cap Growth ETF
VOT
$19.1B
$590K 0.5%
2,007
+315
+19% +$90.9K
STK
47
Columbia Seligman Premium Technology Growth Fund
STK
$869M
$560K 0.48%
15,850
-150
-0.9% -$4.79K
IRM icon
48
Iron Mountain
IRM
$36.8B
$532K 0.45%
5,215
– –
XLV icon
49
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$528K 0.45%
3,792
+189
+5% +$25.6K
DOC icon
50
Healthpeak Properties
DOC
$15.5B
$526K 0.45%
27,443
-140
-0.5% -$2.51K
1
2
3

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Smith Asset Management's Q3 2025 Portfolio in Review

As of Q3 2025, Smith Asset Management held 71 positions worth $117M, up 1.4% from $116M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Smith Asset Management's Q3 2025 filing shows 2 new, 31 increased, 28 reduced and 4 closed positions. Its largest new stake was Cohen & Steers Duration Preferred & Income Fund: 10,171 shares worth $220K. The largest sale was Nuveen Preferred Securities & Income Opportunities Fund, an estimated $5.03M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, down from 18% a quarter earlier, followed by Real Estate and Technology.

  • Smith Asset Management's largest Q3 2025 buy was Cohen & Steers Duration Preferred & Income Fund: 10,171 shares worth $220K.
  • Smith Asset Management added most to Nuveen Preferred & Income Opportunities Fund in Q3 2025, an estimated $4.79M increase.
  • Smith Asset Management's biggest Q3 2025 reduction was PIMCO Corporate & Income Opportunity Fund, cutting an estimated $346K.
  • Smith Asset Management fully exited Nuveen Preferred Securities & Income Opportunities Fund in Q3 2025, selling an estimated $5.03M.
  • Smith Asset Management's ten largest holdings make up 42% of its $117M portfolio in Q3 2025.
  • Smith Asset Management opened 2 new positions and closed 4 in Q3 2025.
  • Smith Asset Management's portfolio value rose 1.4% quarter-over-quarter to $117M.

Based on Smith Asset Management's 13F filing for Q3 2025, filed 3 Nov 2025.