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Silverback Asset Management Portfolio holdings

AUM $699M
1-Year Est. Return 72.42%
This Fund
S&P 500
This Quarter Est. Return
+1.59%
1 Year Est. Return
+72.42%
3 Year Est. Return
+92.45%
5 Year Est. Return
+84.79%
10 Year Est. Return
+101.08%
AUM
$774M
AUM Growth
-$79.8M
Cap. Flow
-$539M
Cap. Flow %
-69.62%
Top 10 Hldgs %
65.06%
Holding
56
New
3
Increased
3
Reduced
7
Closed
8

Top Buys

Rank Stock Value
1
LEU icon
Centrus Energy
LEU
+$2.84M
2
CTXS
Citrix Systems Inc
CTXS
+$2.12M
3
KEYW
The KEYW Holding Corporation
KEYW
+$97.9K
4
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$69.5K

Top Sells

Rank Stock Value
1
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$3.03M
2
NEM icon
Newmont
NEM
+$1.02M
3
MCP
MOLYCORP INC COM STK
MCP
+$790K
4
KMI.WS
Kinder Morgan Inc
KMI.WS
+$724K
5
OREX
Orexigen Therapeutics, Inc.
OREX
+$710K

Sector Composition

Rank Sector Weight
1 Technology 0.53%
2 Energy 0.27%
3 Healthcare 0.27%
4 Industrials 0%
5 Materials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
CALL
Invesco QQQ Trust
QQQ
$436B
$77.4M 10%
750,000
– –
KMI.WS
2
DELISTED
Kinder Morgan Inc
KMI.WS
$74.7M 9.65%
1,765,446
-203,454
-10% -$724K
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$41.1M 5.31%
200,000
-100,000
-33% -$20.1M
C.WS.B
4
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$8.58M 1.11%
158,539
-1,426,847
-90% -$42.8K
BKNG icon
5
CALL
Booking.com
BKNG
$156B
$6.84M 0.88%
150,000
+25,000
+20% +$1.13M
ONIT
6
CALL
Onity Group
ONIT
$342M
$3.02M 0.39%
13,333
– –
JCP
7
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
$2.86M 0.37%
441,100
– –
CTXS
8
DELISTED
Citrix Systems Inc
CTXS
$2.09M 0.27%
+41,065
New +$2.12M
LEU icon
9
Centrus Energy
LEU
$3.14B
$2.05M 0.26%
+475,791
New +$2.84M
KEYW
10
DELISTED
The KEYW Holding Corporation
KEYW
$2.03M 0.26%
195,937
+9,450
+5% +$97.9K
OREX
11
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1.52M 0.2%
25,080
-14,133
-36% -$710K
GCVRZ
12
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$811K 0.1%
1,026,400
+101,800
+11% +$69.5K
FNSR
13
CALL
DELISTED
Finisar Corp
FNSR
$582K 0.08%
+30,000
New +$514K
CCLD icon
14
CareCloud
CCLD
$103M
$549K 0.07%
234,442
-13,044
-5% -$39.4K
BPZ
15
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$38K ﹤0.01%
129,954
-156,628
-55% -$142K
IYR icon
16
PUT
iShares US Real Estate ETF
IYR
$4.75B
– –
-250,000
Closed -$17.3M
KBE icon
17
State Street SPDR S&P Bank ETF
KBE
$1.64B
– –
-95,000
Closed -$3.03M
NEM icon
18
Newmont
NEM
$96.2B
– –
-44,300
Closed -$1.02M
SREV
19
DELISTED
ServiceSource International, Inc.
SREV
– –
-12,162
Closed -$39K
ADXSW
20
DELISTED
Advaxis Inc Warrants
ADXSW
– –
-88,350
Closed -$92K
MACK
21
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-2,409
Closed -$166K
MCP
22
DELISTED
MOLYCORP INC COM STK
MCP
– –
-663,985
Closed -$790K
OREX
23
CALL
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-2,590
Closed -$110K

Similar funds

IA
IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return
TCM
Tensile Capital Management Larkspur, California $698M AUM 2.4% 1-Year Est. Return
ACM
Academy Capital Management Waco, Texas $699M AUM 12.08% 1-Year Est. Return
WIC
Wilkins Investment Counsel Boston, Massachusetts $698M AUM 17.36% 1-Year Est. Return
KLI
Kelman-Lazarov Inc Memphis, Tennessee $698M AUM 14.07% 1-Year Est. Return
SCM
Sio Capital Management New York $697M AUM 79.73% 1-Year Est. Return
GUB
Golden Unicorn BVI Road Town $697M AUM 55.92% 1-Year Est. Return
FA
Faithward Advisors Lancaster, Pennsylvania $701M AUM 32.17% 1-Year Est. Return

Silverback Asset Management's Q4 2014 Portfolio in Review

As of Q4 2014, Silverback Asset Management held 56 positions worth $774M, down 9.3% from $854M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Silverback Asset Management withdrew a net $539M in Q4 2014, closing 8 positions and reducing 7 holdings. Its most notable exit was State Street SPDR S&P Bank ETF, an estimated $3.03M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.53% of assets, up from 0.24% a quarter earlier, followed by Energy and Healthcare.

Against the trend, Silverback Asset Management opened a new position in Centrus Energy worth $2.05M.

  • Silverback Asset Management's largest Q4 2014 buy was Centrus Energy: 475,791 shares worth $2.05M.
  • Silverback Asset Management added most to The KEYW Holding Corporation in Q4 2014, an estimated $97.9K increase.
  • Silverback Asset Management's biggest Q4 2014 reduction was Kinder Morgan Inc, cutting an estimated $724K.
  • Silverback Asset Management fully exited State Street SPDR S&P Bank ETF in Q4 2014, selling an estimated $3.03M.
  • Silverback Asset Management's ten largest holdings make up 65% of its $774M portfolio in Q4 2014.
  • Silverback Asset Management opened 3 new positions and closed 8 in Q4 2014.
  • Silverback Asset Management's portfolio value fell 9.3% quarter-over-quarter to $774M.

Based on Silverback Asset Management's 13F filing for Q4 2014, filed 13 Feb 2015.