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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
+3.85%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.3M
Cap. Flow %
-9.15%
Top 10 Hldgs %
58.19%
Holding
292
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

Rank Stock Value
1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
+$18.2M
2
WDC icon
Western Digital
WDC
+$872K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$760K
4
SAFM
Sanderson Farms Inc
SAFM
+$596K
5
TSM icon
TSMC
TSM
+$594K

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$5.02M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$4.54M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$4.45M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$2.45M

Sector Composition

Rank Sector Weight
1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
251
Broadcom
AVGO
$1.99T
– –
-1,000
Closed -$13K
AWK icon
252
American Water Works
AWK
$26.7B
– –
-12,169
Closed -$670K
BKF icon
253
iShares MSCI BIC ETF
BKF
$78.4M
– –
-1,421
Closed -$42K
CAR icon
254
Avis
CAR
$4.9B
– –
-10,900
Closed -$476K
CWI icon
255
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.84B
$0 ﹤0.01%
6
– –
DOX icon
256
Amdocs
DOX
$5.87B
– –
-563
Closed -$32K
EMHY icon
257
iShares JPMorgan EM High Yield Bond ETF
EMHY
$627M
$0 ﹤0.01%
10
-1,780
-99% -$82.2K
FFIV icon
258
F5
FFIV
$23.4B
– –
-241
Closed -$28K
FXH icon
259
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
– –
-361,954
Closed -$21.1M
GYRE icon
260
Gyre Therapeutics
GYRE
$695M
$0 ﹤0.01%
1
– –
HPQ icon
261
HP
HPQ
$26.1B
– –
-1,788
Closed -$21K
JAZZ icon
262
Jazz Pharmaceuticals
JAZZ
$17B
– –
-50
Closed -$7K
KMI icon
263
Kinder Morgan
KMI
$69.3B
– –
-11,733
Closed -$325K
LUMN icon
264
Lumen
LUMN
$6.27B
$0 ﹤0.01%
2
– –
OI icon
265
O-I Glass
OI
$1.15B
– –
-200
Closed -$4K
PAA icon
266
Plains All American Pipeline
PAA
$16.3B
– –
-14,155
Closed -$430K
PNR icon
267
Pentair
PNR
$11B
$0 ﹤0.01%
4
– –
WB icon
268
Weibo
WB
$1.95B
– –
-250
Closed -$3K
WPRT
269
Westport Fuel Systems
WPRT
$35.5M
$0 ﹤0.01%
1
– –
WTRG icon
270
Essential Utilities
WTRG
$11.2B
– –
-24,752
Closed -$655K
X
271
DELISTED
US Steel
X
– –
-170
Closed -$2K
ZTR
272
Virtus Total Return Fund
ZTR
$338M
– –
-3
Closed –
VRTV
273
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
4
– –
RDS.A
274
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$0 ﹤0.01%
4
+2
+100% +$95
MNK
275
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
1
– –
8 9 10
11
12

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AIM
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MHIM
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MF
Madrona Funds Everett, Washington $136M AUM
WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q4 2015 Portfolio in Review

As of Q4 2015, Shamrock Asset Management held 292 positions worth $178M, down 5.7% from $189M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Shamrock Asset Management withdrew a net $16.3M in Q4 2015, closing 27 positions and reducing 81 holdings. Its most notable exit was First Trust Health Care AlphaDEX Fund, an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, up from 5.4% a quarter earlier, followed by Technology and Financials.

Against the trend, Shamrock Asset Management opened a new position in First Trust Financials AlphaDEX Fund worth $17.9M.

  • Shamrock Asset Management's largest Q4 2015 buy was First Trust Financials AlphaDEX Fund: 772,323 shares worth $17.9M.
  • Shamrock Asset Management added most to Western Digital in Q4 2015, an estimated $872K increase.
  • Shamrock Asset Management's biggest Q4 2015 reduction was First Trust Large Cap Growth AlphaDEX Fund, cutting an estimated $5.02M.
  • Shamrock Asset Management fully exited First Trust Health Care AlphaDEX Fund in Q4 2015, selling an estimated $21.1M.
  • Shamrock Asset Management's ten largest holdings make up 58% of its $178M portfolio in Q4 2015.
  • Shamrock Asset Management opened 31 new positions and closed 27 in Q4 2015.
  • Shamrock Asset Management's portfolio value fell 5.7% quarter-over-quarter to $178M.

Based on Shamrock Asset Management's 13F filing for Q4 2015, filed 1 Feb 2016.