Rockefeller Financial Services’s Canadian Natural Resources CNQ Stock Holding History

Rockefeller Financial Services’s Portfolio CNQ Stock Details CNQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-238	Closed	-$2K	–	542
2015 Q3	$2K	Hold	238	–	–	﹤0.01%	502
2015 Q2	$3K	Sell	238 -39,118	-99%	-$589K	﹤0.01%	451
2015 Q1	$584K	Hold	39,356	–	–	0.01%	229
2014 Q4	$588K	Hold	39,356	–	–	0.01%	225
2014 Q3	$739K	Sell	39,356 -39,904	-50%	-$824K	0.02%	226
2014 Q2	$1.76M	Sell	79,260 -52,099	-40%	-$1.04M	0.04%	187
2014 Q1	$2.44M	Sell	131,359 -44,345	-25%	-$750K	0.05%	176
2013 Q4	$2.87M	Sell	175,704 -15,159	-8%	-$236K	0.06%	171
2013 Q3	$2.9M	Hold	190,863	–	–	0.07%	170
2013 Q2	$2.61M	Buy	+190,863	New	+$2.73M	0.06%	179

Other funds holding CNQ

Capital Research Global Investors Los Angeles, California $717B AUM 35.42% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $304B AUM 35.64% 1-Year Est. Return

BGC

Beutel, Goodman & Co Toronto, Ontario, Canada $13.6B AUM 17.82% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $115B AUM 41.58% 1-Year Est. Return

Caisse de Depot et Placement du Quebec (CDPQ) Montreal, Quebec, Canada $70.2B AUM 30.95% 1-Year Est. Return

Rockefeller Financial Services's CNQ Position: Q4 2015 in Review

Rockefeller Financial Services sold out of Canadian Natural Resources (CNQ) in Q4 2015, closing a stake of 238 shares — an estimated $2K sold.

Rockefeller Financial Services first reported a position in CNQ in Q2 2013 and held it in 10 quarters. The position peaked at $2.9M in Q3 2013. 305 funds tracked by Wall St. Rank hold CNQ as of Q4 2015.

Rockefeller Financial Services reported no remaining Canadian Natural Resources position as of Q4 2015 after selling out during the quarter.
Rockefeller Financial Services sold 238 Canadian Natural Resources shares in Q4 2015, an estimated $2K.
Rockefeller Financial Services first reported a position in Canadian Natural Resources in Q2 2013 and held it in 10 quarters.
Rockefeller Financial Services's Canadian Natural Resources position peaked at $2.9M in Q3 2013.
305 funds tracked by Wall St. Rank held Canadian Natural Resources as of Q4 2015.

Based on Rockefeller Financial Services's 13F filing for Q4 2015, filed 3 Feb 2016.