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Silverback Asset Management Portfolio holdings

AUM $925M
1-Year Est. Return 74.97%
This Fund
S&P 500
This Quarter Est. Return
-5.15%
1 Year Est. Return
+74.97%
3 Year Est. Return
+92.15%
5 Year Est. Return
+87.42%
10 Year Est. Return
+103.26%
AUM
$1.42B
AUM Growth
+$243M
Cap. Flow
-$475M
Cap. Flow %
-33.36%
Top 10 Hldgs %
64.69%
Holding
71
New
10
Increased
5
Reduced
4
Closed
10

Top Buys

Rank Stock Value
1
FCEL icon
FuelCell Energy
FCEL
+$1.22M
2
ADXS
Advaxis Inc
ADXS
+$1.18M
3
KMI.WS
Kinder Morgan Inc
KMI.WS
+$1.14M
4
VRNG
VRINGO, INC COM STK NEW (DE)
VRNG
+$885K
5
SZYM
SOLAZYME INC COM STK (DE)
SZYM
+$588K

Top Sells

Rank Stock Value
1
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$20.4M
2
AEL
American Equity Investment Life Holding Company
AEL
+$6.59M
3
LNG icon
Cheniere Energy
LNG
+$2.05M
4
JCP
J.C. Penney Company, Inc.
JCP
+$1.44M
5
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$216K

Sector Composition

Rank Sector Weight
1 Miscellaneous 99.32%
2 Healthcare 0.34%
3 Industrials 0.22%
4 Materials 0.07%
5 Energy 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEL
26
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-12,000
Closed -$317K
AEL
27
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-250,000
Closed -$6.59M
JCP
28
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-200,000
Closed -$1.44M
JCP
29
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-200,000
Closed -$1.83M
ARRS
30
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-50,000
Closed -$1.22M
GM.WS.A
31
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-499,628
Closed -$20.4M
1
2

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MWM
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BWP
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JJBC
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Silverback Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Silverback Asset Management held 71 positions worth $1.42B, up 21% from $1.18B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Silverback Asset Management withdrew a net $475M in Q1 2014, closing 10 positions and reducing 4 holdings. Its most notable exit was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), an estimated $20.4M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 99% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Silverback Asset Management opened a new position in FuelCell Energy worth $1.51M.

  • Silverback Asset Management's largest Q1 2014 buy was FuelCell Energy: 141 shares worth $1.51M.
  • Silverback Asset Management added most to Advaxis Inc in Q1 2014, an estimated $1.18M increase.
  • Silverback Asset Management's biggest Q1 2014 reduction was Sanofi Contingent Value Rights, cutting an estimated $216K.
  • Silverback Asset Management fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q1 2014, selling an estimated $20.4M.
  • Silverback Asset Management's ten largest holdings make up 65% of its $1.42B portfolio in Q1 2014.
  • Silverback Asset Management opened 10 new positions and closed 10 in Q1 2014.
  • Silverback Asset Management's portfolio value rose 21% quarter-over-quarter to $1.42B.

Based on Silverback Asset Management's 13F filing for Q1 2014, filed 13 May 2014.