SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
+0.2%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$453M
AUM Growth
+$453M
Cap. Flow
+$13.5M
Cap. Flow %
2.98%
Top 10 Hldgs %
59.51%
Holding
61
New
7
Increased
5
Reduced
3
Closed
8

Top Buys

1
AKTS
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$5.14M
2
ALTG icon
Alta Equipment Group
ALTG
$3.75M
3
RDNW
RideNow Group, Inc. Class B Common Stock
RDNW
$1.54M
4
MX icon
Magnachip Semiconductor
MX
$1.3M
5
DY icon
Dycom Industries
DY
$943K

Top Sells

1
IVC
Invacare Corporation
IVC
$930K
2
AMR icon
Alpha Metallurgical Resources
AMR
$355K
3
SREV
ServiceSource International, Inc.
SREV
$327K
4
AMRS
Amyris Inc.
AMRS
$11K
5
MDCO
Medicines Co
MDCO
$9.13K

Sector Composition

1 Technology 4.1%
2 Industrials 1.59%
3 Materials 0.53%
4 Consumer Discretionary 0.49%
5 Healthcare 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AKTS
1
DELISTED
AKOUSTIS TECHNOLOGIES, INC.
AKTS
$8.83M 1.31%
1,103,156
+642,294
+139% +$5.14M
MX icon
2
Magnachip Semiconductor
MX
$113M
$6.38M 0.95%
549,459
+112,112
+26% +$1.3M
KIN
3
DELISTED
Kindred Biosciences, Inc.
KIN
$4.59M 0.68%
540,678
– –
ALTG icon
4
Alta Equipment Group
ALTG
$267M
$3.75M 0.56%
+375,000
New +$3.75M
SREV
5
DELISTED
ServiceSource International, Inc.
SREV
$2.51M 0.37%
1,500,000
-195,708
-12% -$327K
SENS icon
6
Senseonics Holdings
SENS
$374M
$2.5M 0.37%
2,732,086
+39,800
+1% +$36.5K
AMR icon
7
Alpha Metallurgical Resources
AMR
$1.95B
$2.38M 0.35%
263,107
-39,182
-13% -$355K
RDNW
8
RideNow Group, Inc. Class B Common Stock
RDNW
$147M
$1.77M 0.26%
2,141,671
+1,863,461
+670% +$1.54M
DY icon
9
Dycom Industries
DY
$7.31B
$943K 0.14%
+20,000
New +$943K
IOTS
10
DELISTED
Adesto Technologies Corporation Common Stock
IOTS
$848K 0.13%
+99,800
New +$848K
LAB icon
11
Standard BioTools
LAB
$481M
$552K 0.08%
+158,698
New +$552K
IVC
12
DELISTED
Invacare Corporation
IVC
$541K 0.08%
60,000
-103,100
-63% -$930K
SIC
13
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
$449K 0.07%
+50,000
New +$449K
UTI icon
14
Universal Technical Institute
UTI
$1.45B
$386K 0.06%
+50,000
New +$386K
TLGT
15
DELISTED
Teligent, Inc
TLGT
$297K 0.04%
697,753
+197,753
+40% +$84.2K
BRPM.WS
16
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$113K 0.02%
+137,500
New +$113K
GPAQW
17
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$63K 0.01%
175,000
– –
CELH icon
18
Celsius Holdings
CELH
$16.2B
– –
-75,000
Closed -$261
PCAR icon
19
PACCAR
PCAR
$52.5B
– –
0
– –
QQQ icon
20
Invesco QQQ Trust
QQQ
$364B
– –
0
– –
SPY icon
21
SPDR S&P 500 ETF Trust
SPY
$658B
– –
0
– –
AMRS
22
DELISTED
Amyris Inc.
AMRS
– –
-2,310,258
Closed -$11K
BRMK
23
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-300,000
Closed -$3.13K
BRPM.U
24
DELISTED
B. Riley Principal Merger Corp.
BRPM.U
– –
-275,000
Closed -$2.78K
MDCO
25
DELISTED
Medicines Co
MDCO
– –
-182,500
Closed -$9.13K
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