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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.3M
Cap. Flow %
-9.15%
Top 10 Hldgs %
58.19%
Holding
292
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$18.2M
2
WDC icon
Western Digital
WDC
+$872K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$760K
4
SAFM
Sanderson Farms Inc
SAFM
+$596K
5
TSM icon
TSMC
TSM
+$594K

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$5.02M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$4.54M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$4.45M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.45M

Sector Composition

Rank Sector Weight
1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMBS icon
101
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$165K 0.09%
+3,133
New +$166K
SJNK icon
102
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$157K 0.09%
6,118
-5,742
-48% -$153K
HYS icon
103
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$156K 0.09%
1,701
+27
+2% +$2.55K
EFAV icon
104
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.43B
$154K 0.09%
2,367
-643
-21% -$41.9K
BKN
105
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$145K 0.08%
9,400
-2,695
-22% -$40.6K
KKR icon
106
KKR & Co
KKR
$96.4B
$140K 0.08%
8,983
+6,216
+225% +$106K
AMZN icon
107
Amazon
AMZN
$3T
$139K 0.08%
4,100
+1,500
+58% +$47.3K
BN icon
108
Brookfield
BN
$109B
$117K 0.07%
10,525
+8,307
+375% +$97.5K
GOOG icon
109
Alphabet (Google) Class C
GOOG
$4.6T
$117K 0.07%
+3,080
New +$111K
IJS icon
110
iShares S&P Small-Cap 600 Value ETF
IJS
$8.4B
$112K 0.06%
+2,066
New +$115K
OAK
111
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$112K 0.06%
2,352
+1,782
+313% +$86.9K
SHV icon
112
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$100K 0.06%
907
– –
AAXJ icon
113
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.79B
$96K 0.05%
1,792
+1,307
+269% +$72.8K
IDV icon
114
iShares International Select Dividend ETF
IDV
$8.48B
$94K 0.05%
3,270
+2,381
+268% +$70.2K
MO icon
115
Altria Group
MO
$114B
$86K 0.05%
1,471
– –
FLOT icon
116
iShares Floating Rate Bond ETF
FLOT
$10.3B
$85K 0.05%
1,693
-48
-3% -$2.42K
BSV icon
117
Vanguard Short-Term Bond ETF
BSV
$44.6B
$84K 0.05%
1,057
-31
-3% -$2.48K
VCSH icon
118
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$81K 0.05%
+1,020
New +$81K
WBA
119
DELISTED
Walgreens Boots Alliance
WBA
$81K 0.05%
946
– –
HYEM icon
120
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$79K 0.04%
3,552
-3,495
-50% -$79.5K
KMB icon
121
Kimberly-Clark
KMB
$36.9B
$78K 0.04%
609
– –
MAIN icon
122
Main Street Capital
MAIN
$5.3B
$78K 0.04%
2,680
– –
QQQ icon
123
Invesco QQQ Trust
QQQ
$484B
$78K 0.04%
700
-320
-31% -$35.7K
ETV
124
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$76K 0.04%
5,000
– –
IFGL icon
125
iShares International Developed Real Estate ETF
IFGL
$83.1M
$72K 0.04%
2,593
-115
-4% -$3.28K
3 4
5
6 7

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Shamrock Asset Management held 292 positions worth $178M, down 5.7% from $189M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Shamrock Asset Management withdrew a net $16.3M in Q4 2015, closing 27 positions and reducing 81 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, up from 5.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Financials AlphaDEX Fund worth $17.9M.

  • Shamrock Asset Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 772,323 shares worth $17.9M.
  • Shamrock Asset Management added most to Western Digital in Q4 2015, an estimated $872K increase.
  • Shamrock Asset Management's biggest Q4 2015 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $5.02M.
  • Shamrock Asset Management fully exited First Trust Health Care AlphaDEX Fund in Q4 2015, selling an estimated $21.1M.
  • Shamrock Asset Management's ten largest holdings make up 58% of its $178M portfolio in Q4 2015.
  • Shamrock Asset Management opened 31 new positions and closed 27 in Q4 2015.
  • Shamrock Asset Management's portfolio value fell 5.7% quarter-over-quarter to $178M.

Based on Shamrock Asset Management's 13F filing for Q4 2015, filed 1 Feb 2016.