SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
+0.79%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$909K
AUM Growth
+$909K
Cap. Flow
-$25.2K
Cap. Flow %
-2.77%
Top 10 Hldgs %
64.39%
Holding
81
New
6
Increased
2
Reduced
10
Closed
1

Top Buys

1
PHH
PHH Corporation
PHH
$2.31K
2
NEM icon
Newmont
NEM
$1.31K
3
RFMD
RF MICRO DEVICES INC
RFMD
$918
4
AMSG
Amsurg Corp
AMSG
$911
5
MCP
MOLYCORP INC COM STK
MCP
$275

Top Sells

1
KMI.WS
Kinder Morgan Inc
KMI.WS
$14.3K
2
C.WS.B
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$9.79K
3
C.WS.A
Citigroup Inc
C.WS.A
$9.42K
4
HOLX icon
Hologic
HOLX
$3.54K
5
FCEL icon
FuelCell Energy
FCEL
$461

Sector Composition

1 Materials 0.49%
2 Industrials 0.27%
3 Healthcare 0.23%
4 Energy 0.07%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C.WS.A
1
DELISTED
Citigroup Inc
C.WS.A
$87.9K 9.08%
1,865,974
-200,000
-10% -$9.42K
C.WS.B
2
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$74.7K 7.71%
1,585,386
-207,914
-12% -$9.79K
KMI.WS
3
DELISTED
Kinder Morgan Inc
KMI.WS
$71.4K 7.37%
1,968,900
-395,100
-17% -$14.3K
DCUA
4
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
0
– –
PHH
5
DELISTED
PHH Corporation
PHH
$2.31K 0.24%
+100,693
New +$2.31K
VRNG
6
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$1.43K 0.15%
418,376
-46,468
-10% -$159
NEM icon
7
Newmont
NEM
$81.7B
$1.31K 0.14%
+51,500
New +$1.31K
FCEL icon
8
FuelCell Energy
FCEL
$95.7M
$997 0.1%
415,461
-192,284
-32% -$461
ADXS
9
DELISTED
Advaxis, Inc.
ADXS
$971 0.1%
308,210
-91,790
-23% -$289
RFMD
10
DELISTED
RF MICRO DEVICES INC
RFMD
$918 0.09%
+95,772
New +$918
AMSG
11
DELISTED
Amsurg Corp
AMSG
$911 0.09%
+20,000
New +$911
MCP
12
DELISTED
MOLYCORP INC COM STK
MCP
$832 0.09%
323,685
+106,985
+49% +$275
BPZ
13
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$642 0.07%
208,402
+78,695
+61% +$242
SZYM
14
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$484 0.05%
41,100
-8,900
-18% -$105
GCVRZ
15
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$462 0.05%
924,600
-657,810
-42% -$329
ADXSW
16
DELISTED
Advaxis, Inc. Warrants
ADXSW
$278 0.03%
88,350
– –
CSV icon
17
Carriage Services
CSV
$687M
$266 0.03%
15,500
-3,060
-16% -$53
MACK
18
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$216 0.02%
+29,600
New +$216
GLD icon
19
SPDR Gold Trust
GLD
$107B
– –
0
– –
HOLX icon
20
Hologic
HOLX
$14.9B
– –
-164,700
Closed -$3.54K
IWM icon
21
iShares Russell 2000 ETF
IWM
$67B
– –
0
– –
MNKD icon
22
MannKind Corp
MNKD
$1.41B
– –
0
– –
SPY icon
23
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
STWD icon
24
Starwood Property Trust
STWD
$7.44B
– –
0
– –
VIAV icon
25
Viavi Solutions
VIAV
$2.52B
– –
0
– –
1
2