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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOF icon
151
Coca-Cola Femsa
KOF
$21.6B
$3.94M 0.09%
31,236
-33,253
-52% -$4.57M
DAL icon
152
Delta Air Lines
DAL
$55.9B
$3.86M 0.09%
163,504
-233,338
-59% -$4.86M
AMX icon
153
America Movil
AMX
$78.1B
$3.73M 0.09%
188,474
-157,284
-45% -$3.24M
PX
154
DELISTED
Praxair Inc
PX
$3.69M 0.09%
30,727
+377
+1% +$44.8K
TV icon
155
Televisa
TV
$1.45B
$3.68M 0.09%
131,731
-28,288
-18% -$757K
FLS icon
156
Flowserve
FLS
$9.25B
$3.6M 0.08%
57,690
-57,126
-50% -$3.3M
CAM
157
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$3.6M 0.08%
61,588
+3,571
+6% +$213K
TIMB icon
158
TIM SA
TIMB
$10.2B
$3.55M 0.08%
+150,542
New +$3.04M
CLH icon
159
Clean Harbors
CLH
$16.1B
$3.54M 0.08%
60,331
-36,749
-38% -$2.05M
INTC icon
160
Intel
INTC
$466B
$3.5M 0.08%
152,608
-1,630
-1% -$37.5K
EC icon
161
Ecopetrol
EC
$32.9B
$3.47M 0.08%
75,458
-12,947
-15% -$587K
GGP
162
DELISTED
GGP Inc.
GGP
$3.41M 0.08%
176,595
– –
UL icon
163
Unilever
UL
$131B
$3.38M 0.08%
77,868
-336
-0.4% -$15.2K
GLD icon
164
SPDR Gold Trust
GLD
$131B
$3.3M 0.08%
25,755
+4,952
+24% +$636K
STR
165
DELISTED
QUESTAR CORP
STR
$3.19M 0.07%
142,075
-104,050
-42% -$2.4M
M icon
166
Macy's
M
$6.15B
$3.14M 0.07%
72,661
+1,451
+2% +$67.8K
PG icon
167
Procter & Gamble
PG
$343B
$3.13M 0.07%
41,380
-7,070
-15% -$563K
BMY icon
168
Bristol-Myers Squibb
BMY
$127B
$3.02M 0.07%
65,335
+6,616
+11% +$290K
ENIA
169
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$2.99M 0.07%
345,580
-108,674
-24% -$926K
CNQ icon
170
Canadian Natural Resources
CNQ
$96.9B
$2.9M 0.07%
190,863
– –
GG
171
DELISTED
Goldcorp Inc
GG
$2.86M 0.07%
109,851
-31,244
-22% -$862K
DD
172
DELISTED
Du Pont De Nemours E I
DD
$2.83M 0.07%
50,890
-56,312
-53% -$3.08M
EOCC
173
DELISTED
Enel Generacion Chile S.A.
EOCC
$2.66M 0.06%
91,674
-79,963
-47% -$2.29M
PFE icon
174
Pfizer
PFE
$140B
$2.61M 0.06%
95,713
-32,575
-25% -$886K
CE icon
175
Celanese
CE
$5.09B
$2.6M 0.06%
49,295
-71,507
-59% -$3.5M
5 6
7
8 9

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.