We are live on ! Find out more
SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.3M
Cap. Flow %
-9.15%
Top 10 Hldgs %
58.19%
Holding
292
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$18.2M
2
WDC icon
Western Digital
WDC
+$872K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$760K
4
SAFM
Sanderson Farms Inc
SAFM
+$596K
5
TSM icon
TSMC
TSM
+$594K

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$5.02M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$4.54M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$4.45M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.45M

Sector Composition

Rank Sector Weight
1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
26
United Parcel Service
UPS
$88.6B
$1.25M 0.7%
13,048
-1,342
-9% -$137K
MCHP icon
27
Microchip Technology
MCHP
$40.3B
$1.25M 0.7%
53,916
-2,536
-4% -$59.5K
DEO icon
28
Diageo
DEO
$49B
$1.25M 0.7%
11,423
-558
-5% -$63K
CVS icon
29
CVS Health
CVS
$133B
$1.24M 0.69%
12,634
-634
-5% -$62.1K
FV icon
30
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.23M 0.69%
52,319
-6,522
-11% -$151K
ABT icon
31
Abbott
ABT
$183B
$1.21M 0.68%
27,111
-1,269
-4% -$56K
CVX icon
32
Chevron
CVX
$392B
$1.21M 0.68%
13,383
-598
-4% -$53.9K
ADI icon
33
Analog Devices
ADI
$179B
$1.2M 0.67%
21,639
-1,090
-5% -$64.2K
WDC icon
34
Western Digital
WDC
$188B
$1.19M 0.67%
26,284
+17,075
+185% +$872K
LYB icon
35
LyondellBasell Industries
LYB
$20B
$1.14M 0.64%
13,057
-600
-4% -$55.2K
SLB icon
36
SLB Ltd
SLB
$73.6B
$1.13M 0.63%
16,155
-729
-4% -$54.6K
AJG icon
37
Arthur J. Gallagher & Co
AJG
$64.1B
$1.1M 0.62%
26,874
-1,326
-5% -$57K
TOTL icon
38
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.09B
$989K 0.56%
20,348
-584
-3% -$28.7K
VZ icon
39
Verizon
VZ
$195B
$982K 0.55%
21,211
-74
-0.3% -$3.36K
QCOM icon
40
Qualcomm
QCOM
$155B
$948K 0.53%
18,971
-702
-4% -$37.5K
RDS.B
41
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$944K 0.53%
20,410
-1,112
-5% -$56.2K
SE
42
DELISTED
Spectra Energy Corp Wi
SE
$844K 0.47%
35,259
-651
-2% -$17.3K
BKLN icon
43
Invesco Senior Loan ETF
BKLN
$6.97B
$788K 0.44%
35,010
– –
RTN
44
DELISTED
Raytheon Company
RTN
$770K 0.43%
6,179
-365
-6% -$43.9K
BX icon
45
Blackstone
BX
$102B
$765K 0.43%
26,179
+5,681
+28% +$181K
FNCL icon
46
Fidelity MSCI Financials Index ETF
FNCL
$2.38B
$755K 0.42%
+26,690
New +$760K
ITC
47
DELISTED
ITC HOLDINGS CORP
ITC
$736K 0.41%
18,542
-895
-5% -$31.1K
SO icon
48
Southern Company
SO
$109B
$720K 0.4%
15,412
-1,263
-8% -$57.3K
ALK icon
49
Alaska Air
ALK
$5.29B
$691K 0.39%
8,586
+1,470
+21% +$116K
OKE icon
50
Oneok
OKE
$57.2B
$687K 0.39%
27,866
-3,685
-12% -$111K
1
2
3 4 5

Similar funds

AIM
Advantage Investment Management Cedar Rapids, Iowa $128M AUM 0.94% 1-Year Est. Return
MHIM
MacNealy Hoover Investment Management Canton, Ohio $124M AUM 4.7% 1-Year Est. Return
MF
Madrona Funds Everett, Washington $136M AUM
WPSG
Wealth & Pension Services Group Atlanta, Georgia $138M AUM 1.38% 1-Year Est. Return
AGPM
ASA Gold & Precious Metals Portland, Maine $117M AUM 43.53% 1-Year Est. Return
NCM
Northstar Capital Management New York $112M AUM 2.1% 1-Year Est. Return
WAM
Warlander Asset Management New York $111M AUM 8.26% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Shamrock Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Shamrock Asset Management held 292 positions worth $178M, down 5.7% from $189M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Shamrock Asset Management withdrew a net $16.3M in Q4 2015, closing 27 positions and reducing 81 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, up from 5.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Financials AlphaDEX Fund worth $17.9M.

  • Shamrock Asset Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 772,323 shares worth $17.9M.
  • Shamrock Asset Management added most to Western Digital in Q4 2015, an estimated $872K increase.
  • Shamrock Asset Management's biggest Q4 2015 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $5.02M.
  • Shamrock Asset Management fully exited First Trust Health Care AlphaDEX Fund in Q4 2015, selling an estimated $21.1M.
  • Shamrock Asset Management's ten largest holdings make up 58% of its $178M portfolio in Q4 2015.
  • Shamrock Asset Management opened 31 new positions and closed 27 in Q4 2015.
  • Shamrock Asset Management's portfolio value fell 5.7% quarter-over-quarter to $178M.

Based on Shamrock Asset Management's 13F filing for Q4 2015, filed 1 Feb 2016.