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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.3M
Cap. Flow %
-9.15%
Top 10 Hldgs %
58.19%
Holding
292
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$18.2M
2
WDC icon
Western Digital
WDC
+$872K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$760K
4
SAFM
Sanderson Farms Inc
SAFM
+$596K
5
TSM icon
TSMC
TSM
+$594K

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$5.02M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$4.54M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$4.45M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.45M

Sector Composition

Rank Sector Weight
1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GASL
276
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
– –
0
– –
WCST
277
DELISTED
Wecast Network, Inc. Common Stock
WCST
$0 ﹤0.01%
251
+250
+25,000% +$488
OKS
278
DELISTED
Oneok Partners LP
OKS
– –
-785
Closed -$23K
ARIA
279
DELISTED
Ariad Pharmaceuticals Inc
ARIA
– –
-500
Closed -$3K
ADT
280
DELISTED
ADT Corp
ADT
$0 ﹤0.01%
7
– –
ALU
281
DELISTED
Alcatel-Lucent
ALU
– –
-3
Closed –
HUB.B
282
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-143
Closed -$14K
CMCSK
283
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
– –
-204
Closed -$12K
TYC
284
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$0 ﹤0.01%
14
– –
CMO
285
DELISTED
Capstead Mortgage Corp.
CMO
– –
-250
Closed -$2K
FTR
286
DELISTED
Frontier Communications Corp.
FTR
$0 ﹤0.01%
5
– –
CB
287
DELISTED
CHUBB CORPORATION
CB
– –
-284
Closed -$35K
AGN
288
DELISTED
Allergan Inc
AGN
– –
-100
Closed -$27K
FRP
289
DELISTED
FAIRPOINT COMMUNICATIONS INC.
FRP
$0 ﹤0.01%
91
– –
8 9 10 11
12

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Shamrock Asset Management held 292 positions worth $178M, down 5.7% from $189M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Shamrock Asset Management withdrew a net $16.3M in Q4 2015, closing 27 positions and reducing 81 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, up from 5.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Financials AlphaDEX Fund worth $17.9M.

  • Shamrock Asset Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 772,323 shares worth $17.9M.
  • Shamrock Asset Management added most to Western Digital in Q4 2015, an estimated $872K increase.
  • Shamrock Asset Management's biggest Q4 2015 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $5.02M.
  • Shamrock Asset Management fully exited First Trust Health Care AlphaDEX Fund in Q4 2015, selling an estimated $21.1M.
  • Shamrock Asset Management's ten largest holdings make up 58% of its $178M portfolio in Q4 2015.
  • Shamrock Asset Management opened 31 new positions and closed 27 in Q4 2015.
  • Shamrock Asset Management's portfolio value fell 5.7% quarter-over-quarter to $178M.

Based on Shamrock Asset Management's 13F filing for Q4 2015, filed 1 Feb 2016.