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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMO
101
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$76K 0.03%
5,735
– –
WPZ
102
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$74K 0.03%
1,481
– –
IYW icon
103
iShares US Technology ETF
IYW
$23.6B
$72K 0.03%
2,856
-655,268
-100% -$16.4M
PGH
104
DELISTED
Pengrowth Energy Corporation
PGH
$71K 0.03%
13,602
+5,577
+69% +$34.8K
VTR icon
105
Ventas
VTR
$48B
$70K 0.03%
983
+400
+69% +$29.2K
IVV icon
106
iShares Core S&P 500 ETF
IVV
$872B
$68K 0.03%
341
-3,373
-91% -$671K
MAIN icon
107
Main Street Capital
MAIN
$5.06B
$66K 0.02%
2,150
– –
SPY icon
108
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$66K 0.02%
337
-18,509
-98% -$3.66M
STWD icon
109
Starwood Property Trust
STWD
$5.92B
$63K 0.02%
2,852
+1,131
+66% +$26.5K
META icon
110
Meta Platforms (Facebook)
META
$1.42T
$62K 0.02%
782
– –
BIV icon
111
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$61K 0.02%
725
– –
LXP icon
112
LXP Industrial Trust
LXP
$3.57B
$61K 0.02%
1,254
+476
+61% +$25.9K
RQI icon
113
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$60K 0.02%
5,650
+875
+18% +$9.75K
IWM icon
114
iShares Russell 2000 ETF
IWM
$80.2B
$57K 0.02%
522
-5,422
-91% -$620K
WBA
115
DELISTED
Walgreens Boots Alliance
WBA
$56K 0.02%
946
– –
SVC
116
Service Properties Trust
SVC
$1.04B
$53K 0.02%
396
+167
+73% +$24.2K
KR icon
117
Kroger
KR
$35.4B
$52K 0.02%
1,984
– –
DNP icon
118
DNP Select Income Fund
DNP
$4.05B
$51K 0.02%
5,000
– –
RHP icon
119
Ryman Hospitality Properties
RHP
$8.43B
$51K 0.02%
+1,081
New +$52.5K
ETV
120
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$50K 0.02%
3,345
+1,345
+67% +$20.2K
SNDK
121
DELISTED
SANDISK CORP
SNDK
$50K 0.02%
512
– –
DFS
122
DELISTED
Discover Financial Services
DFS
$49K 0.02%
763
– –
BKN
123
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$48K 0.02%
3,125
+1,335
+75% +$20.1K
NOV icon
124
NOV
NOV
$6.93B
$48K 0.02%
625
– –
HPQ icon
125
HP
HPQ
$24.9B
$47K 0.02%
2,915
– –
3 4
5
6 7

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.