SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
-3.71%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$988K
AUM Growth
+$988K
Cap. Flow
-$145M
Cap. Flow %
-14,701.99%
Top 10 Hldgs %
57%
Holding
77
New
4
Increased
4
Reduced
5
Closed
7

Top Buys

1
C.WS.A
Citigroup Inc
C.WS.A
$24.7K
2
AEL
American Equity Investment Life Holding Company
AEL
$6.6K
3
MCP
MOLYCORP INC COM STK
MCP
$1.12K
4
ADXS
Advaxis, Inc.
ADXS
$636
5
ADXSW
Advaxis, Inc. Warrants
ADXSW
$477

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$112M
2
ADM icon
Archer Daniels Midland
ADM
$17.5M
3
CBST
CUBIST PHARMACEUTICALS INC
CBST
$6.36M
4
SAFE
Safehold
SAFE
$4.82M
5
OPTR
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$2M

Sector Composition

1 Financials 0.67%
2 Healthcare 0.44%
3 Energy 0.22%
4 Consumer Discretionary 0.19%
5 Materials 0.12%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C.WS.A
1
DELISTED
Citigroup Inc
C.WS.A
$123K 10.38%
2,352,081
+474,347
+25% +$24.7K
C.WS.B
2
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$93.4K 7.92%
1,793,300
– –
KMI.WS
3
DELISTED
Kinder Morgan Inc
KMI.WS
$68.9K 5.84%
1,914,000
+540
+0% +$19
GM.WS.A
4
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$20.4K 1.73%
499,628
-600,000
-55% -$24.5K
AEL
5
DELISTED
American Equity Investment Life Holding Company
AEL
$6.6K 0.56%
+250,000
New +$6.6K
HOLX icon
6
Hologic
HOLX
$14.9B
$3.68K 0.31%
164,700
-50,000
-23% -$1.12K
LNG icon
7
Cheniere Energy
LNG
$53.1B
$2.05K 0.17%
47,600
-96,571
-67% -$4.17K
JCP
8
DELISTED
J.C. Penney Company, Inc.
JCP
$1.83K 0.16%
200,000
-400,000
-67% -$3.66K
MCP
9
DELISTED
MOLYCORP INC COM STK
MCP
$1.22K 0.1%
216,700
+200,000
+1,198% +$1.12K
GCVRZ
10
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$736 0.06%
2,163,509
+655,271
+43% +$223
VRNG
11
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$681 0.06%
229,968
– –
ADXS
12
DELISTED
Advaxis, Inc.
ADXS
$636 0.05%
+150,000
New +$636
ADXSW
13
DELISTED
Advaxis, Inc. Warrants
ADXSW
$477 0.04%
+112,500
New +$477
BPZ
14
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$81 0.01%
44,735
-6,165
-12% -$11
PLX icon
15
Protalix BioTherapeutics
PLX
$124M
– –
-272,200
Closed -$1.23M
SAFE
16
Safehold
SAFE
$1.18B
– –
-400,000
Closed -$4.82M
SPY icon
17
SPDR S&P 500 ETF Trust
SPY
$658B
– –
-664,400
Closed -$112M
ARRS
18
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
0
– –
CIE
19
DELISTED
Cobalt International Energy, Inc
CIE
– –
0
– –
CBST
20
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-100,000
Closed -$6.36M
HMA
21
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-138,700
Closed -$1.78M
OPTR
22
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-158,684
Closed -$2M
ADM icon
23
Archer Daniels Midland
ADM
$30.1B
– –
-474,600
Closed -$17.5M