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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDU icon
276
iShares US Utilities ETF
IDU
$1.4B
– –
-299,408
Closed -$16.7M
IGSB icon
277
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
– –
-144
Closed -$8K
ISHG icon
278
iShares 1-3 Year International Treasury Bond ETF
ISHG
$829M
– –
-31
Closed -$3K
IYE icon
279
iShares US Energy ETF
IYE
$1.72B
$0 ﹤0.01%
1
-285,121
-100% -$15.7M
IYH icon
280
iShares US Healthcare ETF
IYH
$3.5B
$0 ﹤0.01%
10
-629,100
-100% -$16.6M
IYJ icon
281
iShares US Industrials ETF
IYJ
$2.05B
– –
-303,684
Closed -$15.6M
KIM icon
282
Kimco Realty
KIM
$16.8B
– –
-1,254
Closed -$29K
LQD icon
283
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
– –
-20,182
Closed -$2.4M
OHI icon
284
Omega Healthcare
OHI
$14.6B
– –
-800
Closed -$30K
PNR icon
285
Pentair
PNR
$10.9B
$0 ﹤0.01%
4
– –
SAN icon
286
Banco Santander
SAN
$209B
– –
-3,390
Closed -$32K
SCCO icon
287
Southern Copper
SCCO
$166B
– –
-995
Closed -$28K
SPG icon
288
Simon Property Group
SPG
$72.6B
– –
-242
Closed -$40K
TIP icon
289
iShares TIPS Bond ETF
TIP
$14.5B
– –
-20,513
Closed -$2.35M
VHT icon
290
Vanguard Health Care ETF
VHT
$18.4B
– –
-38
Closed -$4K
VYM icon
291
Vanguard High Dividend Yield ETF
VYM
$82.9B
– –
-24
Closed -$2K
WPM icon
292
Wheaton Precious Metals
WPM
$55.8B
– –
-1,818
Closed -$48K
WPRT
293
Westport Fuel Systems
WPRT
$34.8M
$0 ﹤0.01%
1
– –
XLB icon
294
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$0 ﹤0.01%
12
-645,604
-100% -$16.1M
XLF icon
295
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$0 ﹤0.01%
16
-796,883
-100% -$16.1M
XLP icon
296
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$0 ﹤0.01%
8
-373,826
-100% -$16.8M
XLY icon
297
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.1B
$0 ﹤0.01%
+6
New +$203
ZTR
298
Virtus Total Return Fund
ZTR
$338M
$0 ﹤0.01%
3
– –
MNK
299
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
1
– –
ACHN
300
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-1,000
Closed -$8K
9 10 11
12
13

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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.