SAM

Silverback Asset Management Portfolio holdings

AUM $651M
1-Year Est. Return 8.01%
This Quarter Est. Return
1 Year Est. Return
+8.01%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$988K
AUM Growth
-$1.18B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
77
New
Increased
Reduced
Closed

Top Buys

1
+$24.7K
2
+$6.59K
3
+$1.12K
4
ADXS
Advaxis Inc
ADXS
+$636
5
ADXSW
Advaxis Inc Warrants
ADXSW
+$477

Top Sells

1
+$112M
2
+$17.5M
3
+$6.36M
4
SAFE
Safehold
SAFE
+$4.82M
5
OPTR
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
+$2M

Sector Composition

1 Financials 0.67%
2 Healthcare 0.44%
3 Energy 0.22%
4 Consumer Discretionary 0.19%
5 Materials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$123K 10.38%
2,352,081
+474,347
2
$93.4K 7.92%
1,793,300
3
$68.9K 5.84%
1,914,000
+540
4
$20.4K 1.73%
499,628
-600,000
5
$6.59K 0.56%
+250,000
6
$3.68K 0.31%
164,700
-50,000
7
$2.05K 0.17%
47,600
-96,571
8
$1.83K 0.16%
200,000
-400,000
9
$1.22K 0.1%
216,700
+200,000
10
$736 0.06%
2,163,509
+655,271
11
$681 0.06%
22,997
12
$636 0.05%
+10,000
13
$477 0.04%
+112,500
14
$81 0.01%
44,735
-6,165
15
– –
-474,600
16
– –
-27,220
17
– –
-82,176
18
– –
-664,400
19
– –
0
20
– –
0
21
– –
-100,000
22
– –
-138,700
23
– –
-158,684