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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+6.74%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.79B
AUM Growth
-$216M
Cap. Flow
-$485M
Cap. Flow %
-10.13%
Top 10 Hldgs %
26.99%
Holding
502
New
21
Increased
51
Reduced
105
Closed
37

Top Buys

Rank Stock Value
1
NKE icon
Nike
NKE
+$75.6M
2
BP icon
BP
BP
+$54.3M
3
ABT icon
Abbott
ABT
+$51.1M
4
BIIB icon
Biogen
BIIB
+$50.3M
5
CVS icon
CVS Health
CVS
+$35.6M

Top Sells

Rank Stock Value
1
CMCSA icon
Comcast
CMCSA
+$117M
2
MRK icon
Merck
MRK
+$94.9M
3
AFL icon
Aflac
AFL
+$66M
4
CVX icon
Chevron
CVX
+$65.7M
5
STJ
St Jude Medical
STJ
+$56.6M

Sector Composition

Rank Sector Weight
1 Healthcare 22.85%
2 Financials 15.33%
3 Technology 10.93%
4 Industrials 10.12%
5 Energy 9.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PG icon
101
Procter & Gamble
PG
$343B
$9.13M 0.19%
101,674
-3,894
-4% -$338K
VWO icon
102
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.96M 0.19%
238,256
-3,285
-1% -$122K
DIA icon
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.88M 0.19%
48,562
– –
ELV icon
104
Elevance Health
ELV
$81.9B
$7.29M 0.15%
58,210
– –
INTC icon
105
Intel
INTC
$466B
$6.96M 0.15%
184,447
-398
-0.2% -$14.1K
TGI
106
DELISTED
Triumph Group
TGI
$6.76M 0.14%
242,516
– –
ITGR icon
107
Integer Holdings
ITGR
$3.35B
$6.66M 0.14%
306,864
+3,410
+1% +$87.2K
NBL
108
DELISTED
Noble Energy, Inc.
NBL
$6.51M 0.14%
182,043
-21,859
-11% -$768K
RRC icon
109
Range Resources
RRC
$9.11B
$6.39M 0.13%
164,788
– –
SLM icon
110
SLM Corp
SLM
$4.57B
$6.3M 0.13%
842,893
+760,646
+925% +$5.47M
ABBV icon
111
AbbVie
ABBV
$458B
$6.29M 0.13%
99,781
+630
+0.6% +$40.8K
QCOM icon
112
Qualcomm
QCOM
$176B
$6.14M 0.13%
89,682
– –
NPKI
113
NPK International
NPKI
$1.21B
$6.1M 0.13%
829,053
– –
TXN icon
114
Texas Instruments
TXN
$255B
$5.98M 0.12%
85,200
– –
CMCSA icon
115
Comcast
CMCSA
$79.1B
$5.62M 0.12%
169,350
-3,511,216
-95% -$117M
DIS icon
116
Walt Disney
DIS
$165B
$5.13M 0.11%
55,242
+8,192
+17% +$784K
RDS.A
117
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$5.03M 0.11%
100,407
-16,632
-14% -$849K
MRC
118
DELISTED
MRC Global
MRC
$4.48M 0.09%
272,590
– –
FRED
119
DELISTED
Fred's Inc
FRED
$4.43M 0.09%
489,463
– –
GLD icon
120
SPDR Gold Trust
GLD
$131B
$4.19M 0.09%
33,352
+5,547
+20% +$707K
UNP icon
121
Union Pacific
UNP
$183B
$3.6M 0.08%
36,950
– –
PFE icon
122
Pfizer
PFE
$140B
$3.56M 0.07%
110,643
– –
UNH icon
123
UnitedHealth
UNH
$382B
$3.56M 0.07%
25,396
– –
ARMK icon
124
Aramark
ARMK
$15B
$3.55M 0.07%
129,360
+12,535
+11% +$331K
BRK.B icon
125
Berkshire Hathaway Class B
BRK.B
$1.07T
$3.41M 0.07%
23,630
+301
+1% +$44K
3 4
5
6 7

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2016 Portfolio in Review

As of Q3 2016, Rockefeller Financial Services held 502 positions worth $4.79B, down 4.3% from $5B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services withdrew a net $485M in Q3 2016, closing 37 positions and reducing 105 holdings. Its most notable exit was EXAMWORKS GROUP INC COM STK (DE), an estimated $17.9M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 23% of assets, up from 22% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Norwegian Cruise Line worth $1.26M.

  • Rockefeller Financial Services's largest Q3 2016 buy was Norwegian Cruise Line: 33,520 shares worth $1.26M.
  • Rockefeller Financial Services added most to Nike in Q3 2016, an estimated $75.6M increase.
  • Rockefeller Financial Services's biggest Q3 2016 reduction was Comcast, cutting an estimated $117M.
  • Rockefeller Financial Services fully exited EXAMWORKS GROUP INC COM STK (DE) in Q3 2016, selling an estimated $17.9M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.79B portfolio in Q3 2016.
  • Rockefeller Financial Services opened 21 new positions and closed 37 in Q3 2016.
  • Rockefeller Financial Services's portfolio value fell 4.3% quarter-over-quarter to $4.79B.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.