SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
-0.68%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$456M
AUM Growth
+$456M
Cap. Flow
-$17.2M
Cap. Flow %
-3.77%
Top 10 Hldgs %
50.85%
Holding
58
New
–
Increased
4
Reduced
2
Closed
6

Top Buys

1
KIN
Kindred Biosciences, Inc.
KIN
$1.99M
2
AMRS
Amyris Inc.
AMRS
$1.09M
3
NIHD
NII Holdings, Inc. Common Stock
NIHD
$858K
4
SENS icon
Senseonics Holdings
SENS
$493K

Top Sells

1
IWM icon
iShares Russell 2000 ETF
IWM
$6.7M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$6.1M
3
AKTS
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$3.01M
4
VIAV icon
Viavi Solutions
VIAV
$2.45M
5
MX icon
Magnachip Semiconductor
MX
$1.7M

Sector Composition

1 Materials 3.67%
2 Technology 2.45%
3 Communication Services 0.47%
4 Industrials 0.34%
5 Energy 0.08%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMR icon
1
Alpha Metallurgical Resources
AMR
$1.95B
$13M 2.22%
223,905
– –
AKTS
2
DELISTED
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$4.7M 0.8%
809,056
-518,225
-39% -$3.01M
KIN
3
DELISTED
Kindred Biosciences, Inc.
KIN
$4.59M 0.78%
500,000
+216,809
+77% +$1.99M
AMRS
4
DELISTED
Amyris Inc.
AMRS
$3.75M 0.64%
1,795,451
+522,963
+41% +$1.09M
MX icon
5
Magnachip Semiconductor
MX
$113M
$3.7M 0.63%
500,000
-229,159
-31% -$1.7M
SENS icon
6
Senseonics Holdings
SENS
$374M
$2.76M 0.47%
1,125,291
+201,397
+22% +$493K
NIHD
7
DELISTED
NII Holdings, Inc. Common Stock
NIHD
$2.16M 0.37%
1,100,000
+437,667
+66% +$858K
TMCXU
8
DELISTED
Trinity Merger Corp. Unit
TMCXU
$2.1M 0.36%
200,000
– –
GPAQU
9
DELISTED
Gordon Pointe Acquisition Corp. Unit
GPAQU
$1.84M 0.31%
175,000
– –
SREV
10
DELISTED
ServiceSource International, Inc.
SREV
$1.56M 0.27%
1,695,708
– –
AMR
11
DELISTED
Alta Mesa Resources, Inc. Class A Common Stock
AMR
$372K 0.06%
1,400,000
– –
GCVRZ
12
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$355K 0.06%
788,011
– –
FANG icon
13
Diamondback Energy
FANG
$43.1B
– –
0
– –
IWM icon
14
iShares Russell 2000 ETF
IWM
$67B
– –
-50,000
Closed -$6.7M
MAT icon
15
Mattel
MAT
$5.9B
– –
0
– –
NVAX icon
16
Novavax
NVAX
$1.21B
– –
-400,000
Closed -$736K
PLUG icon
17
Plug Power
PLUG
$1.81B
– –
-294,627
Closed -$365K
SD icon
18
SandRidge Energy
SD
$435M
– –
-75,000
Closed -$569K
SPY icon
19
SPDR S&P 500 ETF Trust
SPY
$658B
– –
-24,421
Closed -$6.1M
UNP icon
20
Union Pacific
UNP
$133B
– –
0
– –
VIAV icon
21
Viavi Solutions
VIAV
$2.52B
– –
-243,600
Closed -$2.45M
XLF icon
22
Financial Select Sector SPDR Fund
XLF
$54.1B
– –
0
– –