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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSMX
126
DELISTED
Banco Santander México, S, A., Institución de Banca Múltiple, Grupo Financiero Santander México
BSMX
$6.54M 0.15%
472,850
-182,068
-28% -$2.61M
IWV icon
127
iShares Russell 3000 ETF
IWV
$19.5B
$6.51M 0.15%
+64,400
New +$6.45M
SNY icon
128
Sanofi
SNY
$104B
$6.48M 0.15%
128,027
+23,837
+23% +$1.21M
NOV icon
129
NOV
NOV
$7.45B
$6.48M 0.15%
91,966
+14,538
+19% +$973K
EEM icon
130
iShares MSCI Emerging Markets ETF
EEM
$28B
$6.43M 0.15%
157,782
+74,169
+89% +$2.94M
ENTR
131
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$6.36M 0.15%
1,456,932
+42,991
+3% +$179K
ELV icon
132
Elevance Health
ELV
$81.9B
$6.02M 0.14%
72,028
– –
BRK.B icon
133
Berkshire Hathaway Class B
BRK.B
$1.07T
$5.93M 0.14%
52,243
+1,000
+2% +$115K
THRM icon
134
Gentherm
THRM
$1.31B
$5.83M 0.14%
305,650
+6,544
+2% +$122K
LNG icon
135
Cheniere Energy
LNG
$56.5B
$5.64M 0.13%
165,244
-83,865
-34% -$2.49M
WMB icon
136
Williams Companies
WMB
$90.5B
$5.55M 0.13%
152,717
-111,244
-42% -$3.9M
DRIV
137
DELISTED
DIGITAL RIVER INC.
DRIV
$5.54M 0.13%
310,080
+9,943
+3% +$180K
KMP
138
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$5.42M 0.13%
67,824
+347
+0.5% +$28.7K
CIB icon
139
Grupo Cibest SA
CIB
$20.4B
$5.37M 0.13%
93,389
-45,576
-33% -$2.59M
ROP icon
140
Roper Technologies
ROP
$36.3B
$5.36M 0.12%
40,351
+730
+2% +$93.8K
BSAC icon
141
Banco Santander Chile
BSAC
$15.8B
$5.36M 0.12%
203,706
-130,273
-39% -$3.11M
TTE icon
142
TotalEnergies
TTE
$193B
$5.19M 0.12%
89,670
-22,232
-20% -$1.2M
DRC
143
DELISTED
DRESSER-RAND GROUP INC
DRC
$5.16M 0.12%
82,694
-54,140
-40% -$3.38M
PKD
144
DELISTED
Parker Drilling Company
PKD
$5.08M 0.12%
59,396
+2,392
+4% +$209K
EOG icon
145
EOG Resources
EOG
$78B
$4.75M 0.11%
56,170
-74,866
-57% -$5.81M
FMX icon
146
Fomento Económico Mexicano
FMX
$43.3B
$4.63M 0.11%
47,688
-37,254
-44% -$3.74M
KSU
147
DELISTED
Kansas City Southern
KSU
$4.62M 0.11%
42,202
-32,615
-44% -$3.59M
BA icon
148
Boeing
BA
$165B
$4.57M 0.11%
38,902
-30,908
-44% -$3.33M
FNFG
149
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$4.38M 0.1%
422,793
+109,601
+35% +$1.14M
F icon
150
Ford
F
$57.3B
$4.08M 0.09%
241,609
+4,912
+2% +$83K
4 5
6
7 8

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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.