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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TUP
51
DELISTED
Tupperware Brands Corporation
TUP
$1.51M 0.57%
21,850
+1,013
+5% +$77K
BKLN icon
52
Invesco Senior Loan ETF
BKLN
$6.97B
$1.39M 0.52%
57,051
-40,557
-42% -$999K
T icon
53
AT&T
T
$159B
$1.17M 0.44%
44,094
-2,933
-6% -$78K
VZ icon
54
Verizon
VZ
$195B
$1.11M 0.42%
22,240
-1,812
-8% -$90.1K
EDIV icon
55
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$1.07M 0.4%
29,226
+3,677
+14% +$147K
SO icon
56
Southern Company
SO
$109B
$992K 0.37%
22,723
-1,704
-7% -$74.9K
K
57
DELISTED
Kellanova
K
$927K 0.35%
16,021
-30,977
-66% -$1.87M
NFG icon
58
National Fuel Gas
NFG
$7.82B
$895K 0.34%
12,819
-863
-6% -$63.2K
AWK icon
59
American Water Works
AWK
$26.7B
$746K 0.28%
15,469
-625
-4% -$30.5K
FM
60
DELISTED
iShares Frontier and Select EM ETF
FM
$707K 0.27%
18,688
-657
-3% -$25.3K
WTRG icon
61
Essential Utilities
WTRG
$11.3B
$665K 0.25%
28,254
-358
-1% -$8.74K
ETP
62
DELISTED
Energy Transfer Partners L.p.
ETP
$632K 0.24%
9,878
-473
-5% -$27.4K
LAND
63
Gladstone Land Corp
LAND
$350M
$598K 0.22%
49,811
-1,674
-3% -$21K
PAA icon
64
Plains All American Pipeline
PAA
$17.3B
$587K 0.22%
9,966
-455
-4% -$26.7K
MMP
65
DELISTED
Magellan Midstream Partners, L.P.
MMP
$430K 0.16%
5,110
-279
-5% -$23.2K
SJNK icon
66
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$425K 0.16%
14,207
-3
-0% -$91
FLOT icon
67
iShares Floating Rate Bond ETF
FLOT
$10.2B
$354K 0.13%
6,959
-45,708
-87% -$2.32M
VCIT icon
68
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$346K 0.13%
4,033
-142
-3% -$12.3K
OKS
69
DELISTED
Oneok Partners LP
OKS
$334K 0.13%
5,975
-407
-6% -$23.2K
BSV icon
70
Vanguard Short-Term Bond ETF
BSV
$44.7B
$302K 0.11%
3,769
-209
-5% -$16.8K
HYG icon
71
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$234K 0.09%
2,542
-24,950
-91% -$2.33M
MBB icon
72
iShares MBS ETF
MBB
$38.9B
$218K 0.08%
2,021
-18,912
-90% -$2.04M
HYEM icon
73
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$215K 0.08%
8,415
+59
+0.7% +$1.54K
VNQ icon
74
Vanguard Real Estate ETF
VNQ
$39.2B
$214K 0.08%
2,983
-74
-2% -$5.58K
HYS icon
75
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$209K 0.08%
2,021
-105
-5% -$11.1K
1 2
3
4 5

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.