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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSCO icon
126
Cisco
CSCO
$450B
$7.37M 0.16%
328,568
-556
-0.2% -$12.3K
ABAX
127
DELISTED
Abaxis Inc
ABAX
$7.3M 0.16%
182,380
+77
+0% +$2.84K
SNY icon
128
Sanofi
SNY
$104B
$7.25M 0.16%
135,083
+7,056
+6% +$364K
PKD
129
DELISTED
Parker Drilling Company
PKD
$7.24M 0.16%
59,342
-54
-0.1% -$5.99K
NBL
130
DELISTED
Noble Energy, Inc.
NBL
$7.04M 0.15%
103,365
+1,331
+1% +$94.3K
ENTR
131
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$6.85M 0.15%
1,457,511
+579
+0% +$2.64K
NOV icon
132
NOV
NOV
$7.45B
$6.66M 0.14%
92,925
+959
+1% +$69.7K
ELV icon
133
Elevance Health
ELV
$81.9B
$6.66M 0.14%
72,028
– –
TXN icon
134
Texas Instruments
TXN
$255B
$6.38M 0.14%
145,355
-21,097
-13% -$883K
BRK.B icon
135
Berkshire Hathaway Class B
BRK.B
$1.07T
$6.28M 0.14%
52,993
+750
+1% +$86.7K
BSMX
136
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$5.97M 0.13%
437,849
-35,001
-7% -$483K
DRIV
137
DELISTED
DIGITAL RIVER INC.
DRIV
$5.73M 0.12%
310,209
+129
+0% +$2.31K
ROP icon
138
Roper Technologies
ROP
$36.3B
$5.68M 0.12%
40,970
+619
+2% +$80.5K
AAPL icon
139
Apple
AAPL
$4.89T
$5.5M 0.12%
274,512
-155,540
-36% -$2.94M
KMP
140
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$5.49M 0.12%
68,067
+243
+0.4% +$19.6K
TGT icon
141
Target
TGT
$62.1B
$5.49M 0.12%
86,722
-116,398
-57% -$7.44M
TTE icon
142
TotalEnergies
TTE
$193B
$5.2M 0.11%
84,787
-4,883
-5% -$291K
FNFG
143
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$5.19M 0.11%
488,906
+66,113
+16% +$717K
LNG icon
144
Cheniere Energy
LNG
$56.5B
$5.06M 0.11%
117,304
-47,940
-29% -$1.91M
DRC
145
DELISTED
DRESSER-RAND GROUP INC
DRC
$4.94M 0.11%
82,830
+136
+0.2% +$8.07K
EEM icon
146
iShares MSCI Emerging Markets ETF
EEM
$28B
$4.79M 0.1%
114,505
-43,277
-27% -$1.81M
AMX icon
147
America Movil
AMX
$78.1B
$4.41M 0.1%
188,474
– –
WMB icon
148
Williams Companies
WMB
$90.5B
$4.31M 0.09%
111,675
-41,042
-27% -$1.48M
KSU
149
DELISTED
Kansas City Southern
KSU
$4.27M 0.09%
34,455
-7,747
-18% -$927K
EOG icon
150
EOG Resources
EOG
$78B
$4.26M 0.09%
50,726
-5,444
-10% -$467K
4 5
6
7 8

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.