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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.71%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$4.56M
Cap. Flow
+$17.5M
Cap. Flow %
0.34%
Top 10 Hldgs %
26.72%
Holding
666
New
123
Increased
122
Reduced
138
Closed
52

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$145M
2
SHPG
Shire pic
SHPG
+$42.1M
3
V icon
Visa
V
+$37.5M
4
RCL icon
Royal Caribbean
RCL
+$22.4M
5
WFC icon
Wells Fargo
WFC
+$20M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$65.6M
2
BABA icon
Alibaba
BABA
+$48.7M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$45.1M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$38.3M
5
USG
Usg
USG
+$28.7M

Sector Composition

Rank Sector Weight
1 Healthcare 19.92%
2 Financials 15.58%
3 Technology 14.02%
4 Industrials 10.08%
5 Communication Services 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
101
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.58M 0.17%
48,562
– –
ABAX
102
DELISTED
Abaxis Inc
ABAX
$8.57M 0.17%
188,843
-3,107
-2% -$138K
EPIQ
103
DELISTED
EPIQ SYSTEMS INC
EPIQ
$8.57M 0.17%
570,399
-9,430
-2% -$121K
CLC
104
DELISTED
Clarcor
CLC
$8.37M 0.16%
144,779
-2,093
-1% -$103K
VWO icon
105
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$8.35M 0.16%
241,529
+9,912
+4% +$311K
PRO
106
DELISTED
PROS Holdings
PRO
$8.28M 0.16%
702,359
+127,562
+22% +$1.64M
BMI icon
107
Badger Meter
BMI
$3.66B
$8.26M 0.16%
248,396
-3,894
-2% -$120K
PX
108
DELISTED
Praxair Inc
PX
$8.11M 0.16%
70,845
-865
-1% -$90.3K
ELV icon
109
Elevance Health
ELV
$81.9B
$8.09M 0.16%
58,210
-13,818
-19% -$1.85M
SNY icon
110
Sanofi
SNY
$104B
$7.99M 0.16%
199,048
-185,365
-48% -$7.45M
TGI
111
DELISTED
Triumph Group
TGI
$7.71M 0.15%
245,018
-4,029
-2% -$122K
PG icon
112
Procter & Gamble
PG
$343B
$7.7M 0.15%
93,519
+8,802
+10% +$709K
FRED
113
DELISTED
Fred's Inc
FRED
$7.37M 0.14%
494,030
-8,281
-2% -$122K
DGI
114
DELISTED
DigitalGlobe Inc.
DGI
$6.99M 0.14%
403,773
-6,366
-2% -$94.9K
NBL
115
DELISTED
Noble Energy, Inc.
NBL
$6.37M 0.12%
202,629
-10,273
-5% -$314K
RRC icon
116
Range Resources
RRC
$9.11B
$5.39M 0.1%
166,628
-51,402
-24% -$1.43M
RDS.A
117
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$5.2M 0.1%
107,430
-855,790
-89% -$38.3M
GIS icon
118
General Mills
GIS
$19.2B
$5.2M 0.1%
82,131
+739
+0.9% +$43K
INTC icon
119
Intel
INTC
$466B
$5.12M 0.1%
158,129
+1,292
+0.8% +$39.6K
TXN icon
120
Texas Instruments
TXN
$255B
$4.89M 0.1%
85,200
– –
QCOM icon
121
Qualcomm
QCOM
$176B
$4.67M 0.09%
91,306
+1,589
+2% +$77.5K
MRC
122
DELISTED
MRC Global
MRC
$3.58M 0.07%
272,590
– –
NPKI
123
NPK International
NPKI
$1.21B
$3.57M 0.07%
827,063
-13,943
-2% -$59.6K
VOO icon
124
Vanguard S&P 500 ETF
VOO
$968B
$3.41M 0.07%
18,104
+12,274
+211% +$2.2M
GLD icon
125
SPDR Gold Trust
GLD
$131B
$3.28M 0.06%
27,892
+2,520
+10% +$286K
3 4
5
6 7

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AP
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CWAM
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CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
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GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
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GL
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TAM
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Rockefeller Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Rockefeller Financial Services held 666 positions worth $5.15B, up 0.09% from $5.15B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q1 2016 filing shows 123 new, 122 increased, 138 reduced and 52 closed positions. Its largest new stake was KT: 99,226 shares worth $1.33M. The largest sale was Honeywell, an estimated $65.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q1 2016 buy was KT: 99,226 shares worth $1.33M.
  • Rockefeller Financial Services added most to Apple in Q1 2016, an estimated $145M increase.
  • Rockefeller Financial Services's biggest Q1 2016 reduction was Honeywell, cutting an estimated $65.6M.
  • Rockefeller Financial Services fully exited M&T Bank in Q1 2016, selling an estimated $19.2M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $5.15B portfolio in Q1 2016.
  • Rockefeller Financial Services opened 123 new positions and closed 52 in Q1 2016.
  • Rockefeller Financial Services's portfolio value rose 0.09% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.