We are live on ! Find out more
SAM

Silverback Asset Management Portfolio holdings

AUM $699M
1-Year Est. Return 72.42%
This Fund
S&P 500
This Quarter Est. Return
-0.01%
1 Year Est. Return
+72.42%
3 Year Est. Return
+92.45%
5 Year Est. Return
+84.79%
10 Year Est. Return
+101.08%
AUM
$1.18B
AUM Growth
+$1.18B
Cap. Flow
+$153M
Cap. Flow %
12.96%
Top 10 Hldgs %
49.11%
Holding
67
New
8
Increased
5
Reduced
2
Closed
6

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$111M
2
ADM icon
Archer Daniels Midland
ADM
+$17.3M
3
JCP
J.C. Penney Company, Inc.
JCP
+$8.38M
4
CBST
CUBIST PHARMACEUTICALS INC
CBST
+$6.04M
5
SAFE
Safehold
SAFE
+$4.6M

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$8.74M
2
C.WS.A
Citigroup Inc
C.WS.A
+$98.2K
3
NUAN
Nuance Communications, Inc.
NUAN
+$4.46K

Sector Composition

Rank Sector Weight
1 Consumer Staples 1.49%
2 Healthcare 0.63%
3 Consumer Discretionary 0.45%
4 Energy 0.43%
5 Real Estate 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$112M 9.48%
+664,400
New +$111M
C.WS.A
2
DELISTED
Citigroup Inc
C.WS.A
$91.1M 7.74%
1,877,734
-126,100
-6% -$98.2K
C.WS.B
3
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$87M 7.39%
1,793,300
– –
KMI.WS
4
DELISTED
Kinder Morgan Inc
KMI.WS
$68.1M 5.78%
1,913,460
+248,460
+15% +$1.31M
GM.WS.A
5
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$39.6M 3.36%
1,099,628
-331,071
-23% -$8.74M
ADM icon
6
Archer Daniels Midland
ADM
$38.7B
$17.5M 1.49%
+474,600
New +$17.3M
CBST
7
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
$6.36M 0.54%
+100,000
New +$6.04M
JCP
8
DELISTED
J.C. Penney Company, Inc.
JCP
$5.28M 0.45%
600,000
+587,238
+4,601% +$8.38M
LNG icon
9
Cheniere Energy
LNG
$54.2B
$4.92M 0.42%
144,171
+66,071
+85% +$1.96M
SAFE
10
Safehold
SAFE
$1.17B
$4.82M 0.41%
+82,176
New +$4.6M
HOLX
11
DELISTED
Hologic
HOLX
$4.43M 0.38%
+214,700
New +$4.57M
GCVRZ
12
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$3.05M 0.26%
1,508,238
+508,238
+51% +$968K
OPTR
13
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
$2M 0.17%
+158,684
New +$2.1M
HMA
14
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$1.77M 0.15%
+138,700
New +$1.93M
PLX icon
15
Protalix BioTherapeutics
PLX
$183M
$1.23M 0.1%
+27,220
New +$1.4M
VRNG
16
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
$660K 0.06%
22,997
+2,997
+15% +$94.5K
MCP
17
DELISTED
MOLYCORP INC COM STK
MCP
$110K 0.01%
16,700
– –
BPZ
18
DELISTED
BPZ RESOURCES INC COM STK
BPZ
$99K 0.01%
50,900
– –
ADM icon
19
CALL
Archer Daniels Midland
ADM
$38.7B
– –
-368,300
Closed -$12.5K
SAFE
20
CALL
Safehold
SAFE
$1.17B
– –
-82,176
Closed -$4.52K
TSLA icon
21
PUT
Tesla
TSLA
$1.18T
– –
-97,500
Closed -$698
NUAN
22
DELISTED
Nuance Communications, Inc.
NUAN
– –
-279,620
Closed -$4.46K
JCP
23
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-200,000
Closed -$3.42K
HMA
24
CALL
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-138,700
Closed -$2.18K

Similar funds

IA
IFC Advisors Los Angeles, California $699M AUM 17.65% 1-Year Est. Return
TCM
Tensile Capital Management Larkspur, California $698M AUM 2.4% 1-Year Est. Return
ACM
Academy Capital Management Waco, Texas $699M AUM 12.08% 1-Year Est. Return
WIC
Wilkins Investment Counsel Boston, Massachusetts $698M AUM 17.36% 1-Year Est. Return
KLI
Kelman-Lazarov Inc Memphis, Tennessee $698M AUM 14.07% 1-Year Est. Return
SCM
Sio Capital Management New York $697M AUM 79.73% 1-Year Est. Return
GUB
Golden Unicorn BVI Road Town $697M AUM 55.92% 1-Year Est. Return
FA
Faithward Advisors Lancaster, Pennsylvania $701M AUM 32.17% 1-Year Est. Return

Silverback Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Silverback Asset Management held 67 positions worth $1.18B, up 103,772% from $1.13M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Silverback Asset Management deployed $153M of net new capital in Q3 2013, opening 8 new positions and adding to 5 existing holdings. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 664,400 shares worth $112M.

By sector, the portfolio is most concentrated in Consumer Staples at 1.5% of assets, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $8.74M trimmed.

  • Silverback Asset Management's largest Q3 2013 buy was State Street SPDR S&P 500 ETF Trust: 664,400 shares worth $112M.
  • Silverback Asset Management added most to J.C. Penney Company, Inc. in Q3 2013, an estimated $8.38M increase.
  • Silverback Asset Management's biggest Q3 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $8.74M.
  • Silverback Asset Management fully exited Nuance Communications, Inc. in Q3 2013, selling an estimated $4.46K.
  • Silverback Asset Management's ten largest holdings make up 49% of its $1.18B portfolio in Q3 2013.
  • Silverback Asset Management opened 8 new positions and closed 6 in Q3 2013.
  • Silverback Asset Management's portfolio value rose 103,772% quarter-over-quarter to $1.18B.

Based on Silverback Asset Management's 13F filing for Q3 2013, filed 14 Nov 2013.