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Silverback Asset Management Portfolio holdings

AUM $925M
1-Year Est. Return 74.97%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+74.97%
3 Year Est. Return
+92.15%
5 Year Est. Return
+87.42%
10 Year Est. Return
+103.26%
AUM
$854M
AUM Growth
-$114M
Cap. Flow
-$635M
Cap. Flow %
-74.38%
Top 10 Hldgs %
64.58%
Holding
65
New
10
Increased
3
Reduced
2
Closed
15

Top Buys

Rank Stock Value
1
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$3.09M
2
KEYW
The KEYW Holding Corporation
KEYW
+$2.3M
3
OREX
Orexigen Therapeutics, Inc.
OREX
+$2.11M
4
CCLD icon
CareCloud
CCLD
+$889K
5
MCP
MOLYCORP INC COM STK
MCP
+$639K

Top Sells

Rank Stock Value
1
C.WS.A
Citigroup Inc
C.WS.A
+$87.9M
2
PHH
PHH Corporation
PHH
+$2.31M
3
VRNG
VRINGO, INC COM STK NEW (DE)
VRNG
+$1.43M
4
FCEL icon
FuelCell Energy
FCEL
+$997K
5
ADXS
Advaxis Inc
ADXS
+$971K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.16%
2 Healthcare 0.32%
3 Technology 0.24%
4 Materials 0.21%
5 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
CALL
Invesco QQQ Trust
QQQ
$474B
$74.1M 8.68%
+750,000
New +$73.1M
SPY icon
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$59.1M 6.92%
+300,000
New +$59.3M
TSNU
3
DELISTED
Tyson Foods, Inc.
TSNU
– –
0
– –
IYR icon
4
PUT
iShares US Real Estate ETF
IYR
$4.24B
$17.3M 2.03%
+250,000
New +$18.1M
KMI.WS
5
DELISTED
Kinder Morgan Inc
KMI.WS
$7.17M 0.84%
1,968,900
– –
BKNG icon
6
CALL
Booking.com
BKNG
$129B
$5.79M 0.68%
+125,000
New +$6.15M
ONIT
7
CALL
Onity Group
ONIT
$285M
$5.24M 0.61%
13,333
– –
JCP
8
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$4.43M 0.52%
441,100
– –
KBE icon
9
State Street SPDR S&P Bank ETF
KBE
$1.54B
$3.03M 0.36%
+95,000
New +$3.09M
KEYW
10
DELISTED
The KEYW Holding Corporation
KEYW
$2.06M 0.24%
+186,487
New +$2.3M
OREX
11
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1.67M 0.2%
+39,213
New +$2.11M
NEM icon
12
Newmont
NEM
$128B
$1.02M 0.12%
44,300
-7,200
-14% -$184K
CCLD icon
13
CareCloud
CCLD
$88.8M
$881K 0.1%
+247,486
New +$889K
MCP
14
DELISTED
MOLYCORP INC COM STK
MCP
$790K 0.09%
663,985
+340,300
+105% +$639K
BPZ
15
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$547K 0.06%
286,582
+78,180
+38% +$199K
GCVRZ
16
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$430K 0.05%
924,600
– –
MACK
17
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$166K 0.02%
2,409
-1,353
-36% -$72.3K
OREX
18
CALL
DELISTED
Orexigen Therapeutics, Inc.
OREX
$110K 0.01%
+2,590
New +$139K
ADXSW
19
DELISTED
Advaxis Inc Warrants
ADXSW
$92K 0.01%
88,350
– –
C.WS.B
20
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$55K 0.01%
1,585,386
– –
SREV
21
DELISTED
ServiceSource International, Inc.
SREV
$39K ﹤0.01%
+12,162
New +$48.8K
CSV icon
22
Carriage Services
CSV
$508M
– –
-15,500
Closed -$266K
FCEL icon
23
FuelCell Energy
FCEL
$1.24B
– –
-96
Closed -$997K
GLD icon
24
CALL
SPDR Gold Trust
GLD
$144B
– –
-200,000
Closed -$25.6M
IWM icon
25
CALL
iShares Russell 2000 ETF
IWM
$76.5B
– –
-150,000
Closed -$17.8M
1
2

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GWA
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RBC
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MWM
Maridea Wealth Management Brooklyn, New York $924M AUM 39.34% 1-Year Est. Return
BWP
Barlow Wealth Partners Louisville, Kentucky $926M AUM 20.71% 1-Year Est. Return
JJBC
James J. Burns & Company Melville, New York $924M AUM 22.18% 1-Year Est. Return
MPM
MBB Public Markets Chicago, Illinois $926M AUM 11.38% 1-Year Est. Return
AA
ABC Arbitrage Paris, France $926M AUM 45.9% 1-Year Est. Return
AWA
Alaska Wealth Advisors Anchorage, Alaska $923M AUM 19.5% 1-Year Est. Return

Silverback Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Silverback Asset Management held 65 positions worth $854M, down 12% from $968M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Silverback Asset Management withdrew a net $635M in Q3 2014, closing 15 positions and reducing 2 holdings. Its most notable exit was Citigroup Inc, an estimated $87.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 99% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Silverback Asset Management opened a new position in State Street SPDR S&P Bank ETF worth $3.03M.

  • Silverback Asset Management's largest Q3 2014 buy was State Street SPDR S&P Bank ETF: 95,000 shares worth $3.03M.
  • Silverback Asset Management added most to MOLYCORP INC COM STK in Q3 2014, an estimated $639K increase.
  • Silverback Asset Management's biggest Q3 2014 reduction was Newmont, cutting an estimated $184K.
  • Silverback Asset Management fully exited Citigroup Inc in Q3 2014, selling an estimated $87.9M.
  • Silverback Asset Management's ten largest holdings make up 65% of its $854M portfolio in Q3 2014.
  • Silverback Asset Management opened 10 new positions and closed 15 in Q3 2014.
  • Silverback Asset Management's portfolio value fell 12% quarter-over-quarter to $854M.

Based on Silverback Asset Management's 13F filing for Q3 2014, filed 14 Nov 2014.