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Silverback Asset Management Portfolio holdings

AUM $925M
1-Year Est. Return 74.97%
This Fund
S&P 500
This Quarter Est. Return
+0.26%
1 Year Est. Return
+74.97%
3 Year Est. Return
+92.15%
5 Year Est. Return
+87.42%
10 Year Est. Return
+103.26%
AUM
$854M
AUM Growth
-$114M
Cap. Flow
-$635M
Cap. Flow %
-74.38%
Top 10 Hldgs %
64.58%
Holding
65
New
10
Increased
3
Reduced
2
Closed
15

Top Buys

Rank Stock Value
1
KBE icon
State Street SPDR S&P Bank ETF
KBE
+$3.09M
2
KEYW
The KEYW Holding Corporation
KEYW
+$2.3M
3
OREX
Orexigen Therapeutics, Inc.
OREX
+$2.11M
4
CCLD icon
CareCloud
CCLD
+$889K
5
MCP
MOLYCORP INC COM STK
MCP
+$639K

Top Sells

Rank Stock Value
1
C.WS.A
Citigroup Inc
C.WS.A
+$87.9M
2
PHH
PHH Corporation
PHH
+$2.31M
3
VRNG
VRINGO, INC COM STK NEW (DE)
VRNG
+$1.43M
4
FCEL icon
FuelCell Energy
FCEL
+$997K
5
ADXS
Advaxis Inc
ADXS
+$971K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.16%
2 Healthcare 0.32%
3 Technology 0.24%
4 Materials 0.21%
5 Energy 0.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STWD icon
26
CALL
Starwood Property Trust
STWD
$5.55B
– –
-31,900
Closed -$758K
VIAV icon
27
CALL
Viavi Solutions
VIAV
$8.51B
– –
-175,800
Closed -$1.25M
ADXS
28
DELISTED
Advaxis Inc
ADXS
– –
-20,547
Closed -$971K
C.WS.A
29
DELISTED
Citigroup Inc
C.WS.A
– –
-1,865,974
Closed -$87.9M
PHH
30
DELISTED
PHH Corporation
PHH
– –
-100,693
Closed -$2.31M
AMSG
31
DELISTED
Amsurg Corp
AMSG
– –
-20,000
Closed -$911K
SZYM
32
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
– –
-41,100
Closed -$484K
VRNG
33
DELISTED
VRINGO, INC COM STK NEW (DE)
VRNG
– –
-41,838
Closed -$1.43M
RFMD
34
CALL
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-250,000
Closed -$2.4M
RFMD
35
DELISTED
RF MICRO DEVICES INC
RFMD
– –
-95,772
Closed -$918K
1
2

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MWM
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BWP
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JJBC
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Silverback Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Silverback Asset Management held 65 positions worth $854M, down 12% from $968M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Silverback Asset Management withdrew a net $635M in Q3 2014, closing 15 positions and reducing 2 holdings. Its most notable exit was Citigroup Inc, an estimated $87.9M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 99% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Silverback Asset Management opened a new position in State Street SPDR S&P Bank ETF worth $3.03M.

  • Silverback Asset Management's largest Q3 2014 buy was State Street SPDR S&P Bank ETF: 95,000 shares worth $3.03M.
  • Silverback Asset Management added most to MOLYCORP INC COM STK in Q3 2014, an estimated $639K increase.
  • Silverback Asset Management's biggest Q3 2014 reduction was Newmont, cutting an estimated $184K.
  • Silverback Asset Management fully exited Citigroup Inc in Q3 2014, selling an estimated $87.9M.
  • Silverback Asset Management's ten largest holdings make up 65% of its $854M portfolio in Q3 2014.
  • Silverback Asset Management opened 10 new positions and closed 15 in Q3 2014.
  • Silverback Asset Management's portfolio value fell 12% quarter-over-quarter to $854M.

Based on Silverback Asset Management's 13F filing for Q3 2014, filed 14 Nov 2014.