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Silverback Asset Management Portfolio holdings

AUM $699M
1-Year Est. Return 72.42%
This Fund
S&P 500
This Quarter Est. Return
-5.15%
1 Year Est. Return
+72.42%
3 Year Est. Return
+92.45%
5 Year Est. Return
+84.79%
10 Year Est. Return
+101.08%
AUM
$1.42M
AUM Growth
+$243K
Cap. Flow
+$232M
Cap. Flow %
16,305.15%
Top 10 Hldgs %
64.69%
Holding
71
New
10
Increased
5
Reduced
4
Closed
10

Top Buys

Rank Stock Value
1
FCEL icon
FuelCell Energy
FCEL
+$1.22M
2
ADXS
Advaxis Inc
ADXS
+$1.18M
3
KMI.WS
Kinder Morgan Inc
KMI.WS
+$1.14M
4
VRNG
VRINGO, INC COM STK NEW (DE)
VRNG
+$885K
5
SZYM
SOLAZYME INC COM STK (DE)
SZYM
+$588K

Top Sells

Rank Stock Value
1
JCP
J.C. Penney Company, Inc.
JCP
+$1.44M
2
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$216K
3
C.WS.A
Citigroup Inc
C.WS.A
+$190K
4
ADXSW
Advaxis Inc Warrants
ADXSW
+$45.5K
5
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$20.4K

Sector Composition

Rank Sector Weight
1 Healthcare 0.34%
2 Industrials 0.22%
3 Materials 0.07%
4 Energy 0.03%
5 Consumer Discretionary 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEL
26
CALL
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-12,000
Closed -$317
AEL
27
DELISTED
American Equity Investment Life Holding Company
AEL
– –
-250,000
Closed -$6.59K
JCP
28
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-200,000
Closed -$1.44M
JCP
29
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-200,000
Closed -$1.83K
ARRS
30
CALL
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-50,000
Closed -$1.22K
GM.WS.A
31
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-499,628
Closed -$20.4K
1
2

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ACM
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WIC
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KLI
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Silverback Asset Management's Q1 2014 Portfolio in Review

As of Q1 2014, Silverback Asset Management held 71 positions worth $1.42M, up 21% from $1.18M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Silverback Asset Management deployed $232M of net new capital in Q1 2014, opening 10 new positions and adding to 5 existing holdings. Its largest new stake was FuelCell Energy: 141 shares worth $1.51K.

By sector, the portfolio is most concentrated in Healthcare at 0.34% of assets, down from 0.37% a quarter earlier, followed by Industrials and Materials.

On the sell side, the largest reduction was Sanofi Contingent Value Rights, an estimated $216K trimmed.

  • Silverback Asset Management's largest Q1 2014 buy was FuelCell Energy: 141 shares worth $1.51K.
  • Silverback Asset Management added most to Advaxis Inc in Q1 2014, an estimated $1.18M increase.
  • Silverback Asset Management's biggest Q1 2014 reduction was Sanofi Contingent Value Rights, cutting an estimated $216K.
  • Silverback Asset Management fully exited J.C. Penney Company, Inc. in Q1 2014, selling an estimated $1.44M.
  • Silverback Asset Management's ten largest holdings make up 65% of its $1.42M portfolio in Q1 2014.
  • Silverback Asset Management opened 10 new positions and closed 10 in Q1 2014.
  • Silverback Asset Management's portfolio value rose 21% quarter-over-quarter to $1.42M.

Based on Silverback Asset Management's 13F filing for Q1 2014, filed 13 May 2014.