SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
-1.49%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$457M
AUM Growth
+$457M
Cap. Flow
-$312K
Cap. Flow %
-0.07%
Top 10 Hldgs %
48.2%
Holding
61
New
3
Increased
5
Reduced
3
Closed
6

Top Buys

1
AMRS
Amyris Inc.
AMRS
$3.11M
2
ASPN icon
Aspen Aerogels
ASPN
$1.37M
3
BRMK
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.02M
4
LAB icon
Standard BioTools
LAB
$548K
5
AKTS
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$509K

Top Sells

1
ALTG icon
Alta Equipment Group
ALTG
$3.75M
2
SENS icon
Senseonics Holdings
SENS
$1.39M
3
IOTS
Adesto Technologies Corporation Common Stock
IOTS
$848K
4
IVC
Invacare Corporation
IVC
$541K
5
SIC
Select Interior Concepts, Inc. Class A Common Stock
SIC
$449K

Sector Composition

1 Technology 2.89%
2 Materials 0.81%
3 Industrials 0.77%
4 Healthcare 0.25%
5 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MX icon
1
Magnachip Semiconductor
MX
$113M
$6.44M 1.37%
583,180
+33,721
+6% +$373K
AKTS
2
DELISTED
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$6.43M 1.37%
1,197,889
+94,733
+9% +$509K
AMRS
3
DELISTED
Amyris Inc.
AMRS
$3.11M 0.66%
+1,213,558
New +$3.11M
KIN
4
DELISTED
Kindred Biosciences, Inc.
KIN
$2.11M 0.45%
526,988
-13,690
-3% -$54.8K
SREV
5
DELISTED
ServiceSource International, Inc.
SREV
$1.54M 0.33%
1,750,000
+250,000
+17% +$219K
ASPN icon
6
Aspen Aerogels
ASPN
$563M
$1.37M 0.29%
+223,580
New +$1.37M
BRMK
7
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.02M 0.22%
+135,000
New +$1.02M
LAB icon
8
Standard BioTools
LAB
$481M
$951K 0.2%
374,469
+215,771
+136% +$548K
DY icon
9
Dycom Industries
DY
$7.31B
$626K 0.13%
24,400
+4,400
+22% +$113K
AMR icon
10
Alpha Metallurgical Resources
AMR
$1.95B
$586K 0.12%
249,307
-13,800
-5% -$32.4K
RDNW
11
RideNow Group, Inc. Class B Common Stock
RDNW
$147M
$448K 0.1%
2,141,671
– –
SENS icon
12
Senseonics Holdings
SENS
$374M
$341K 0.07%
538,198
-2,193,888
-80% -$1.39M
TLGT
13
DELISTED
Teligent, Inc
TLGT
$195K 0.04%
697,753
– –
GPAQW
14
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$32K 0.01%
175,000
– –
ALTG icon
15
Alta Equipment Group
ALTG
$267M
– –
-375,000
Closed -$3.75M
QQQ icon
16
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
SPY icon
17
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
UTI icon
18
Universal Technical Institute
UTI
$1.45B
– –
-50,000
Closed -$386K
IVC
19
DELISTED
Invacare Corporation
IVC
– –
-60,000
Closed -$541K
SIC
20
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-50,000
Closed -$449K
IOTS
21
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
– –
-99,800
Closed -$848K
BRPM.WS
22
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
– –
-137,500
Closed -$113K
MDCO
23
DELISTED
Medicines Co
MDCO
– –
0
– –