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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
151
Boeing
BA
$171B
$38K 0.01%
295
– –
BKNG icon
152
Booking.com
BKNG
$149B
$38K 0.01%
825
– –
PCY icon
153
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$38K 0.01%
1,315
– –
TJX icon
154
TJX Companies
TJX
$174B
$38K 0.01%
1,298
– –
FCX icon
155
Freeport-McMoran
FCX
$90B
$37K 0.01%
1,119
+299
+36% +$10.9K
ROK icon
156
Rockwell Automation
ROK
$53.4B
$37K 0.01%
337
– –
VLO icon
157
Valero Energy
VLO
$90.1B
$37K 0.01%
809
– –
GNTX icon
158
Gentex
GNTX
$4.97B
$36K 0.01%
2,698
– –
O icon
159
Realty Income
O
$59.6B
$36K 0.01%
917
+373
+69% +$15.9K
REGN icon
160
Regeneron Pharmaceuticals
REGN
$78.5B
$36K 0.01%
+100
New +$33.5K
EWS icon
161
iShares MSCI Singapore ETF
EWS
$1.04B
$35K 0.01%
1,330
-250
-16% -$6.91K
BFH icon
162
Bread Financial
BFH
$4.37B
$34K 0.01%
170
– –
BWA icon
163
BorgWarner
BWA
$13.1B
$34K 0.01%
733
– –
KKR icon
164
KKR & Co
KKR
$91.1B
$34K 0.01%
1,530
– –
DST
165
DELISTED
DST Systems Inc.
DST
$34K 0.01%
814
– –
MDLZ icon
166
Mondelez International
MDLZ
$79.5B
$33K 0.01%
951
– –
VCV icon
167
Invesco California Value Municipal Income Trust
VCV
$518M
$33K 0.01%
2,700
– –
JAZZ icon
168
Jazz Pharmaceuticals
JAZZ
$15.9B
$32K 0.01%
200
– –
RSX
169
DELISTED
VanEck Russia ETF
RSX
$32K 0.01%
1,433
-274
-16% -$6.78K
PM icon
170
Philip Morris
PM
$297B
$31K 0.01%
371
– –
AWP
171
abrdn Global Premier Properties Fund
AWP
$372M
$29K 0.01%
1,391
– –
KO icon
172
Coca-Cola
KO
$377B
$29K 0.01%
687
– –
VALE icon
173
Vale
VALE
$64.1B
$29K 0.01%
2,595
-85
-3% -$1.14K
RDS.A
174
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$29K 0.01%
385
– –
GG
175
DELISTED
Goldcorp Inc
GG
$29K 0.01%
1,243
-217
-15% -$5.83K
5 6
7
8 9

Similar funds

AIM
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MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.