We are live on
!
Find out more
SAM
Shamrock Asset Management Portfolio holdings
AUM
$128M
1-Year Est. Return
2.65%
This Fund
S&P 500
This Quarter
Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
(-17%)
Cap. Flow
-$47.8M
Cap. Flow
% of AUM
-17.91%
Top 10 Holdings %
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Health Care AlphaDEX Fund
FXH
|
+$31M |
| 2 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$29.2M |
| 3 |
First Trust Large Cap Growth AlphaDEX Fund
FTC
|
+$28.5M |
| 4 |
First Trust Energy AlphaDEX Fund
FXN
|
+$26.2M |
| 5 |
First Trust S&P REIT Index Fund
FRI
|
+$9.66M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$16.8M |
| 2 |
iShares US Utilities ETF
IDU
|
+$16.7M |
| 3 |
iShares US Healthcare ETF
IYH
|
+$16.6M |
| 4 |
iShares US Technology ETF
IYW
|
+$16.4M |
| 5 |
State Street Materials Select Sector SPDR ETF
XLB
|
+$16.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 5.13% |
| 2 | Financials | 4.18% |
| 3 | Healthcare | 4.04% |
| 4 | Consumer Discretionary | 3.65% |
| 5 | Technology | 3.14% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Apple
AAPL
$4.54T
| $208K | 0.08% |
8,268
-280
| -3% | -$6.87K |
|
|
AGN
77
DELISTED
Allergan plc
AGN
| $208K | 0.08% |
862
-230
| -21% | -$51.5K |
|
|
UTX.PRA
78
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
| $202K | 0.08% |
3,435
-1,100
| -24% | -$67.1K |
|
79
American Express
AXP
$227B
| $181K | 0.07% |
2,070
| – | – |
|
80
McKesson
MCK
$100B
| $180K | 0.07% |
923
-365
| -28% | -$70.3K |
|
81
IBM
IBM
$211B
| $170K | 0.06% |
936
| – | – |
|
82
Helmerich & Payne
HP
$3.45B
| $161K | 0.06% |
1,644
-300
| -15% | -$31.9K |
|
|
PWE
83
DELISTED
Penn West Energy Petroleum Ltd
PWE
| $159K | 0.06% |
23,520
+12,412
| +112% | +$98.1K |
|
84
iShares Gold Trust
IAU
$62.9B
| $151K | 0.06% |
6,450
| – | – |
|
85
Alphabet (Google) Class C
GOOG
$4.36T
| $150K | 0.06% |
5,174
| – | – |
|
86
Gilead Sciences
GILD
$162B
| $127K | 0.05% |
1,197
+100
| +9% | +$9.79K |
|
87
iShares Core S&P Mid-Cap ETF
IJH
$122B
| $124K | 0.05% |
4,520
-20,040
| -82% | -$565K |
|
|
URS
88
DELISTED
URS CORP
URS
| $116K | 0.04% |
2,014
| – | – |
|
89
AvalonBay Communities
AVB
$26.5B
| $115K | 0.04% |
818
+331
| +68% | +$49.1K |
|
90
Invesco QQQ Trust
QQQ
$461B
| $110K | 0.04% |
1,115
| – | – |
|
|
VER
91
DELISTED
VEREIT, Inc.
VER
| $106K | 0.04% |
1,757
+451
| +35% | +$29K |
|
92
Altria Group
MO
$114B
| $102K | 0.04% |
2,216
| – | – |
|
|
YHOO
93
DELISTED
Yahoo Inc
YHOO
| $102K | 0.04% |
2,500
-500
| -17% | -$18.8K |
|
94
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.79B
| $101K | 0.04% |
2,219
-115
| -5% | -$5.49K |
|
95
Amazon
AMZN
$2.92T
| $95K | 0.04% |
5,900
-15,680
| -73% | -$261K |
|
96
DuPont de Nemours
DD
$18.5B
| $87K | 0.03% |
652
| – | – |
|
97
Vanguard FTSE Europe ETF
VGK
$30.7B
| $83K | 0.03% |
1,500
-235,674
| -99% | -$13.6M |
|
98
Kimberly-Clark
KMB
$36.3B
| $80K | 0.03% |
773
| – | – |
|
|
ERF
99
DELISTED
Enerplus Corporation
ERF
| $79K | 0.03% |
4,157
+1,681
| +68% | +$36.8K |
|
100
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
| $77K | 0.03% |
3,880
| – | – |
|
Similar funds
AIM
MHIM
MF
WPSG
AGPM
NCM
WAM
GPC
Shamrock Asset Management's Q3 2014 Portfolio in Review
As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.
Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.
By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.
- Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
- Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
- Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
- Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
- Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
- Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
- Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.
Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.