SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
-0.01%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$1.18B
AUM Growth
+$1.18B
Cap. Flow
+$149M
Cap. Flow %
12.66%
Top 10 Hldgs %
49.11%
Holding
74
New
8
Increased
5
Reduced
2
Closed
1

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$112M
2
ADM icon
Archer Daniels Midland
ADM
$17.5M
3
KMI.WS
Kinder Morgan Inc
KMI.WS
$8.84M
4
CBST
CUBIST PHARMACEUTICALS INC
CBST
$6.36M
5
JCP
J.C. Penney Company, Inc.
JCP
$5.17M

Top Sells

1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$11.9M
2
C.WS.A
Citigroup Inc
C.WS.A
$6.12M
3
NUAN
Nuance Communications, Inc.
NUAN
$4.46K

Sector Composition

1 Consumer Staples 1.49%
2 Healthcare 0.63%
3 Consumer Discretionary 0.45%
4 Energy 0.43%
5 Real Estate 0.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
1
SPDR S&P 500 ETF Trust
SPY
$651B
$112M 9.48%
+664,400
New +$112M
C.WS.A
2
DELISTED
Citigroup Inc
C.WS.A
$91.1M 7.74%
1,877,734
-126,100
-6% -$6.12M
C.WS.B
3
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$87M 7.39%
1,793,300
– –
KMI.WS
4
DELISTED
Kinder Morgan Inc
KMI.WS
$68.1M 5.78%
1,913,460
+248,460
+15% +$8.84M
GM.WS.A
5
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$39.6M 3.36%
1,099,628
-331,071
-23% -$11.9M
ADM icon
6
Archer Daniels Midland
ADM
$29.8B
$17.5M 1.49%
+474,600
New +$17.5M
CBST
7
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$6.36M 0.54%
+100,000
New +$6.36M
JCP
8
DELISTED
J.C. Penney Company, Inc.
JCP
$5.28M 0.45%
600,000
+587,238
+4,601% +$5.17M
LNG icon
9
Cheniere Energy
LNG
$52.8B
$4.92M 0.42%
144,171
+66,071
+85% +$2.26M
SAFE
10
Safehold
SAFE
$1.14B
$4.82M 0.41%
+400,000
New +$4.82M
HOLX icon
11
Hologic
HOLX
$14.9B
$4.43M 0.38%
+214,700
New +$4.43M
GCVRZ
12
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$3.05M 0.26%
1,508,238
+508,238
+51% +$1.03M
OPTR
13
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$2M 0.17%
+158,684
New +$2M
HMA
14
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$1.78M 0.15%
+138,700
New +$1.78M
PLX icon
15
Protalix BioTherapeutics
PLX
$132M
$1.23M 0.1%
+272,200
New +$1.23M
VRNG
16
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$660K 0.06%
229,968
+29,968
+15% +$86K
MCP
17
DELISTED
MOLYCORP INC COM STK
MCP
$110K 0.01%
16,700
– –
BPZ
18
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$99K 0.01%
50,900
– –
TSLA icon
19
Tesla
TSLA
$1.06T
– –
0
– –
NUAN
20
DELISTED
Nuance Communications, Inc.
NUAN
– –
-242,095
Closed -$4.46K
DCUB
21
DELISTED
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
– –
0
– –
DCUA
22
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
0
– –