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Silverback Asset Management Portfolio holdings

AUM $699M
1-Year Est. Return 72.42%
This Fund
S&P 500
This Quarter Est. Return
+0%
1 Year Est. Return
+72.42%
3 Year Est. Return
+92.45%
5 Year Est. Return
+84.79%
10 Year Est. Return
+101.08%
AUM
$733M
AUM Growth
+$315M
Cap. Flow
-$288M
Cap. Flow %
-39.32%
Top 10 Hldgs %
51.48%
Holding
78
New
7
Increased
1
Reduced
1
Closed
12

Top Buys

Rank Stock Value
1
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
+$4.52M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$820K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$579K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$511K

Top Sells

Rank Stock Value
1
KMI.WS
Kinder Morgan Inc
KMI.WS
+$24.5M
2
CIEN icon
Ciena
CIEN
+$5.07M
3
ALR
Alere Inc
ALR
+$840K
4
PTCT icon
PTC Therapeutics
PTCT
+$515K
5
KEYW
The KEYW Holding Corporation
KEYW
+$500K

Sector Composition

Rank Sector Weight
1 Materials 0.62%
2 Industrials 0.28%
3 Technology 0.13%
4 Healthcare 0.01%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$103M 14.03%
+500,000
New +$97.6M
NXEO
2
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$4.54M 0.62%
+452,300
New +$4.52M
SPY icon
3
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.6M 0.22%
+7,768
New +$1.52M
CSW
4
CSW Industrials
CSW
$4.44B
$976K 0.13%
30,996
+8,900
+40% +$286K
ON icon
5
ON Semiconductor
ON
$30.7B
$936K 0.13%
97,600
-19,900
-17% -$170K
JNK icon
6
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$845K 0.12%
+8,228
New +$820K
BLD
7
DELISTED
TopBuild
BLD
$743K 0.1%
25,000
– –
HYG icon
8
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$596K 0.08%
+7,295
New +$579K
TLT icon
9
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$521K 0.07%
+3,989
New +$511K
FCEL icon
10
FuelCell Energy
FCEL
$1.45B
$366K 0.05%
150
– –
MWW
11
CALL
DELISTED
Monster Worldwide Inc
MWW
$120K 0.02%
+36,800
New +$143K
CCLD icon
12
CareCloud
CCLD
$103M
$102K 0.01%
100,000
– –
BKNG icon
13
CALL
Booking.com
BKNG
$156B
– –
-150,000
Closed -$7.65M
CIEN icon
14
Ciena
CIEN
$46.8B
– –
-245,002
Closed -$5.07M
CIEN icon
15
PUT
Ciena
CIEN
$46.8B
– –
-230,000
Closed -$4.76M
CSWC icon
16
Capital Southwest
CSWC
$1.47B
– –
-25,000
Closed -$347K
LEU icon
17
Centrus Energy
LEU
$3.14B
– –
-54,920
Closed -$72K
PTCT icon
18
PTC Therapeutics
PTCT
$6.18B
– –
-15,900
Closed -$515K
KEYW
19
DELISTED
The KEYW Holding Corporation
KEYW
– –
-83,128
Closed -$500K
ALR
20
DELISTED
Alere Inc
ALR
– –
-21,500
Closed -$840K
OREX
21
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-23,733
Closed -$408K
KMI.WS
22
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-1,642,546
Closed -$24.5M
GCVRZ
23
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-861,200
Closed -$97K

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ACM
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WIC
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KLI
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SCM
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Silverback Asset Management's Q1 2016 Portfolio in Review

As of Q1 2016, Silverback Asset Management held 78 positions worth $733M, up 75% from $418M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Silverback Asset Management withdrew a net $288M in Q1 2016, closing 12 positions and reducing 1 holding. Its most notable exit was Kinder Morgan Inc, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Materials at 0.62% of assets, followed by Industrials and Technology.

Against the trend, Silverback Asset Management opened a new position in Nexeo Solutions, Inc. Common Stock worth $4.54M.

  • Silverback Asset Management's largest Q1 2016 buy was Nexeo Solutions, Inc. Common Stock: 452,300 shares worth $4.54M.
  • Silverback Asset Management added most to CSW Industrials in Q1 2016, an estimated $286K increase.
  • Silverback Asset Management's biggest Q1 2016 reduction was ON Semiconductor, cutting an estimated $170K.
  • Silverback Asset Management fully exited Kinder Morgan Inc in Q1 2016, selling an estimated $24.5M.
  • Silverback Asset Management's ten largest holdings make up 51% of its $733M portfolio in Q1 2016.
  • Silverback Asset Management opened 7 new positions and closed 12 in Q1 2016.
  • Silverback Asset Management's portfolio value rose 75% quarter-over-quarter to $733M.

Based on Silverback Asset Management's 13F filing for Q1 2016, filed 13 May 2016.