SAM

Silverback Asset Management Portfolio holdings

AUM $651M
This Quarter Return
+0%
1 Year Return
+8.01%
3 Year Return
+10.07%
5 Year Return
+10.18%
10 Year Return
-34.99%
AUM
$630M
AUM Growth
+$630M
Cap. Flow
-$65.2M
Cap. Flow %
-10.35%
Top 10 Hldgs %
46.33%
Holding
80
New
5
Increased
1
Reduced
1
Closed
10

Top Buys

1
NXEO
Nexeo Solutions, Inc. Common Stock
NXEO
$4.54M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$1.6M
3
JNK icon
SPDR Bloomberg High Yield Bond ETF
JNK
$845K
4
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$596K
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$521K

Top Sells

1
KMI.WS
Kinder Morgan Inc
KMI.WS
$24.5M
2
CIEN icon
Ciena
CIEN
$5.07M
3
ALR
Alere Inc
ALR
$840K
4
PTCT icon
PTC Therapeutics
PTCT
$515K
5
KEYW
The KEYW Holding Corporation
KEYW
$500K

Sector Composition

1 Materials 0.72%
2 Industrials 0.33%
3 Technology 0.15%
4 Healthcare 0.02%
5 Consumer Discretionary 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NXEO
1
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$4.54M 0.62%
+452,300
New +$4.54M
SPY icon
2
SPDR S&P 500 ETF Trust
SPY
$658B
$1.6M 0.22%
+7,768
New +$1.6M
CSW
3
CSW Industrials, Inc.
CSW
$4.6B
$976K 0.13%
30,996
+8,900
+40% +$280K
ON icon
4
ON Semiconductor
ON
$20.3B
$936K 0.13%
97,600
-19,900
-17% -$191K
JNK icon
5
SPDR Bloomberg High Yield Bond ETF
JNK
$8.1B
$845K 0.12%
+24,685
New +$845K
BLD icon
6
TopBuild
BLD
$11.8B
$743K 0.1%
25,000
– –
HYG icon
7
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.8B
$596K 0.08%
+7,295
New +$596K
TLT icon
8
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$521K 0.07%
+3,989
New +$521K
FCEL icon
9
FuelCell Energy
FCEL
$95.7M
$366K 0.05%
54,075
– –
CCLD icon
10
CareCloud
CCLD
$163M
$102K 0.01%
100,000
– –
BKNG icon
11
Booking.com
BKNG
$181B
– –
0
– –
CIEN icon
12
Ciena
CIEN
$13.3B
– –
-245,002
Closed -$5.07M
CSWC icon
13
Capital Southwest
CSWC
$1.28B
– –
-25,000
Closed -$347K
LEU icon
14
Centrus Energy
LEU
$3.67B
– –
-54,920
Closed -$72K
PTCT icon
15
PTC Therapeutics
PTCT
$3.92B
– –
-15,900
Closed -$515K
KEYW
16
DELISTED
The KEYW Holding Corporation
KEYW
– –
-83,128
Closed -$500K
ALR
17
DELISTED
Alere Inc
ALR
– –
-21,500
Closed -$840K
OREX
18
DELISTED
Orexigen Therapeutics, Inc.
OREX
– –
-237,332
Closed -$408K
KMI.WS
19
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-1,642,546
Closed -$24.5M
MWW
20
DELISTED
Monster Worldwide Inc
MWW
– –
0
– –
GCVRZ
21
DELISTED
Sanofi Contingent Value Rights
GCVRZ
– –
-861,200
Closed -$97K