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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDV icon
26
iShares International Select Dividend ETF
IDV
$8.42B
$2.65M 1%
74,168
+3,302
+5% +$127K
MINT icon
27
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.62M 0.98%
25,824
+16,187
+168% +$1.64M
XOM icon
28
ExxonMobil
XOM
$638B
$2.52M 0.95%
26,850
+6,840
+34% +$681K
IEF icon
29
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$2.44M 0.91%
23,526
-2,858
-11% -$296K
BIP icon
30
Brookfield Infrastructure Partners
BIP
$19.1B
$2.2M 0.82%
145,716
-6,099
-4% -$98.6K
AMLP icon
31
Alerian MLP ETF
AMLP
$13B
$2.16M 0.81%
22,581
-2,528
-10% -$239K
IBB icon
32
iShares Biotechnology ETF
IBB
$9.29B
$2.15M 0.8%
23,532
-1,428
-6% -$125K
HD icon
33
Home Depot
HD
$330B
$2.09M 0.78%
22,813
-631
-3% -$54.1K
ABT icon
34
Abbott
ABT
$182B
$2.04M 0.76%
49,074
-1,198
-2% -$50.7K
WFC icon
35
Wells Fargo
WFC
$261B
$2.04M 0.76%
39,330
-1,643
-4% -$84.5K
PEP icon
36
PepsiCo
PEP
$191B
$1.98M 0.74%
21,272
-357
-2% -$32.6K
PNC icon
37
PNC Financial Services
PNC
$99.8B
$1.96M 0.73%
22,928
-720
-3% -$61.2K
HUB.B
38
DELISTED
HUBBELL INC CL-B
HUB.B
$1.94M 0.73%
16,095
-497
-3% -$60.1K
ITC
39
DELISTED
ITC HOLDINGS CORP
ITC
$1.93M 0.72%
53,795
-1,558
-3% -$56.7K
USB icon
40
US Bancorp
USB
$98.1B
$1.92M 0.72%
45,983
-2,527
-5% -$107K
PG icon
41
Procter & Gamble
PG
$334B
$1.91M 0.71%
22,771
-153
-0.7% -$12.5K
IYR icon
42
iShares US Real Estate ETF
IYR
$4.66B
$1.85M 0.69%
26,748
-596
-2% -$43.2K
COP icon
43
ConocoPhillips
COP
$145B
$1.79M 0.67%
+23,441
New +$1.92M
UN
44
DELISTED
Unilever NV New York Registry Shares
UN
$1.79M 0.67%
45,068
-1,039
-2% -$43.3K
SON icon
45
Sonoco
SON
$5.49B
$1.77M 0.66%
45,055
-951
-2% -$38.8K
GSK icon
46
GSK
GSK
$104B
$1.68M 0.63%
29,282
+387
+1% +$23.7K
AJG icon
47
Arthur J. Gallagher & Co
AJG
$65.1B
$1.68M 0.63%
37,094
-763
-2% -$35.1K
WOR icon
48
Worthington Enterprises
WOR
$2.74B
$1.68M 0.63%
73,055
-1,354
-2% -$33.7K
DEO icon
49
Diageo
DEO
$49.1B
$1.61M 0.61%
13,985
-388
-3% -$47K
PARA
50
DELISTED
Paramount Global Class B
PARA
$1.61M 0.6%
30,158
-781
-3% -$46K
1
2
3 4 5

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.