SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
+1.32%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$642M
AUM Growth
+$642M
Cap. Flow
-$87.8M
Cap. Flow %
-13.67%
Top 10 Hldgs %
65.49%
Holding
60
New
2
Increased
2
Reduced
6
Closed
6

Top Buys

1
CTXS
Citrix Systems Inc
CTXS
$2.09M
2
LEU icon
Centrus Energy
LEU
$2.05M
3
KEYW
The KEYW Holding Corporation
KEYW
$98.1K
4
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
$80.4K

Top Sells

1
C.WS.B
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$77.2M
2
KMI.WS
Kinder Morgan Inc
KMI.WS
$8.61M
3
KBE icon
SPDR S&P Bank ETF
KBE
$3.03M
4
NEM icon
Newmont
NEM
$1.02M
5
OREX
Orexigen Therapeutics, Inc.
OREX
$857K

Sector Composition

1 Technology 0.64%
2 Healthcare 0.32%
3 Materials 0.32%
4 Energy 0.01%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KMI.WS
1
DELISTED
Kinder Morgan Inc
KMI.WS
$74.7M 9.65%
1,765,446
-203,454
-10% -$8.61M
C.WS.B
2
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$8.58M 1.11%
158,539
-1,426,847
-90% -$77.2M
CTXS
3
DELISTED
Citrix Systems Inc
CTXS
$2.09M 0.27%
+32,700
New +$2.09M
LEU icon
4
Centrus Energy
LEU
$3.67B
$2.05M 0.26%
+475,791
New +$2.05M
KEYW
5
DELISTED
The KEYW Holding Corporation
KEYW
$2.03M 0.26%
195,937
+9,450
+5% +$98.1K
OREX
6
DELISTED
Orexigen Therapeutics, Inc.
OREX
$1.52M 0.2%
250,799
-141,327
-36% -$857K
GCVRZ
7
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$811K 0.1%
1,026,400
+101,800
+11% +$80.4K
CCLD icon
8
CareCloud
CCLD
$163M
$549K 0.07%
234,442
-13,044
-5% -$30.5K
BPZ
9
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$38K ﹤0.01%
129,954
-156,628
-55% -$45.8K
BKNG icon
10
Booking.com
BKNG
$181B
– –
0
– –
QQQ icon
11
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
SPY icon
12
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
ONIT
13
Onity Group Inc.
ONIT
$333M
– –
0
– –
SREV
14
DELISTED
ServiceSource International, Inc.
SREV
– –
-12,162
Closed -$39K
JCP
15
DELISTED
J.C. Penney Company, Inc.
JCP
– –
0
– –
ADXSW
16
DELISTED
Advaxis, Inc. Warrants
ADXSW
– –
-88,350
Closed -$92K
MACK
17
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-18,950
Closed -$166K
TSNU
18
DELISTED
Tyson Foods, Inc.
TSNU
– –
0
– –
MCP
19
DELISTED
MOLYCORP INC COM STK
MCP
– –
-663,985
Closed -$790K
FNSR
20
DELISTED
Finisar Corp
FNSR
– –
0
– –
IYR icon
21
iShares US Real Estate ETF
IYR
$3.76B
– –
0
– –
KBE icon
22
SPDR S&P Bank ETF
KBE
$1.62B
– –
-95,000
Closed -$3.03M
NEM icon
23
Newmont
NEM
$81.7B
– –
-44,300
Closed -$1.02M