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Silverback Asset Management Portfolio holdings

AUM $699M
1-Year Est. Return 72.42%
This Fund
S&P 500
This Quarter Est. Return
-4.45%
1 Year Est. Return
+72.42%
3 Year Est. Return
+92.45%
5 Year Est. Return
+84.79%
10 Year Est. Return
+101.08%
AUM
$1.18M
AUM Growth
-$1.18B
Cap. Flow
-$438M
Cap. Flow %
-37,134.24%
Top 10 Hldgs %
60.47%
Holding
68
New
11
Increased
4
Reduced
5
Closed
7

Top Buys

Rank Stock Value
1
AEL
American Equity Investment Life Holding Company
AEL
+$5.7M
2
MCP
MOLYCORP INC COM STK
MCP
+$1.06M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$792K
4
ADXS
Advaxis Inc
ADXS
+$566K
5
C.WS.A
Citigroup Inc
C.WS.A
+$314K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$118M
2
ADM icon
Archer Daniels Midland
ADM
+$17.5M
3
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$16.9M
4
CBST
CUBIST PHARMACEUTICALS INC
CBST
+$6.36M
5
SAFE
Safehold
SAFE
+$5.12M

Sector Composition

Rank Sector Weight
1 Financials 0.56%
2 Healthcare 0.37%
3 Energy 0.18%
4 Consumer Discretionary 0.16%
5 Materials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$177K 15%
+958,700
New +$170M
C.WS.A
2
DELISTED
Citigroup Inc
C.WS.A
$123K 10.38%
2,352,081
+474,347
+25% +$314K
C.WS.B
3
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$93.4K 7.92%
1,793,300
– –
KMI.WS
4
DELISTED
Kinder Morgan Inc
KMI.WS
$68.9K 5.84%
1,914,000
+540
+0% +$2.33K
GM.WS.A
5
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$20.4K 1.73%
499,628
-600,000
-55% -$16.9M
AEL
6
DELISTED
American Equity Investment Life Holding Company
AEL
$6.59K 0.56%
+250,000
New +$5.7M
SAFE
7
CALL
Safehold
SAFE
$1.17B
$5.71K 0.48%
+82,176
New +$5.12M
CIE
8
CALL
DELISTED
Cobalt International Energy, Inc
CIE
$4.11K 0.35%
+16,667
New +$5.21M
HOLX
9
DELISTED
Hologic
HOLX
$3.68K 0.31%
164,700
-50,000
-23% -$1.1M
LNG icon
10
CALL
Cheniere Energy
LNG
$54.2B
$2.15K 0.18%
+49,800
New +$1.98M
LNG icon
11
Cheniere Energy
LNG
$54.2B
$2.05K 0.17%
47,600
-96,571
-67% -$3.85M
JCP
12
DELISTED
J.C. Penney Company, Inc.
JCP
$1.83K 0.16%
200,000
-400,000
-67% -$3.34M
JCP
13
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$1.83K 0.16%
+200,000
New +$1.67M
MCP
14
DELISTED
MOLYCORP INC COM STK
MCP
$1.22K 0.1%
216,700
+200,000
+1,198% +$1.06M
ARRS
15
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$1.22K 0.1%
+50,000
New +$954K
GCVRZ
16
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$736 0.06%
2,163,509
+655,271
+43% +$792K
VRNG
17
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$681 0.06%
22,997
– –
ADXS
18
DELISTED
Advaxis Inc
ADXS
$636 0.05%
+10,000
New +$566K
ADXSW
19
DELISTED
Advaxis Inc Warrants
ADXSW
$477 0.04%
+112,500
New +$151K
AEL
20
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
$317 0.03%
+12,000
New +$273K
BPZ
21
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$81 0.01%
44,735
-6,165
-12% -$12.4K
ADM icon
22
Archer Daniels Midland
ADM
$38.7B
– –
-474,600
Closed -$17.5M
PLX icon
23
Protalix BioTherapeutics
PLX
$183M
– –
-27,220
Closed -$1.23M
SAFE
24
Safehold
SAFE
$1.17B
– –
-82,176
Closed -$5.12M
SPY icon
25
State Street SPDR S&P 500 ETF Trust
SPY
$771B
– –
-664,400
Closed -$118M
1
2

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WIC
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KLI
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Silverback Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Silverback Asset Management held 68 positions worth $1.18M, down 100% from $1.18B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Silverback Asset Management withdrew a net $438M in Q4 2013, closing 7 positions and reducing 5 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $118M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.56% of assets, followed by Healthcare and Energy.

Against the trend, Silverback Asset Management opened a new position in American Equity Investment Life Holding Company worth $6.59K.

  • Silverback Asset Management's largest Q4 2013 buy was American Equity Investment Life Holding Company: 250,000 shares worth $6.59K.
  • Silverback Asset Management added most to MOLYCORP INC COM STK in Q4 2013, an estimated $1.06M increase.
  • Silverback Asset Management's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $16.9M.
  • Silverback Asset Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $118M.
  • Silverback Asset Management's ten largest holdings make up 60% of its $1.18M portfolio in Q4 2013.
  • Silverback Asset Management opened 11 new positions and closed 7 in Q4 2013.
  • Silverback Asset Management's portfolio value fell 100% quarter-over-quarter to $1.18M.

Based on Silverback Asset Management's 13F filing for Q4 2013, filed 14 Feb 2014.