SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
+0.4%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$437M
AUM Growth
+$437M
Cap. Flow
-$17.1M
Cap. Flow %
-3.92%
Top 10 Hldgs %
43.74%
Holding
68
New
2
Increased
4
Reduced
2
Closed
7

Top Buys

1
TMCXU
Trinity Merger Corp. Unit
TMCXU
$2.01M
2
SD icon
SandRidge Energy
SD
$1.33M
3
AMR
Alta Mesa Resources, Inc. Class A Common Stock
AMR
$340K
4
MX icon
Magnachip Semiconductor
MX
$256K
5
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
$169K

Top Sells

1
AMRS
Amyris Inc.
AMRS
$857K
2
BVH
Bluegreen Vacations Holding Corporation
BVH
$461K
3
NIHD
NII Holdings, Inc. Common Stock
NIHD
$203K
4
LAB icon
Standard BioTools
LAB
$116K

Sector Composition

1 Energy 1.38%
2 Technology 1.35%
3 Industrials 0.9%
4 Communication Services 0.83%
5 Materials 0.7%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MX icon
1
Magnachip Semiconductor
MX
$113M
$5.89M 0.75%
574,921
+25,000
+5% +$256K
AMR
2
DELISTED
Alta Mesa Resources, Inc. Class A Common Stock
AMR
$4.7M 0.6%
690,668
+50,000
+8% +$340K
SREV
3
DELISTED
ServiceSource International, Inc.
SREV
$3.92M 0.5%
994,430
+500
+0.1% +$1.97K
NIHD
4
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$3.61M 0.46%
925,000
-52,111
-5% -$203K
AMRS
5
DELISTED
Amyris Inc.
AMRS
$3.07M 0.39%
480,548
-134,049
-22% -$857K
TMCXU
6
DELISTED
Trinity Merger Corp. Unit
TMCXU
$2.01M 0.26%
+200,000
New +$2.01M
GPAQU
7
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$1.8M 0.23%
175,000
– –
SD icon
8
SandRidge Energy
SD
$435M
$1.33M 0.17%
+75,000
New +$1.33M
GCVRZ
9
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$394K 0.05%
788,011
+338,011
+75% +$169K
CIEN icon
10
Ciena
CIEN
$13.3B
– –
0
– –
IWM icon
11
iShares Russell 2000 ETF
IWM
$67B
– –
0
– –
LAB icon
12
Standard BioTools
LAB
$481M
– –
-19,898
Closed -$116K
SPY icon
13
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
INFN
14
DELISTED
Infinera Corporation Common Stock
INFN
– –
0
– –
BVH
15
DELISTED
Bluegreen Vacations Holding Corporation
BVH
– –
-50,000
Closed -$461K