SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Return 2.66%
This Quarter Return
+3.85%
1 Year Return
+2.66%
3 Year Return
+30.97%
5 Year Return
+49.27%
10 Year Return
–
AUM
$178M
AUM Growth
-$10.8M
Cap. Flow
-$16.7M
Cap. Flow %
-9.37%
Top 10 Hldgs %
58.19%
Holding
293
New
31
Increased
37
Reduced
81
Closed
27

Top Buys

1
FXO icon
First Trust Financials AlphaDEX Fund
FXO
$17.9M
2
WDC icon
Western Digital
WDC
$775K
3
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
$755K
4
SAFM
Sanderson Farms Inc
SAFM
$642K
5
TSM icon
TSMC
TSM
$601K

Top Sells

1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
$21.1M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$5.01M
3
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$4.53M
4
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$4.41M
5
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$2.45M

Sector Composition

1 Healthcare 6.12%
2 Technology 5.13%
3 Financials 4.51%
4 Consumer Discretionary 4.2%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AVGO icon
251
Broadcom
AVGO
$1.45T
– –
-1,000
Closed -$13K
AWK icon
252
American Water Works
AWK
$27.5B
– –
-12,169
Closed -$670K
BKF icon
253
iShares MSCI BIC ETF
BKF
$89.8M
– –
-1,421
Closed -$42K
CAR icon
254
Avis
CAR
$5.41B
– –
-10,900
Closed -$476K
CWI icon
255
SPDR MSCI ACWI ex-US ETF
CWI
$1.96B
$0 ﹤0.01%
6
– –
FFIV icon
256
F5
FFIV
$18B
– –
-241
Closed -$28K
FMAT icon
257
Fidelity MSCI Materials Index ETF
FMAT
$437M
– –
0
– –
FXH icon
258
First Trust Health Care AlphaDEX Fund
FXH
$919M
– –
-361,954
Closed -$21.1M
GYRE icon
259
Gyre Therapeutics
GYRE
$695M
$0 ﹤0.01%
1
– –
HPQ icon
260
HP
HPQ
$26.8B
– –
-1,788
Closed -$21K
JAZZ icon
261
Jazz Pharmaceuticals
JAZZ
$7.78B
– –
-50
Closed -$7K
KMI icon
262
Kinder Morgan
KMI
$59.2B
– –
-11,733
Closed -$325K
LUMN icon
263
Lumen
LUMN
$5.07B
$0 ﹤0.01%
2
– –
OI icon
264
O-I Glass
OI
$1.91B
– –
-200
Closed -$4K
PAA icon
265
Plains All American Pipeline
PAA
$12.3B
– –
-14,155
Closed -$430K
PNR icon
266
Pentair
PNR
$17.8B
$0 ﹤0.01%
4
– –
WB icon
267
Weibo
WB
$2.82B
– –
-250
Closed -$3K
WPRT
268
Westport Fuel Systems
WPRT
$46.2M
$0 ﹤0.01%
1
– –
WTRG icon
269
Essential Utilities
WTRG
$10.9B
– –
-24,752
Closed -$655K
X
270
DELISTED
US Steel
X
– –
-170
Closed -$2K
ZTR
271
Virtus Total Return Fund
ZTR
$347M
– –
-3
Closed –
VRTV
272
DELISTED
VERITIV CORPORATION
VRTV
$0 ﹤0.01%
4
– –
RDS.A
273
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$0 ﹤0.01%
4
+2
+100% –
MNK
274
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
1
– –
GASL
275
DELISTED
Direxion Daily Natural Gas Related Bull 3X Shares
GASL
– –
0
– –
8 9 10
11
12