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SAM

Shamrock Asset Management Portfolio holdings

AUM $128M
1-Year Est. Return 2.65%
This Fund
S&P 500
This Quarter Est. Return
-2.83%
1 Year Est. Return
+2.65%
3 Year Est. Return
+30.96%
5 Year Est. Return
+49.25%
10 Year Est. Return
–
AUM
$267M
AUM Growth
-$55.7M
Cap. Flow
-$47.8M
Cap. Flow %
-17.91%
Top 10 Hldgs %
55.39%
Holding
309
New
22
Increased
35
Reduced
91
Closed
45

Top Buys

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$31M
2
FXR icon
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
+$29.2M
3
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$28.5M
4
FXN icon
First Trust Energy AlphaDEX Fund
FXN
+$26.2M
5
FRI icon
First Trust S&P REIT Index Fund
FRI
+$9.66M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$16.8M
2
IDU icon
iShares US Utilities ETF
IDU
+$16.7M
3
IYH icon
iShares US Healthcare ETF
IYH
+$16.6M
4
IYW icon
iShares US Technology ETF
IYW
+$16.4M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$16.1M

Sector Composition

Rank Sector Weight
1 Energy 5.13%
2 Financials 4.18%
3 Healthcare 4.04%
4 Consumer Discretionary 3.65%
5 Technology 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OI icon
226
O-I Glass
OI
$1.14B
$5K ﹤0.01%
200
– –
WB icon
227
Weibo
WB
$2.01B
$5K ﹤0.01%
250
– –
AEP icon
228
American Electric Power
AEP
$69.9B
$3K ﹤0.01%
62
– –
EFA icon
229
iShares MSCI EAFE ETF
EFA
$79.3B
$3K ﹤0.01%
39
-1,396
-97% -$93.1K
SJT
230
San Juan Basin Royalty Trust
SJT
$113M
$3K ﹤0.01%
167
– –
TT icon
231
Trane Technologies
TT
$101B
$3K ﹤0.01%
50
– –
ARIA
232
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$3K ﹤0.01%
+500
New +$2.92K
DWA
233
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$3K ﹤0.01%
100
– –
AAWW
234
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
$3K ﹤0.01%
100
– –
CMO
235
DELISTED
Capstead Mortgage Corp.
CMO
$3K ﹤0.01%
250
– –
IPG
236
DELISTED
Interpublic Group of Companies
IPG
$2K ﹤0.01%
87
– –
MSFT icon
237
Microsoft
MSFT
$3.66T
$2K ﹤0.01%
39
– –
ALLE icon
238
Allegion
ALLE
$13.7B
$1K ﹤0.01%
16
– –
BIDU icon
239
Baidu
BIDU
$38.2B
$1K ﹤0.01%
3
– –
CMI icon
240
Cummins
CMI
$89.5B
$1K ﹤0.01%
8
– –
ETN icon
241
Eaton
ETN
$170B
$1K ﹤0.01%
15
– –
GYRE icon
242
Gyre Therapeutics
GYRE
$686M
$1K ﹤0.01%
1
– –
TEL icon
243
TE Connectivity
TEL
$59.4B
$1K ﹤0.01%
15
– –
COV
244
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$1K ﹤0.01%
15
– –
TYC
245
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
14
– –
FTR
246
DELISTED
Frontier Communications Corp.
FTR
$1K ﹤0.01%
12
– –
CCEP icon
247
Coca-Cola Europacific Partners
CCEP
$47.8B
– –
-933
Closed -$45K
CL icon
248
Colgate-Palmolive
CL
$71.6B
– –
-360
Closed -$25K
CPRX
249
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-200
Closed -$1K
DNOW icon
250
DNOW Inc
DNOW
$2.6B
– –
-25
Closed -$1K
8 9
10
11 12

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AIM
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MHIM
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MF
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WPSG
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AGPM
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NCM
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WAM
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GPC
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Shamrock Asset Management's Q3 2014 Portfolio in Review

As of Q3 2014, Shamrock Asset Management held 309 positions worth $267M, down 17% from $322M the previous quarter. Its ten largest holdings account for 55% of the portfolio.

Shamrock Asset Management withdrew a net $47.8M in Q3 2014, closing 45 positions and reducing 91 holdings. Its most notable exit was iShares US Utilities ETF, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 4.4% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Shamrock Asset Management opened a new position in First Trust Large Cap Growth AlphaDEX Fund worth $28.2M.

  • Shamrock Asset Management's largest Q3 2014 buy was First Trust Large Cap Growth AlphaDEX Fund: 648,203 shares worth $28.2M.
  • Shamrock Asset Management added most to First Trust Health Care AlphaDEX Fund in Q3 2014, an estimated $31M increase.
  • Shamrock Asset Management's biggest Q3 2014 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $16.8M.
  • Shamrock Asset Management fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $16.7M.
  • Shamrock Asset Management's ten largest holdings make up 55% of its $267M portfolio in Q3 2014.
  • Shamrock Asset Management opened 22 new positions and closed 45 in Q3 2014.
  • Shamrock Asset Management's portfolio value fell 17% quarter-over-quarter to $267M.

Based on Shamrock Asset Management's 13F filing for Q3 2014, filed 29 Oct 2014.