SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
-4.28%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$1.18M
AUM Growth
+$1.18M
Cap. Flow
-$25.9K
Cap. Flow %
-2.19%
Top 10 Hldgs %
63.06%
Holding
83
New
3
Increased
4
Reduced
4
Closed
4

Top Buys

1
KMI.WS
Kinder Morgan Inc
KMI.WS
$14.6K
2
FCEL icon
FuelCell Energy
FCEL
$1.51K
3
VRNG
VRINGO, INC COM STK NEW (DE)
VRNG
$815
4
ADXS
Advaxis, Inc.
ADXS
$785
5
SZYM
SOLAZYME INC COM STK (DE)
SZYM
$581

Top Sells

1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$20.4K
2
C.WS.A
Citigroup Inc
C.WS.A
$13.6K
3
AEL
American Equity Investment Life Holding Company
AEL
$6.6K
4
LNG icon
Cheniere Energy
LNG
$2.05K
5
JCP
J.C. Penney Company, Inc.
JCP
$1.83K

Sector Composition

1 Healthcare 0.41%
2 Industrials 0.26%
3 Materials 0.09%
4 Energy 0.03%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
C.WS.A
1
DELISTED
Citigroup Inc
C.WS.A
$98.3K 6.91%
2,065,974
-286,107
-12% -$13.6K
C.WS.B
2
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$85.4K 5.99%
1,793,300
– –
KMI.WS
3
DELISTED
Kinder Morgan Inc
KMI.WS
$76.8K 5.39%
2,364,000
+450,000
+24% +$14.6K
HOLX icon
4
Hologic
HOLX
$14.9B
$3.54K 0.25%
164,700
– –
VRNG
5
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$1.61K 0.11%
464,844
+234,876
+102% +$815
FCEL icon
6
FuelCell Energy
FCEL
$95.7M
$1.51K 0.11%
+607,745
New +$1.51K
ADXS
7
DELISTED
Advaxis, Inc.
ADXS
$1.26K 0.09%
400,000
+250,000
+167% +$785
MCP
8
DELISTED
MOLYCORP INC COM STK
MCP
$1.02K 0.07%
216,700
– –
SZYM
9
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$581 0.04%
+50,000
New +$581
GCVRZ
10
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$491 0.03%
1,582,410
-581,099
-27% -$180
BPZ
11
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$412 0.03%
129,707
+84,972
+190% +$270
CSV icon
12
Carriage Services
CSV
$687M
$339 0.02%
+18,560
New +$339
ADXSW
13
DELISTED
Advaxis, Inc. Warrants
ADXSW
$277 0.02%
88,350
-24,150
-21% -$76
LNG icon
14
Cheniere Energy
LNG
$53.1B
– –
-47,600
Closed -$2.05K
MNKD icon
15
MannKind Corp
MNKD
$1.41B
– –
0
– –
SAFE
16
Safehold
SAFE
$1.18B
– –
0
– –
SPY icon
17
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
STWD icon
18
Starwood Property Trust
STWD
$7.44B
– –
0
– –
X
19
DELISTED
US Steel
X
– –
0
– –
AEL
20
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-250,000
Closed -$6.6K
JCP
21
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-200,000
Closed -$1.83K
ARRS
22
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
0
– –
CIE
23
DELISTED
Cobalt International Energy, Inc
CIE
– –
0
– –
GM.WS.A
24
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-499,628
Closed -$20.4K
SUNE
25
DELISTED
SUNEDISON, INC COM
SUNE
– –
0
– –
1
2