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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+4.66%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.45B
AUM Growth
-$168M
Cap. Flow
-$349M
Cap. Flow %
-7.85%
Top 10 Hldgs %
24.5%
Holding
664
New
152
Increased
100
Reduced
193
Closed
33

Top Buys

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$155M
2
EBAY icon
eBay
EBAY
+$69.4M
3
ESRX
Express Scripts Holding Company
ESRX
+$62.9M
4
STJ
St Jude Medical
STJ
+$58.2M
5
TD icon
Toronto Dominion Bank
TD
+$30.1M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$116M
2
UNH icon
UnitedHealth
UNH
+$71.3M
3
RIO icon
Rio Tinto
RIO
+$49.5M
4
CMA
Comerica
CMA
+$35.6M
5
GS icon
Goldman Sachs
GS
+$33.2M

Sector Composition

Rank Sector Weight
1 Healthcare 19.68%
2 Financials 15.26%
3 Technology 11.97%
4 Consumer Discretionary 10.92%
5 Energy 10.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
101
Novo Nordisk
NVO
$216B
$8.63M 0.19%
373,770
-587,500
-61% -$13M
COV
102
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$8.51M 0.19%
94,390
-134
-0.1% -$10K
MON
103
DELISTED
Monsanto Co
MON
$8.5M 0.19%
68,110
-93,540
-58% -$10.9M
SNCR
104
DELISTED
Synchronoss Technologies
SNCR
$8.37M 0.19%
26,613
-453
-2% -$130K
CSCO icon
105
Cisco
CSCO
$450B
$8.37M 0.19%
336,700
+7,899
+2% +$188K
IPGP icon
106
IPG Photonics
IPGP
$3.89B
$8.31M 0.19%
120,861
-5,864
-5% -$395K
NATI
107
DELISTED
National Instruments Corp
NATI
$8.23M 0.19%
254,257
-317,000
-55% -$9.11M
CLC
108
DELISTED
Clarcor
CLC
$8.23M 0.19%
133,112
-1,968
-1% -$114K
DIA icon
109
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.15M 0.18%
48,562
– –
ABAX
110
DELISTED
Abaxis Inc
ABAX
$8.12M 0.18%
183,354
-3,406
-2% -$142K
MASI
111
DELISTED
Masimo
MASI
$8.1M 0.18%
343,346
-1,164
-0.3% -$28.9K
PKD
112
DELISTED
Parker Drilling Company
PKD
$8.09M 0.18%
82,742
+21,876
+36% +$2.17M
SLH
113
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$8.04M 0.18%
119,772
-7,074
-6% -$461K
EGOV
114
DELISTED
NIC Inc
EGOV
$7.96M 0.18%
502,034
-8,768
-2% -$153K
GE icon
115
GE Aerospace
GE
$367B
$7.75M 0.17%
61,575
+33
+0.1% +$4.2K
ELV icon
116
Elevance Health
ELV
$81.9B
$7.75M 0.17%
72,028
– –
UPS icon
117
United Parcel Service
UPS
$97.6B
$7.68M 0.17%
74,819
-648
-0.9% -$65.1K
EPIQ
118
DELISTED
EPIQ SYSTEMS INC
EPIQ
$7.67M 0.17%
546,079
-9,836
-2% -$129K
VOLC
119
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$7.47M 0.17%
423,944
-23,515
-5% -$428K
VCRA
120
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$7.31M 0.16%
553,499
-9,890
-2% -$135K
NBL
121
DELISTED
Noble Energy, Inc.
NBL
$7.27M 0.16%
93,885
-11,409
-11% -$831K
FRED
122
DELISTED
Fred's Inc
FRED
$7.17M 0.16%
468,625
-3,930
-0.8% -$65.8K
BN icon
123
Brookfield
BN
$102B
$7M 0.16%
679,147
-968,532
-59% -$9.69M
CMA
124
DELISTED
Comerica
CMA
$6.88M 0.15%
137,090
-728,929
-84% -$35.6M
SNY icon
125
Sanofi
SNY
$104B
$6.85M 0.15%
128,764
-2,223
-2% -$118K
3 4
5
6 7

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Rockefeller Financial Services's Q2 2014 Portfolio in Review

As of Q2 2014, Rockefeller Financial Services held 664 positions worth $4.45B, down 3.6% from $4.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Financial Services withdrew a net $349M in Q2 2014, closing 33 positions and reducing 193 holdings. Its most notable exit was Chevron, an estimated $116M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, up from 19% a quarter earlier, followed by Financials and Technology.

Against the trend, Rockefeller Financial Services opened a new position in Alphabet (Google) Class C worth $165M.

  • Rockefeller Financial Services's largest Q2 2014 buy was Alphabet (Google) Class C: 5,696,357 shares worth $165M.
  • Rockefeller Financial Services added most to Express Scripts Holding Company in Q2 2014, an estimated $62.9M increase.
  • Rockefeller Financial Services's biggest Q2 2014 reduction was UnitedHealth, cutting an estimated $71.3M.
  • Rockefeller Financial Services fully exited Chevron in Q2 2014, selling an estimated $116M.
  • Rockefeller Financial Services's ten largest holdings make up 24% of its $4.45B portfolio in Q2 2014.
  • Rockefeller Financial Services opened 152 new positions and closed 33 in Q2 2014.
  • Rockefeller Financial Services's portfolio value fell 3.6% quarter-over-quarter to $4.45B.

Based on Rockefeller Financial Services's 13F filing for Q2 2014, filed 25 Jul 2014.