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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.23%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5B
AUM Growth
-$147M
Cap. Flow
-$211M
Cap. Flow %
-4.21%
Top 10 Hldgs %
25.63%
Holding
633
New
19
Increased
78
Reduced
171
Closed
153

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$77.3M
2
SHPG
Shire pic
SHPG
+$65.3M
3
COP icon
ConocoPhillips
COP
+$60.7M
4
ILMN icon
Illumina
ILMN
+$39.4M
5
NLY icon
Annaly Capital Management
NLY
+$13.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$143M
2
ESRX
Express Scripts Holding Company
ESRX
+$92.7M
3
TEL icon
TE Connectivity
TEL
+$51.5M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$43.8M
5
WEC icon
WEC Energy
WEC
+$29M

Sector Composition

Rank Sector Weight
1 Healthcare 21.83%
2 Financials 15.97%
3 Technology 9.94%
4 Energy 9.85%
5 Industrials 9.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMI icon
101
Badger Meter
BMI
$3.68B
$8.98M 0.18%
246,002
-2,394
-1% -$85.6K
PG icon
102
Procter & Gamble
PG
$342B
$8.94M 0.18%
105,568
+12,049
+13% +$989K
ABAX
103
DELISTED
Abaxis Inc
ABAX
$8.83M 0.18%
186,936
-1,907
-1% -$86.3K
DIA icon
104
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.69M 0.17%
48,562
– –
TGI
105
DELISTED
Triumph Group
TGI
$8.61M 0.17%
242,516
-2,502
-1% -$90.5K
DGI
106
DELISTED
DigitalGlobe Inc.
DGI
$8.56M 0.17%
400,202
-3,571
-0.9% -$71.9K
VWO icon
107
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.51M 0.17%
241,541
+12
+0% +$410
EPIQ
108
DELISTED
EPIQ SYSTEMS INC
EPIQ
$8.25M 0.16%
564,950
-5,449
-1% -$79.9K
FRED
109
DELISTED
Fred's Inc
FRED
$7.88M 0.16%
489,463
-4,567
-0.9% -$67.4K
IL
110
DELISTED
IntraLinks Holdings Inc.
IL
$7.69M 0.15%
1,183,720
+1,155
+0.1% +$9.01K
ELV icon
111
Elevance Health
ELV
$81.9B
$7.64M 0.15%
58,210
– –
NBL
112
DELISTED
Noble Energy, Inc.
NBL
$7.31M 0.15%
203,902
+1,273
+0.6% +$44.7K
RRC icon
113
Range Resources
RRC
$9.16B
$7.11M 0.14%
164,788
-1,840
-1% -$75.3K
RDS.A
114
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$6.46M 0.13%
117,039
+9,609
+9% +$489K
ABBV icon
115
AbbVie
ABBV
$456B
$6.14M 0.12%
99,151
-80,678
-45% -$4.92M
INTC icon
116
Intel
INTC
$476B
$6.06M 0.12%
184,845
+26,716
+17% +$837K
GIS icon
117
General Mills
GIS
$19.2B
$5.75M 0.11%
80,572
-1,559
-2% -$99.3K
SNY icon
118
Sanofi
SNY
$104B
$5.46M 0.11%
130,387
-68,661
-34% -$2.82M
TXN icon
119
Texas Instruments
TXN
$257B
$5.34M 0.11%
85,200
– –
QCOM icon
120
Qualcomm
QCOM
$177B
$4.8M 0.1%
89,682
-1,624
-2% -$85.6K
NPKI
121
NPK International
NPKI
$1.21B
$4.8M 0.1%
829,053
+1,990
+0.2% +$9.73K
DIS icon
122
Walt Disney
DIS
$166B
$4.6M 0.09%
47,050
+18,594
+65% +$1.86M
AAPL icon
123
Apple
AAPL
$4.88T
$4.03M 0.08%
168,684
-5,740,008
-97% -$143M
MRC
124
DELISTED
MRC Global
MRC
$3.87M 0.08%
272,590
– –
PFE icon
125
Pfizer
PFE
$140B
$3.7M 0.07%
110,643
+18,675
+20% +$596K
3 4
5
6 7

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AP
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CWAM
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CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
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GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
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GL
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TAM
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Rockefeller Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Rockefeller Financial Services held 633 positions worth $5B, down 2.9% from $5.15B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Rockefeller Financial Services withdrew a net $211M in Q2 2016, closing 153 positions and reducing 171 holdings. Its most notable exit was BAXALTA INC COM STK (DE), an estimated $43.8M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 20% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in S&P Global worth $11.3M.

  • Rockefeller Financial Services's largest Q2 2016 buy was S&P Global: 105,680 shares worth $11.3M.
  • Rockefeller Financial Services added most to Amazon in Q2 2016, an estimated $77.3M increase.
  • Rockefeller Financial Services's biggest Q2 2016 reduction was Apple, cutting an estimated $143M.
  • Rockefeller Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $43.8M.
  • Rockefeller Financial Services's ten largest holdings make up 26% of its $5B portfolio in Q2 2016.
  • Rockefeller Financial Services opened 19 new positions and closed 153 in Q2 2016.
  • Rockefeller Financial Services's portfolio value fell 2.9% quarter-over-quarter to $5B.

Based on Rockefeller Financial Services's 13F filing for Q2 2016, filed 20 Jul 2016.