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Silverback Asset Management Portfolio holdings

AUM $925M
1-Year Est. Return 74.97%
This Fund
S&P 500
This Quarter Est. Return
-4.45%
1 Year Est. Return
+74.97%
3 Year Est. Return
+92.15%
5 Year Est. Return
+87.42%
10 Year Est. Return
+103.26%
AUM
$1.18B
AUM Growth
+$3.26M
Cap. Flow
-$620M
Cap. Flow %
-52.49%
Top 10 Hldgs %
60.47%
Holding
68
New
11
Increased
4
Reduced
5
Closed
7

Top Buys

Rank Stock Value
1
AEL
American Equity Investment Life Holding Company
AEL
+$5.7M
2
MCP
MOLYCORP INC COM STK
MCP
+$1.06M
3
GCVRZ
Sanofi Contingent Value Rights
GCVRZ
+$792K
4
ADXS
Advaxis Inc
ADXS
+$566K
5
C.WS.A
Citigroup Inc
C.WS.A
+$314K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$118M
2
ADM icon
Archer Daniels Midland
ADM
+$17.5M
3
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$16.9M
4
CBST
CUBIST PHARMACEUTICALS INC
CBST
+$6.36M
5
SAFE
Safehold
SAFE
+$5.12M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.58%
2 Financials 0.56%
3 Healthcare 0.37%
4 Energy 0.18%
5 Consumer Discretionary 0.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CBST
26
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-100,000
Closed -$6.36M
HMA
27
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
– –
-138,700
Closed -$1.77M
OPTR
28
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-158,684
Closed -$2M
1
2

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RBC
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MWM
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BWP
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JJBC
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MPM
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AA
ABC Arbitrage Paris, France $926M AUM 45.9% 1-Year Est. Return
AWA
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Silverback Asset Management's Q4 2013 Portfolio in Review

As of Q4 2013, Silverback Asset Management held 68 positions worth $1.18B, up 0.28% from $1.18B the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Silverback Asset Management withdrew a net $620M in Q4 2013, closing 7 positions and reducing 5 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $118M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 97% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Silverback Asset Management opened a new position in American Equity Investment Life Holding Company worth $6.59M.

  • Silverback Asset Management's largest Q4 2013 buy was American Equity Investment Life Holding Company: 250,000 shares worth $6.59M.
  • Silverback Asset Management added most to MOLYCORP INC COM STK in Q4 2013, an estimated $1.06M increase.
  • Silverback Asset Management's biggest Q4 2013 reduction was GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016), cutting an estimated $16.9M.
  • Silverback Asset Management fully exited State Street SPDR S&P 500 ETF Trust in Q4 2013, selling an estimated $118M.
  • Silverback Asset Management's ten largest holdings make up 60% of its $1.18B portfolio in Q4 2013.
  • Silverback Asset Management opened 11 new positions and closed 7 in Q4 2013.
  • Silverback Asset Management's portfolio value rose 0.28% quarter-over-quarter to $1.18B.

Based on Silverback Asset Management's 13F filing for Q4 2013, filed 14 Feb 2014.