We are live on
!
Find out more
SAM
Shamrock Asset Management Portfolio holdings
AUM
$128M
1-Year Est. Return
2.65%
This Fund
S&P 500
This Quarter
Est. Return
+3.15%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$164M
AUM Growth
-$10.3M
(-5.9%)
Cap. Flow
-$11.4M
Cap. Flow
% of AUM
-6.95%
Top 10 Holdings %
Top 10 Hldgs %
53.26%
Holding
304
New
44
Increased
33
Reduced
93
Closed
41
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$18.3M |
| 2 |
iShares Core S&P Small-Cap ETF
IJR
|
+$6.13M |
| 3 |
First Trust Technology AlphaDEX Fund
FXL
|
+$5.95M |
| 4 |
First Trust Financials AlphaDEX Fund
FXO
|
+$5.94M |
| 5 |
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
|
+$5.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$14.9M |
| 2 |
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
|
+$12.6M |
| 3 |
First Trust Consumer Staples AlphaDEX Fund
FXG
|
+$12.6M |
| 4 |
First Trust Materials AlphaDEX Fund
FXZ
|
+$7.44M |
| 5 |
First Trust S&P REIT Index Fund
FRI
|
+$5.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 4.41% |
| 2 | Consumer Staples | 3.21% |
| 3 | Industrials | 2.85% |
| 4 | Healthcare | 2.78% |
| 5 | Consumer Discretionary | 2.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
| $1.3M | 0.79% |
51,526
+21,299
| +70% | +$526K |
|
27
ConocoPhillips
COP
$145B
| $1.19M | 0.73% |
23,708
+15,405
| +186% | +$710K |
|
28
JPMorgan Chase
JPM
$933B
| $1.17M | 0.71% |
13,653
+1,870
| +16% | +$143K |
|
29
iShares Russell Mid-Cap ETF
IWR
$56.1B
| $1.11M | 0.68% |
24,772
+5,316
| +27% | +$232K |
|
30
L3Harris
LHX
$50.7B
| $1.04M | 0.63% |
+10,151
| New | +$1M |
|
31
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
| $1.02M | 0.62% |
14,548
+3,914
| +37% | +$256K |
|
32
Johnson & Johnson
JNJ
$617B
| $980K | 0.6% |
8,553
-483
| -5% | -$55.8K |
|
|
DIVY
33
DELISTED
Reality Shares DIVS ETF
DIVY
| $923K | 0.56% |
+36,582
| New | +$894K |
|
34
McDonald's
MCD
$191B
| $875K | 0.53% |
7,214
-90
| -1% | -$10.6K |
|
35
Procter & Gamble
PG
$335B
| $864K | 0.53% |
10,291
-392
| -4% | -$33.4K |
|
36
Nuveen Quality Municipal Income Fund
NAD
$2.73B
| $861K | 0.53% |
61,677
-876
| -1% | -$12.2K |
|
37
Novartis
NVS
$301B
| $850K | 0.52% |
13,021
-1,219
| -9% | -$79.1K |
|
38
Microchip Technology
MCHP
$40.7B
| $821K | 0.5% |
25,926
-3,050
| -11% | -$95.9K |
|
39
PepsiCo
PEP
$191B
| $817K | 0.5% |
7,848
-671
| -8% | -$70.3K |
|
40
Essential Utilities
WTRG
$11.4B
| $809K | 0.49% |
26,918
-590
| -2% | -$17.6K |
|
41
American Water Works
AWK
$26.7B
| $799K | 0.49% |
11,047
-242
| -2% | -$17.5K |
|
|
JPUS
42
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
| $769K | 0.47% |
+12,985
| New | +$758K |
|
43
First Trust Preferred Securities and Income ETF
FPE
$6.31B
| $764K | 0.47% |
40,247
+38,665
| +2,444% | +$742K |
|
44
GE Aerospace
GE
$368B
| $751K | 0.46% |
4,992
-566
| -10% | -$82.2K |
|
45
Arthur J. Gallagher & Co
AJG
$65.9B
| $711K | 0.43% |
13,741
-1,357
| -9% | -$68.3K |
|
|
RTN
46
DELISTED
Raytheon Company
RTN
| $710K | 0.43% |
5,001
-410
| -8% | -$58.3K |
|
47
Analog Devices
ADI
$179B
| $700K | 0.43% |
9,639
-1,027
| -10% | -$69.8K |
|
48
SLB Ltd
SLB
$72.6B
| $680K | 0.41% |
8,103
-749
| -8% | -$61.4K |
|
49
Paychex
PAYX
$41.4B
| $665K | 0.41% |
11,075
-1,126
| -9% | -$64.9K |
|
50
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $660K | 0.4% |
13,694
+2,754
| +25% | +$133K |
|
Similar funds
AIM
MHIM
MF
WPSG
AGPM
NCM
WAM
GPC
Shamrock Asset Management's Q4 2016 Portfolio in Review
As of Q4 2016, Shamrock Asset Management held 304 positions worth $164M, down 5.9% from $174M the previous quarter. Its ten largest holdings account for 53% of the portfolio.
Shamrock Asset Management withdrew a net $11.4M in Q4 2016, closing 41 positions and reducing 93 holdings. Its most notable exit was First Trust Consumer Staples AlphaDEX Fund, an estimated $12.6M position sold in full.
By sector, the portfolio is most concentrated in Energy at 4.4% of assets, up from 2.5% a quarter earlier, followed by Consumer Staples and Industrials.
Against the trend, Shamrock Asset Management opened a new position in iShares Core S&P Small-Cap ETF worth $6.54M.
- Shamrock Asset Management's largest Q4 2016 buy was iShares Core S&P Small-Cap ETF: 95,084 shares worth $6.54M.
- Shamrock Asset Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q4 2016, an estimated $18.3M increase.
- Shamrock Asset Management's biggest Q4 2016 reduction was First Trust Morningstar Dividend Leaders Index Fund, cutting an estimated $14.9M.
- Shamrock Asset Management fully exited First Trust Consumer Staples AlphaDEX Fund in Q4 2016, selling an estimated $12.6M.
- Shamrock Asset Management's ten largest holdings make up 53% of its $164M portfolio in Q4 2016.
- Shamrock Asset Management opened 44 new positions and closed 41 in Q4 2016.
- Shamrock Asset Management's portfolio value fell 5.9% quarter-over-quarter to $164M.
Based on Shamrock Asset Management's 13F filing for Q4 2016, filed 10 Feb 2017.