SAM

Silverback Asset Management Portfolio holdings

AUM $669M
1-Year Est. Return 90.59%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+90.59%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$642M
AUM Growth
-$45.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
60
New
Increased
Reduced
Closed

Top Buys

1
+$2.84M
2
+$2.12M
3
+$97.9K
4
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$69.5K

Top Sells

1
+$26.5M
2
+$3.03M
3
+$1.02M
4
MCP
MOLYCORP INC COM STK
MCP
+$790K
5
KMI.WS
Kinder Morgan Inc
KMI.WS
+$724K

Sector Composition

1 Technology 0.64%
2 Energy 0.32%
3 Healthcare 0.32%
4 Consumer Discretionary 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$74.7M 11.63%
1,765,446
-203,454
2
$8.58M 1.34%
158,539
-1,426,847
3
$2.09M 0.32%
+41,065
4
$2.05M 0.32%
+475,791
5
$2.03M 0.32%
195,937
+9,450
6
$1.52M 0.24%
25,080
-14,133
7
$811K 0.13%
1,026,400
+101,800
8
$549K 0.09%
234,442
-13,044
9
$38K 0.01%
129,954
-156,628
10
– –
0
11
– –
0
12
– –
-95,000
13
– –
-44,300
14
– –
0
15
– –
0
16
– –
0
17
– –
0
18
– –
-88,350
19
– –
-2,409
20
– –
0
21
– –
-663,985
22
– –
0
23
– –
-12,162