Rockefeller Financial Services’s Kansas City Southern KSU Stock Holding History

Rockefeller Financial Services’s Portfolio KSU Stock Details KSU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	$384K	Sell	3,648 -4,222	-54%	-$450K	0.01%	302
2017 Q3	$855K	Sell	7,870 -4,177	-35%	-$438K	0.02%	219
2017 Q2	$1.26M	Sell	12,047 -404	-3%	-$37.9K	0.03%	166
2017 Q1	$1.07M	Hold	12,451	–	–	0.02%	184
2016 Q4	$1.06M	Hold	12,451	–	–	0.02%	193
2016 Q3	$1.16M	Hold	12,451	–	–	0.02%	177
2016 Q2	$1.12M	Hold	12,451	–	–	0.02%	188
2016 Q1	$1.06M	Hold	12,451	–	–	0.02%	188
2015 Q4	$930K	Sell	12,451 -1,050	-8%	-$89.7K	0.02%	198
2015 Q3	$1.23M	Sell	13,501 -4,730	-26%	-$446K	0.03%	179
2015 Q2	$1.66M	Hold	18,231	–	–	0.03%	161
2015 Q1	$1.86M	Hold	18,231	–	–	0.04%	161
2014 Q4	$2.23M	Sell	18,231 -2,880	-14%	-$344K	0.05%	145
2014 Q3	$2.56M	Sell	21,111 -5,538	-21%	-$632K	0.06%	144
2014 Q2	$2.87M	Sell	26,649 -7,806	-23%	-$806K	0.06%	157
2014 Q1	$3.52M	Hold	34,455	–	–	0.08%	151
2013 Q4	$4.27M	Sell	34,455 -7,747	-18%	-$927K	0.09%	149
2013 Q3	$4.62M	Sell	42,202 -32,615	-44%	-$3.59M	0.11%	147
2013 Q2	$7.93M	Buy	+74,817	New	+$8.14M	0.19%	110

Other funds holding KSU

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

AAMU

Amundi Asset Management US Boston, Massachusetts $131B AUM 73.57% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Rockefeller Financial Services's KSU Position: Q4 2017 in Review

Rockefeller Financial Services reduced its Kansas City Southern (KSU) stake by 54% in Q4 2017, selling an estimated $450K and leaving 3,648 shares worth $384K. The position accounts for 0.01% of the portfolio, ranked #302.

Rockefeller Financial Services first reported a position in KSU in Q2 2013 and has held it in 19 quarters since. The position peaked at $7.93M in Q2 2013. 588 funds tracked by Wall St. Rank hold KSU as of Q4 2017.

Rockefeller Financial Services held 3,648 shares of Kansas City Southern worth $384K as of Q4 2017.
Rockefeller Financial Services sold 4,222 Kansas City Southern shares in Q4 2017, an estimated $450K.
Kansas City Southern made up 0.01% of Rockefeller Financial Services's portfolio in Q4 2017, its #302 holding.
Rockefeller Financial Services first reported a position in Kansas City Southern in Q2 2013 and has held it in 19 quarters since.
Rockefeller Financial Services's Kansas City Southern position peaked at $7.93M in Q2 2013.
588 funds tracked by Wall St. Rank held Kansas City Southern as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.