SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
+0.15%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$688M
AUM Growth
+$688M
Cap. Flow
+$7.9M
Cap. Flow %
1.15%
Top 10 Hldgs %
66.74%
Holding
72
New
5
Increased
3
Reduced
2
Closed
10

Top Buys

1
KBE icon
SPDR S&P Bank ETF
KBE
$3.03M
2
KEYW
The KEYW Holding Corporation
KEYW
$2.06M
3
OREX
Orexigen Therapeutics, Inc.
OREX
$1.67M
4
CCLD icon
CareCloud
CCLD
$881K
5
MCP
MOLYCORP INC COM STK
MCP
$405K

Top Sells

1
NEM icon
Newmont
NEM
$166K
2
MACK
Merrimack Pharmaceuticals, Inc.
MACK
$93.3K
3
C.WS.A
Citigroup Inc
C.WS.A
$87.9K
4
PHH
PHH Corporation
PHH
$2.31K
5
VRNG
VRINGO, INC COM STK NEW (DE)
VRNG
$1.43K

Sector Composition

1 Healthcare 0.4%
2 Technology 0.3%
3 Materials 0.26%
4 Energy 0.08%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSNU
1
DELISTED
Tyson Foods, Inc.
TSNU
– –
0
– –
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$7.17M 0.84%
1,968,900
– –
KBE icon
3
SPDR S&P Bank ETF
KBE
$1.62B
$3.03M 0.36%
+95,000
New +$3.03M
KEYW
4
DELISTED
The KEYW Holding Corporation
KEYW
$2.06M 0.24%
+186,487
New +$2.06M
OREX
5
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1.67M 0.2%
+392,126
New +$1.67M
NEM icon
6
Newmont
NEM
$81.7B
$1.02M 0.12%
44,300
-7,200
-14% -$166K
CCLD icon
7
CareCloud
CCLD
$163M
$881K 0.1%
+247,486
New +$881K
MCP
8
DELISTED
MOLYCORP INC COM STK
MCP
$790K 0.09%
663,985
+340,300
+105% +$405K
BPZ
9
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$547K 0.06%
286,582
+78,180
+38% +$149K
GCVRZ
10
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$430K 0.05%
924,600
– –
MACK
11
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$166K 0.02%
18,950
-10,650
-36% -$93.3K
ADXSW
12
DELISTED
Advaxis, Inc. Warrants
ADXSW
$92K 0.01%
88,350
– –
C.WS.B
13
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$55K 0.01%
1,585,386
– –
SREV
14
DELISTED
ServiceSource International, Inc.
SREV
$39K ﹤0.01%
+12,162
New +$39K
BKNG icon
15
Booking.com
BKNG
$181B
– –
0
– –
CSV icon
16
Carriage Services
CSV
$687M
– –
-15,500
Closed -$266
FCEL icon
17
FuelCell Energy
FCEL
$95.7M
– –
-415,461
Closed -$997
SPY icon
18
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
STWD icon
19
Starwood Property Trust
STWD
$7.44B
– –
0
– –
VIAV icon
20
Viavi Solutions
VIAV
$2.52B
– –
0
– –
ONIT
21
Onity Group Inc.
ONIT
$333M
– –
0
– –
ADXS
22
DELISTED
Advaxis, Inc.
ADXS
– –
-308,210
Closed -$971
JCP
23
DELISTED
J.C. Penney Company, Inc.
JCP
– –
0
– –
RFMD
24
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-95,772
Closed -$918
GLD icon
25
SPDR Gold Trust
GLD
$107B
– –
0
– –
1
2