SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
This Quarter Return
+3.85%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$178M
AUM Growth
+$178M
Cap. Flow
-$16.7M
Cap. Flow %
-9.36%
Top 10 Hldgs %
58.19%
Holding
293
New
31
Increased
38
Reduced
82
Closed
27

Top Buys

1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$17.9M
2
WDC icon
Western Digital
WDC
$775K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
$755K
4
SAFM
Sanderson Farms Inc
SAFM
$642K
5
TSM icon
TSMC
TSM
$601K

Top Sells

1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$5.01M
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$4.53M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$4.41M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$2.45M

Sector Composition

1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMBS icon
101
Vanguard Mortgage-Backed Securities ETF
VMBS
$14.6B
$165K 0.09%
+3,133
New +$165K
SJNK icon
102
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.85B
$157K 0.09%
6,118
-5,742
-48% -$147K
HYS icon
103
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.44B
$156K 0.09%
1,701
+27
+2% +$2.48K
EFAV icon
104
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.37B
$154K 0.09%
2,367
-643
-21% -$41.8K
BKN icon
105
BlackRock Investment Quality Municipal Trust
BKN
$186M
$145K 0.08%
9,400
-2,695
-22% -$41.6K
KKR icon
106
KKR & Co
KKR
$120B
$140K 0.08%
8,983
+6,216
+225% +$96.9K
AMZN icon
107
Amazon
AMZN
$2.41T
$139K 0.08%
4,100
+1,500
+58% +$50.9K
BN icon
108
Brookfield
BN
$97.7B
$117K 0.07%
7,016
+5,537
+374% +$92.3K
GOOG icon
109
Alphabet (Google) Class C
GOOG
$2.79T
$117K 0.07%
+3,080
New +$117K
IJS icon
110
iShares S&P Small-Cap 600 Value ETF
IJS
$6.53B
$112K 0.06%
+2,066
New +$112K
OAK
111
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$112K 0.06%
2,352
+1,782
+313% +$84.9K
SHV icon
112
iShares Short Treasury Bond ETF
SHV
$20.7B
$100K 0.06%
907
– –
AAXJ icon
113
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$2.86B
$96K 0.05%
1,792
+1,307
+269% +$70K
IDV icon
114
iShares International Select Dividend ETF
IDV
$5.7B
$94K 0.05%
3,270
+2,381
+268% +$68.4K
MO icon
115
Altria Group
MO
$112B
$86K 0.05%
1,471
– –
FLOT icon
116
iShares Floating Rate Bond ETF
FLOT
$9.12B
$85K 0.05%
1,693
-48
-3% -$2.41K
BSV icon
117
Vanguard Short-Term Bond ETF
BSV
$38.3B
$84K 0.05%
1,057
-31
-3% -$2.46K
VCSH icon
118
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.3B
$81K 0.05%
+1,020
New +$81K
WBA
119
DELISTED
Walgreens Boots Alliance
WBA
$81K 0.05%
946
– –
HYEM icon
120
VanEck Emerging Markets High Yield Bond ETF
HYEM
$414M
$79K 0.04%
3,552
-3,495
-50% -$77.7K
KMB icon
121
Kimberly-Clark
KMB
$42.5B
$78K 0.04%
609
– –
MAIN icon
122
Main Street Capital
MAIN
$5.87B
$78K 0.04%
2,680
– –
QQQ icon
123
Invesco QQQ Trust
QQQ
$364B
$78K 0.04%
700
-320
-31% -$35.7K
ETV
124
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.63B
$76K 0.04%
5,000
– –
IFGL icon
125
iShares International Developed Real Estate ETF
IFGL
$95.1M
$72K 0.04%
2,593
-115
-4% -$3.19K
3 4
5
6 7